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A BILL TO BE ENTITLED
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AN ACT
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relating to the Licensed Professional Counselors Compact; |
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authorizing fees. |
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BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: |
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SECTION 1. Chapter 503, Occupations Code, is amended by |
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adding Subchapter K to read as follows: |
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SUBCHAPTER K. LICENSED PROFESSIONAL COUNSELORS COMPACT |
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Sec. 503.501. LICENSED PROFESSIONAL COUNSELORS COMPACT. |
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The Licensed Professional Counselors Compact is enacted and entered |
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into with all other jurisdictions that legally join in the compact, |
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which reads as follows: |
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LICENSED PROFESSIONAL COUNSELORS COMPACT |
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SECTION 1: PURPOSE |
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The purpose of this Compact is to facilitate interstate practice of |
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Licensed Professional Counselors with the goal of improving public |
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access to Professional Counseling services. The practice of |
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Professional Counseling occurs in the State where the client is |
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located at the time of the counseling services. The Compact |
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preserves the regulatory authority of States to protect public |
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health and safety through the current system of State licensure. |
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This Compact is designed to achieve the following objectives: |
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A. Increase public access to Professional Counseling |
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services by providing for the mutual recognition of other Member |
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State licenses; |
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B. Enhance the States' ability to protect the public's |
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health and safety; |
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C. Encourage the cooperation of Member States in regulating |
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multistate practice for Licensed Professional Counselors; |
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D. Support spouses of relocating Active Duty Military |
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personnel; |
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E. Enhance the exchange of licensure, investigative, and |
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disciplinary information among Member States; |
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F. Allow for the use of Telehealth technology to facilitate |
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increased access to Professional Counseling services; |
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G. Support the uniformity of Professional Counseling |
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licensure requirements throughout the States to promote public |
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safety and public health benefits; |
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H. Invest all Member States with the authority to hold a |
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Licensed Professional Counselor accountable for meeting all State |
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practice laws in the State in which the client is located at the |
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time care is rendered through the mutual recognition of Member |
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State licenses; |
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I. Eliminate the necessity for licenses in multiple States; |
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and |
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J. Provide opportunities for interstate practice by |
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Licensed Professional Counselors who meet uniform licensure |
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requirements. |
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SECTION 2. DEFINITIONS |
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As used in this Compact, and except as otherwise provided, the |
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following definitions shall apply: |
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A. "Active Duty Military" means full-time duty status in the |
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active uniformed service of the United States, including members of |
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the National Guard and Reserve on active duty orders pursuant to 10 |
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U.S.C. Chapters 1209 and 1211. |
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B. "Adverse Action" means any administrative, civil, equitable or |
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criminal action permitted by a State's laws which is imposed by a |
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licensing board or other authority against a Licensed Professional |
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Counselor, including actions against an individual's license or |
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Privilege to Practice such as revocation, suspension, probation, |
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monitoring of the licensee, limitation on the licensee's practice, |
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or any other Encumbrance on licensure affecting a Licensed |
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Professional Counselor's authorization to practice, including |
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issuance of a cease and desist action. |
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C. "Alternative Program" means a non-disciplinary monitoring or |
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practice remediation process approved by a Professional Counseling |
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Licensing Board to address Impaired Practitioners. |
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D. "Continuing Competence/Education" means a requirement, as a |
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condition of license renewal, to provide evidence of participation |
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in, and/or completion of, educational and professional activities |
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relevant to practice or area of work. |
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E. "Counseling Compact Commission" or "Commission" means the |
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national administrative body whose membership consists of all |
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States that have enacted the Compact. |
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F. "Current Significant Investigative Information" means: |
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1. Investigative Information that a Licensing Board, after |
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a preliminary inquiry that includes notification and an opportunity |
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for the Licensed Professional Counselor to respond, if required by |
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State law, has reason to believe is not groundless and, if proved |
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true, would indicate more than a minor infraction; or |
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2. Investigative Information that indicates that the |
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Licensed Professional Counselor represents an immediate threat to |
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public health and safety regardless of whether the Licensed |
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Professional Counselor has been notified and had an opportunity to |
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respond. |
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G. "Data System" means a repository of information about |
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Licensees, including, but not limited to, continuing education, |
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examination, licensure, investigative, Privilege to Practice and |
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Adverse Action information. |
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H. "Encumbered License" means a license in which an Adverse Action |
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restricts the practice of licensed Professional Counseling by the |
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Licensee and said Adverse Action has been reported to the National |
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Practitioners Data Bank (NPDB). |
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I. "Encumbrance" means a revocation or suspension of, or any |
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limitation on, the full and unrestricted practice of Licensed |
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Professional Counseling by a Licensing Board. |
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J. "Executive Committee" means a group of directors elected or |
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appointed to act on behalf of, and within the powers granted to them |
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by, the Commission. |
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K. "Home State" means the Member State that is the Licensee's |
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primary State of residence. |
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L. "Impaired Practitioner" means an individual who has a |
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condition(s) that may impair their ability to practice as a |
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Licensed Professional Counselor without some type of intervention |
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and may include, but are not limited to, alcohol and drug |
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dependence, mental health impairment, and neurological or |
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physical impairments. |
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M. "Investigative Information" means information, records, and |
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documents received or generated by a Professional Counseling |
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Licensing Board pursuant to an investigation. |
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N. "Jurisprudence Requirement" if required by a Member State, |
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means the assessment of an individual's knowledge of the laws and |
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Rules governing the practice of Professional Counseling in a State. |
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O. "Licensed Professional Counselor" means a counselor licensed |
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by a Member State, regardless of the title used by that State, to |
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independently assess, diagnose, and treat behavioral health |
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conditions. |
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P. "Licensee" means an individual who currently holds an |
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authorization from the State to practice as a Licensed Professional |
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Counselor. |
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Q. "Licensing Board" means the agency of a State, or equivalent, |
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that is responsible for the licensing and regulation of Licensed |
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Professional Counselors. |
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R. Member State" means a State that has enacted the Compact. |
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S. "Privilege to Practice" means a legal authorization, which is |
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equivalent to a license, permitting the practice of Professional |
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Counseling in a Remote State. |
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T. "Professional Counseling" means the assessment, diagnosis, and |
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treatment of behavioral health conditions by a Licensed |
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Professional Counselor. |
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U. "Remote State" means a Member State other than the Home State, |
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where a Licensee is exercising or seeking to exercise the Privilege |
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to Practice. |
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V. "Rule" means a regulation promulgated by the Commission that |
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has the force of law. |
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W. "Single State License" means a Licensed Professional Counselor |
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license issued by a Member State that authorizes practice only |
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within the issuing State and does not include a Privilege to |
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Practice in any other Member State. |
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X. "State" means any state, commonwealth, district, or territory |
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of the United States of America that regulates the practice of |
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Professional Counseling. |
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Y. "Telehealth" means the application of telecommunication |
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technology to deliver Professional Counseling services remotely to |
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assess, diagnose, and treat behavioral health conditions. |
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Z. "Unencumbered License" means a license that authorizes a |
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Licensed Professional Counselor to engage in the full and |
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unrestricted practice of Professional Counseling. |
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SECTION 3. STATE PARTICIPATION IN THE COMPACT |
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A. To Participate in the Compact, a State must currently: |
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1. License and regulate Licensed Professional Counselors; |
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2. Require Licensees to pass a nationally recognized exam |
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approved by the Commission; |
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3. Require Licensees to have a 60 semester-hour (or 90 |
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quarter-hour) master's degree in counseling or 60 semester-hours |
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(or 90 quarter-hours) of graduate course work including the |
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following topic areas: |
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a. Professional Counseling Orientation and Ethical |
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Practice; |
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b. Social and Cultural Diversity; |
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c. Human Growth and Development; |
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d. Career Development; |
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e. Counseling and Helping Relationships; |
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f. Group Counseling and Group Work; |
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g. Diagnosis and Treatment; Assessment and Testing; |
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h. Research and Program Evaluation; and |
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i. Other areas as determined by the Commission. |
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4. Require Licensees to complete a supervised postgraduate |
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professional experience as defined by the Commission; |
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5. Have a mechanism in place for receiving and investigating |
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complaints about Licensees. |
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B. A Member State shall: |
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1. Participate fully in the Commission's Data System, |
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including using the Commission's unique identifier as defined in |
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Rules; |
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2. Notify the Commission, in compliance with the terms of |
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the Compact and Rules, of any Adverse Action or the availability of |
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Investigative Information regarding a Licensee; |
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3. Implement or utilize procedures for considering the |
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criminal history records of applicants for an initial Privilege to |
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Practice. These procedures shall include the submission of |
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fingerprints or other biometric-based information by applicants |
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for the purpose of obtaining an applicant's criminal history record |
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information from the Federal Bureau of Investigation and the agency |
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responsible for retaining that State's criminal records; |
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a. A member state must fully implement a criminal |
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background check requirement, within a time frame established by |
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rule, by receiving the results of the Federal Bureau of |
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Investigation record search and shall use the results in making |
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licensure decisions. |
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b. Communication between a Member State, the |
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Commission and among Member States regarding the verification of |
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eligibility for licensure through the Compact shall not include any |
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information received from the Federal Bureau of Investigation |
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relating to a federal criminal records check performed by a Member |
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State under Public Law 92-544. |
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4. Comply with the Rules of the Commission; |
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5. Require an applicant to obtain or retain a license in the |
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Home State and meet the Home State's qualifications for licensure |
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or renewal of licensure, as well as all other applicable State laws; |
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6. Grant the Privilege to Practice to a Licensee holding a |
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valid Unencumbered License in another Member State in accordance |
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with the terms of the Compact and Rules; and |
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7. Provide for the attendance of the State's commissioner to |
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the Counseling Compact Commission meetings. |
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C. Member States may charge a fee for granting the Privilege to |
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Practice. |
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D. Individuals not residing in a Member State shall continue to be |
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able to apply for a Member State's Single State License as provided |
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under the laws of each Member State. However, the Single State |
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License granted to these individuals shall not be recognized as |
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granting a Privilege to Practice Professional Counseling in any |
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other Member State. |
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E. Nothing in this Compact shall affect the requirements |
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established by a Member State for the issuance of a Single State |
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License. |
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F. A license issued to a Licensed Professional Counselor by a Home |
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State to a resident in that State shall be recognized by each Member |
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State as authorizing a Licensed Professional Counselor to practice |
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Professional Counseling, under a Privilege to Practice, in each |
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Member State. |
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SECTION 4. PRIVILEGE TO PRACTICE |
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A. To exercise the Privilege to Practice under the terms and |
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provisions of the Compact, the Licensee shall: |
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1. Hold a license in the Home State; |
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2. Have a valid United States Social Security Number or |
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National Practitioner Identifier; |
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3. Be eligible for a Privilege to Practice in any Member |
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State in accordance with Section 4(D), (G) and (H); |
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4. Have not had any Encumbrance or restriction against any |
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license or Privilege to Practice within the previous two (2) years; |
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5. Notify the Commission that the Licensee is seeking the |
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Privilege to Practice within a Remote State(s); |
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6. Pay any applicable fees, including any State fee, for the |
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Privilege to Practice; |
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7. Meet any Continuing Competence/Education requirements |
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established by the Home State; |
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8. Meet any Jurisprudence Requirements established by the |
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Remote State(s) in which the Licensee is seeking a Privilege to |
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Practice; and |
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9. Report to the Commission any Adverse Action, |
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Encumbrance, or restriction on license taken by any non-Member |
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State within 30 days from the date the action is taken. |
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B. The Privilege to Practice is valid until the expiration date of |
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the Home State license. The Licensee must comply with the |
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requirements of Section 4(A) to maintain the Privilege to Practice |
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in the Remote State. |
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C. A Licensee providing Professional Counseling in a Remote State |
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under the Privilege to Practice shall adhere to the laws and |
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regulations of the Remote State. |
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D. A Licensee providing Professional Counseling services in a |
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Remote State is subject to that State's regulatory authority. A |
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Remote State may, in accordance with due process and that State's |
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laws, remove a Licensee's Privilege to Practice in the Remote State |
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for a specific period of time, impose fines, and/or take any other |
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necessary actions to protect the health and safety of its citizens. |
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The Licensee may be ineligible for a Privilege to Practice in any |
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Member State until the specific time for removal has passed and all |
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fines are paid. |
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E. If a Home State license is encumbered, the Licensee shall lose |
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the Privilege to Practice in any Remote State until the following |
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occur: |
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1. The Home State license is no longer encumbered; and |
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2. Have not had any Encumbrance or restriction against any |
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license or Privilege to Practice within the previous two (2) years. |
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F. Once an Encumbered License in the Home State is restored to good |
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standing, the Licensee must meet the requirements of Section 4(A) |
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to obtain a Privilege to Practice in any Remote State. |
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G. If a Licensee's Privilege to Practice in any Remote State is |
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removed, the individual may lose the Privilege to Practice in all |
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other Remote States until the following occur: |
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1. The specific period of time for which the Privilege to |
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Practice was removed has ended; |
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2. All fines have been paid; and |
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3. Have not had any Encumbrance or restriction against any |
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license or Privilege to Practice within the previous two (2) years. |
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H. Once the requirements of Section 4(G) have been met, the |
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Licensee must meet the requirements in Section 4(A) to obtain a |
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Privilege to Practice in a Remote State. |
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SECTION 5: OBTAINING A NEW HOME STATE LICENSE BASED ON A PRIVILEGE |
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TO PRACTICE |
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A. A Licensed Professional Counselor may hold a Home State |
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license, which allows for a Privilege to Practice in other Member |
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States, in only one Member State at a time. |
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B. If a Licensed Professional Counselor changes primary State of |
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residence by moving between two Member States: |
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1. The Licensed Professional Counselor shall file an |
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application for obtaining a new Home State license based on a |
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Privilege to Practice, pay all applicable fees, and notify the |
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current and new Home State in accordance with applicable Rules |
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adopted by the Commission. |
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2. Upon receipt of an application for obtaining a new Home |
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State license by virtue of a Privilege to Practice, the new Home |
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State shall verify that the Licensed Professional Counselor meets |
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the pertinent criteria outlined in Section 4 via the Data System, |
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without need for primary source verification except for: |
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a. a Federal Bureau of Investigation fingerprint based |
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criminal background check if not previously performed or updated |
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pursuant to applicable rules adopted by the Commission in |
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accordance with Public Law 92-544; |
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b. other criminal background check as required by the |
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new Home State; and |
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c. completion of any requisite Jurisprudence |
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Requirements of the new Home State. |
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3. The former Home State shall convert the former Home State |
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license into a Privilege to Practice once the new Home State has |
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activated the new Home State license in accordance with applicable |
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Rules adopted by the Commission. |
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4. Notwithstanding any other provision of this Compact, if |
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the Licensed Professional Counselor cannot meet the criteria in |
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Section 4, the new Home State may apply its requirements for issuing |
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a new Single State License. |
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5. The Licensed Professional Counselor shall pay all |
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applicable fees to the new Home State in order to be issued a new |
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Home State license. |
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C. If a Licensed Professional Counselor changes Primary State of |
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Residence by moving from a Member State to a non-Member State, or |
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from a non-Member State to a Member State, the State criteria shall |
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apply for issuance of a Single State License in the new State. |
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D. Nothing in this Compact shall interfere with a Licensee's |
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ability to hold a Single State License in multiple States, however |
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for the purposes of this Compact, a Licensee shall have only one |
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Home State license. |
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E. Nothing in this Compact shall affect the requirements |
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established by a Member State for the issuance of a Single State |
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License. |
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SECTION 6. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES |
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Active Duty Military personnel, or their spouse, shall designate a |
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Home State where the individual has a current license in good |
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standing. The individual may retain the Home State designation |
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during the period the service member is on active duty. Subsequent |
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to designating a Home State, the individual shall only change their |
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Home State through application for licensure in the new State, or |
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through the process outlined in Section 5. |
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SECTION 7. COMPACT PRIVILEGE TO PRACTICE TELEHEALTH |
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A. Member States shall recognize the right of a Licensed |
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Professional Counselor, licensed by a Home State in accordance with |
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Section 3 and under Rules promulgated by the Commission, to |
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practice Professional Counseling in any Member State via Telehealth |
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under a Privilege to Practice as provided in the Compact and Rules |
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promulgated by the Commission. |
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B. A Licensee providing Professional Counseling services in a |
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Remote State under the Privilege to Practice shall adhere to the |
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laws and regulations of the Remote State. |
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SECTION 8. ADVERSE ACTIONS |
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A. In addition to the other powers conferred by State law, a Remote |
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State shall have the authority, in accordance with existing State |
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due process law, to: |
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1. Take Adverse Action against a Licensed Professional |
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Counselor's Privilege to Practice within that Member State, and |
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2. Issue subpoenas for both hearings and investigations |
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that require the attendance and testimony of witnesses as well as |
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the production of evidence. Subpoenas issued by a Licensing Board |
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in a Member State for the attendance and testimony of witnesses or |
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the production of evidence from another Member State shall be |
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enforced in the latter State by any court of competent |
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jurisdiction, according to the practice and procedure of that court |
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applicable to subpoenas issued in proceedings pending before it. |
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The issuing authority shall pay any witness fees, travel expenses, |
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mileage, and other fees required by the service statutes of the |
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State in which the witnesses or evidence are located. |
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3. Only the Home State shall have the power to take Adverse |
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Action against a Licensed Professional Counselor's license issued |
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by the Home State. |
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B. For purposes of taking Adverse Action, the Home State shall |
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give the same priority and effect to reported conduct received from |
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a Member State as it would if the conduct had occurred within the |
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Home State. In so doing, the Home State shall apply its own State |
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laws to determine appropriate action. |
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C. The Home State shall complete any pending investigations of a |
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Licensed Professional Counselor who changes primary State of |
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residence during the course of the investigations. The Home State |
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shall also have the authority to take appropriate action(s) and |
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shall promptly report the conclusions of the investigations to the |
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administrator of the Data System. The administrator of the |
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coordinated licensure information system shall promptly notify the |
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new Home State of any Adverse Actions. |
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D. A Member State, if otherwise permitted by State law, may |
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recover from the affected Licensed Professional Counselor the costs |
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of investigations and dispositions of cases resulting from any |
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Adverse Action taken against that Licensed Professional Counselor. |
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E. A Member State may take Adverse Action based on the factual |
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findings of the Remote State, provided that the Member State |
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follows its own procedures for taking the Adverse Action. |
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F. Joint Investigations: |
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1. In addition to the authority granted to a Member State by |
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its respective Professional Counseling practice act or other |
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applicable State law, any Member State may participate with other |
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Member States in joint investigations of Licensees. |
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2. Member States shall share any investigative, litigation, |
|
or compliance materials in furtherance of any joint or individual |
|
investigation initiated under the Compact. |
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G. If Adverse Action is taken by the Home State against the license |
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of a Licensed Professional Counselor, the Licensed Professional |
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Counselor's Privilege to Practice in all other Member States shall |
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be deactivated until all Encumbrances have been removed from the |
|
State license. All Home State disciplinary orders that impose |
|
Adverse Action against the license of a Licensed Professional |
|
Counselor shall include a Statement that the Licensed Professional |
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Counselor's Privilege to Practice is deactivated in all Member |
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States during the pendency of the order. |
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H. If a Member State takes Adverse Action, it shall promptly |
|
notify the administrator of the Data System. The administrator of |
|
the Data System shall promptly notify the Home State of any Adverse |
|
Actions by Remote States. |
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I. Nothing in this Compact shall override a Member State's |
|
decision that participation in an Alternative Program may be used |
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in lieu of Adverse Action. |
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SECTION 9. ESTABLISHMENT OF COUNSELING COMPACT COMMISSION |
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A. The Compact Member States hereby create and establish a joint |
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public agency known as the Counseling Compact Commission: |
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1. The Commission is an instrumentality of the Compact |
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States. |
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2. Venue is proper and judicial proceedings by or against |
|
the Commission shall be brought solely and exclusively in a court of |
|
competent jurisdiction where the principal office of the Commission |
|
is located. The Commission may waive venue and jurisdictional |
|
defenses to the extent it adopts or consents to participate in |
|
alternative dispute resolution proceedings. |
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3. Nothing in this Compact shall be construed to be a waiver |
|
of sovereign immunity. |
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B. Membership, Voting, and Meetings |
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1. Each Member State shall have and be limited to one (1) |
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delegate selected by that Member State's Licensing Board. |
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2. The delegate shall be either: |
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a. A current member of the Licensing Board at the time |
|
of appointment, who is a Licensed Professional Counselor or public |
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member; or |
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b. An administrator of the Licensing Board. |
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3. Any delegate may be removed or suspended from office as |
|
provided by the law of the State from which the delegate is |
|
appointed. |
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4. The Member State Licensing Board shall fill any vacancy |
|
occurring on the Commission within 60 days. |
|
5. Each delegate shall be entitled to one (1) vote with |
|
regard to the promulgation of Rules and creation of bylaws and shall |
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otherwise have an opportunity to participate in the business and |
|
affairs of the Commission. |
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6. A delegate shall vote in person or by such other means as |
|
provided in the bylaws. The bylaws may provide for delegates' |
|
participation in meetings by telephone or other means of |
|
communication. |
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7. The Commission shall meet at least once during each |
|
calendar year. Additional meetings shall be held as set forth in |
|
the bylaws. |
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8. The Commission shall by Rule establish a term of office |
|
for delegates and may by Rule establish term limits. |
|
C. The Commission shall have the following powers and duties: |
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1. Establish the fiscal year of the Commission; |
|
2. Establish bylaws; |
|
3. Maintain its financial records in accordance with the |
|
bylaws; |
|
4. Meet and take such actions as are consistent with the |
|
provisions of this Compact and the bylaws; |
|
5. Promulgate Rules which shall be binding to the extent and |
|
in the manner provided for in the Compact; |
|
6. Bring and prosecute legal proceedings or actions in the |
|
name of the Commission, provided that the standing of any State |
|
Licensing Board to sue or be sued under applicable law shall not be |
|
affected; |
|
7. Purchase and maintain insurance and bonds; |
|
8. Borrow, accept, or contract for services of personnel, |
|
including, but not limited to, employees of a Member State; |
|
9. Hire employees, elect or appoint officers, fix |
|
compensation, define duties, grant such individuals appropriate |
|
authority to carry out the purposes of the Compact, and establish |
|
the Commission's personnel policies and programs relating to |
|
conflicts of interest, qualifications of personnel, and other |
|
related personnel matters; |
|
10. Accept any and all appropriate donations and grants of |
|
money, equipment, supplies, materials, and services, and to |
|
receive, utilize, and dispose of the same; provided that at all |
|
times the Commission shall avoid any appearance of impropriety |
|
and/or conflict of interest; |
|
11. Lease, purchase, accept appropriate gifts or donations |
|
of, or otherwise to own, hold, improve or use, any property, real, |
|
personal or mixed; provided that at all times the Commission shall |
|
avoid any appearance of impropriety; |
|
12. Sell convey, mortgage, pledge, lease, exchange, |
|
abandon, or otherwise dispose of any property real, personal, or |
|
mixed; |
|
13. Establish a budget and make expenditures; |
|
14. Borrow money; |
|
15. Appoint committees, including standing committees |
|
composed of members, State regulators, State legislators or their |
|
representatives, and consumer representatives, and such other |
|
interested persons as may be designated in this Compact and the |
|
bylaws; |
|
16. Provide and receive information from, and cooperate |
|
with, law enforcement agencies; |
|
17. Establish and elect an Executive Committee; and |
|
18. Perform such other functions as may be necessary or |
|
appropriate to achieve the purposes of this Compact consistent with |
|
the State regulation of Professional Counseling licensure and |
|
practice. |
|
D. The Executive Committee |
|
1. The Executive Committee shall have the power to act on |
|
behalf of the Commission according to the terms of this Compact. |
|
2. The Executive Committee shall be composed of up to eleven |
|
(11) members: |
|
a. Seven voting members who are elected by the |
|
Commission from the current membership of the Commission; and |
|
b. Up to four (4) ex-officio, nonvoting members from |
|
four (4) recognized national professional counselor organizations. |
|
c. The ex-officio members will be selected by their |
|
respective organizations. |
|
3. The Commission may remove any member of the Executive |
|
Committee as provided in bylaws. |
|
4. The Executive Committee shall meet at least annually. |
|
5. The Executive Committee shall have the following duties |
|
and responsibilities: |
|
a. Recommend to the entire Commission changes to the |
|
Rules or bylaws, changes to this Compact legislation, fees paid by |
|
Compact Member States such as annual dues, and any Commission |
|
Compact fee charged to Licensees for the Privilege to Practice; |
|
b. Ensure Compact administration services are |
|
appropriately provided, contractual or otherwise; |
|
c. Prepare and recommend the budget; |
|
d. Maintain financial records on behalf of the |
|
Commission; |
|
e. Monitor Compact compliance of Member States and |
|
provide compliance reports to the Commission; |
|
f. Establish additional committees as necessary; and |
|
g. Other duties as provided in Rules or bylaws. |
|
E. Meetings of the Commission |
|
1. All meetings shall be open to the public, and public |
|
notice of meetings shall be given in the same manner as required |
|
under the Rulemaking provisions in Section 11. |
|
2. The Commission or the Executive Committee or other |
|
committees of the Commission may convene in a closed, non-public |
|
meeting if the Commission or Executive Committee or other |
|
committees of the Commission must discuss: |
|
a. Non-compliance of a Member State with its |
|
obligations under the Compact; |
|
b. The employment, compensation, discipline or other |
|
matters, practices or procedures related to specific employees or |
|
other matters related to the Commission's internal personnel |
|
practices and procedures; |
|
c. Current, threatened, or reasonably anticipated |
|
litigation; |
|
d. Negotiation of contracts for the purchase, lease, |
|
or sale of goods, services, or real estate; |
|
e. Accusing any person of a crime or formally |
|
censuring any person; |
|
f. Disclosure of trade secrets or commercial or |
|
financial information that is privileged or confidential; |
|
g. Disclosure of information of a personal nature |
|
where disclosure would constitute a clearly unwarranted invasion of |
|
personal privacy; |
|
h. Disclosure of investigative records compiled for |
|
law enforcement purposes; |
|
i. Disclosure of information related to any |
|
investigative reports prepared by or on behalf of or for use of the |
|
Commission or other committee charged with responsibility of |
|
investigation or determination of compliance issues pursuant to the |
|
Compact; or |
|
j. Matters specifically exempted from disclosure by |
|
federal or Member State statute. |
|
3. If a meeting, or portion of a meeting, is closed pursuant |
|
to this provision, the Commission's legal counsel or designee shall |
|
certify that the meeting may be closed and shall reference each |
|
relevant exempting provision. |
|
4. The Commission shall keep minutes that fully and clearly |
|
describe all matters discussed in a meeting and shall provide a full |
|
and accurate summary of actions taken, and the reasons therefore, |
|
including a description of the views expressed. All documents |
|
considered in connection with an action shall be identified in such |
|
minutes. All minutes and documents of a closed meeting shall remain |
|
under seal, subject to release by a majority vote of the Commission |
|
or order of a court of competent jurisdiction. |
|
F. Financing of the Commission |
|
1. The Commission shall pay, or provide for the payment of, |
|
the reasonable expenses of its establishment, organization, and |
|
ongoing activities. |
|
2. The Commission may accept any and all appropriate revenue |
|
sources, donations, and grants of money, equipment, supplies, |
|
materials, and services. |
|
3. The Commission may levy on and collect an annual |
|
assessment from each Member State or impose fees on other parties to |
|
cover the cost of the operations and activities of the Commission |
|
and its staff, which must be in a total amount sufficient to cover |
|
its annual budget as approved each year for which revenue is not |
|
provided by other sources. The aggregate annual assessment amount |
|
shall be allocated based upon a formula to be determined by the |
|
Commission, which shall promulgate a Rule binding upon all Member |
|
States. |
|
4. The Commission shall not incur obligations of any kind |
|
prior to securing the funds adequate to meet the same; nor shall the |
|
Commission pledge the credit of any of the Member States, except by |
|
and with the authority of the Member State. |
|
5. The Commission shall keep accurate accounts of all |
|
receipts and disbursements. The receipts and disbursements of the |
|
Commission shall be subject to the audit and accounting procedures |
|
established under its bylaws. However, all receipts and |
|
disbursements of funds handled by the Commission shall be audited |
|
yearly by a certified or licensed public accountant, and the report |
|
of the audit shall be included in and become part of the annual |
|
report of the Commission. |
|
G. Qualified Immunity, Defense, and Indemnification |
|
1. The members, officers, executive director, employees and |
|
representatives of the Commission shall be immune from suit and |
|
liability, either personally or in their official capacity, for any |
|
claim for damage to or loss of property or personal injury or other |
|
civil liability caused by or arising out of any actual or alleged |
|
act, error or omission that occurred, or that the person against |
|
whom the claim is made had a reasonable basis for believing occurred |
|
within the scope of Commission employment, duties or |
|
responsibilities; provided that nothing in this paragraph shall be |
|
construed to protect any such person from suit and/or liability for |
|
any damage, loss, injury, or liability caused by the intentional or |
|
willful or wanton misconduct of that person. |
|
2. The Commission shall defend any member, officer, |
|
executive director, employee or representative of the Commission in |
|
any civil action seeking to impose liability arising out of any |
|
actual or alleged act, error, or omission that occurred within the |
|
scope of Commission employment, duties, or responsibilities, or |
|
that the person against whom the claim is made had a reasonable |
|
basis for believing occurred within the scope of Commission |
|
employment, duties, or responsibilities; provided that nothing |
|
herein shall be construed to prohibit that person from retaining |
|
his or her own counsel; and provided further, that the actual or |
|
alleged act, error, or omission did not result from that person's |
|
intentional or willful or wanton misconduct. |
|
3. The Commission shall indemnify and hold harmless any |
|
member, officer, executive director, employee, or representative |
|
of the Commission for the amount of any settlement or judgment |
|
obtained against that person arising out of any actual or alleged |
|
act, error, or omission that occurred within the scope of |
|
Commission employment, duties, or responsibilities, or that such |
|
person had a reasonable basis for believing occurred within the |
|
scope of Commission employment, duties, or responsibilities, |
|
provided that the actual or alleged act, error, or omission did not |
|
result from the intentional or willful or wanton misconduct of that |
|
person. |
|
SECTION 10. DATA SYSTEM |
|
A. The Commission shall provide for the development, maintenance, |
|
operation, and utilization of a coordinated database and reporting |
|
system containing licensure, Adverse Action, and Investigative |
|
Information on all licensed individuals in Member States. |
|
B. Notwithstanding any other provision of State law to the |
|
contrary, a Member State shall submit a uniform data set to the Data |
|
System on all individuals to whom this Compact is applicable as |
|
required by the Rules of the Commission, including: |
|
1. Identifying information; |
|
2. Licensure data; |
|
3. Adverse Actions against a license or Privilege to |
|
Practice; |
|
4. Non-confidential information related to Alternative |
|
Program participation; |
|
5. Any denial of application for licensure, and the |
|
reason(s) for such denial; |
|
6. Current Significant Investigative Information; and |
|
7. Other information that may facilitate the administration |
|
of this Compact, as determined by the Rules of the Commission. |
|
C. Investigative Information pertaining to a Licensee in any |
|
Member State will only be available to other Member States. |
|
D. The Commission shall promptly notify all Member States of any |
|
Adverse Action taken against a Licensee or an individual applying |
|
for a license. Adverse Action information pertaining to a Licensee |
|
in any Member State will be available to any other Member State. |
|
E. Member States contributing information to the Data System may |
|
designate information that may not be shared with the public |
|
without the express permission of the contributing State. |
|
F. Any information submitted to the Data System that is |
|
subsequently required to be expunged by the laws of the Member State |
|
contributing the information shall be removed from the Data System. |
|
SECTION 11. RULEMAKING |
|
A. The Commission shall promulgate reasonable Rules in order to |
|
effectively and efficiently achieve the purpose of the Compact. |
|
Notwithstanding the foregoing, in the event the Commission |
|
exercises its Rulemaking authority in a manner that is beyond the |
|
scope of the purposes of the Compact, or the powers granted |
|
hereunder, then such an action by the Commission shall be invalid |
|
and have no force or effect. |
|
B. The Commission shall exercise its Rulemaking powers pursuant to |
|
the criteria set forth in this Section and the Rules adopted |
|
thereunder. Rules and amendments shall become binding as of the |
|
date specified in each Rule or amendment. |
|
C. If a majority of the legislatures of the Member States rejects a |
|
Rule, by enactment of a statute or resolution in the same manner |
|
used to adopt the Compact within four (4) years of the date of |
|
adoption of the Rule, then such Rule shall have no further force and |
|
effect in any Member State. |
|
D. Rules or amendments to the Rules shall be adopted at a regular |
|
or special meeting of the Commission. |
|
E. Prior to promulgation and adoption of a final Rule or Rules by |
|
the Commission, and at least thirty (30) days in advance of the |
|
meeting at which the Rule will be considered and voted upon, the |
|
Commission shall file a Notice of Proposed Rulemaking: |
|
1. On the website of the Commission or other publicly |
|
accessible platform; and |
|
2. On the website of each Member State Professional |
|
Counseling Licensing Board or other publicly accessible platform or |
|
the publication in which each State would otherwise publish |
|
proposed Rules. |
|
F. The Notice of Proposed Rulemaking shall include: |
|
1. The proposed time, date, and location of the meeting in |
|
which the Rule will be considered and voted upon; |
|
2. The text of the proposed Rule or amendment and the reason |
|
for the proposed Rule; |
|
3. A request for comments on the proposed Rule from any |
|
interested person; and |
|
4. The manner in which interested persons may submit notice |
|
to the Commission of their intention to attend the public hearing |
|
and any written comments. |
|
G. Prior to adoption of a proposed Rule, the Commission shall |
|
allow persons to submit written data, facts, opinions, and |
|
arguments, which shall be made available to the public. |
|
H. The Commission shall grant an opportunity for a public hearing |
|
before it adopts a Rule or amendment if a hearing is requested by: |
|
1. At least twenty-five (25) persons; |
|
2. A State or federal governmental subdivision or agency; or |
|
3. An association having at least twenty-five (25) members. |
|
I. If a hearing is held on the proposed Rule or amendment, the |
|
Commission shall publish the place, time, and date of the scheduled |
|
public hearing. If the hearing is held via electronic means, the |
|
Commission shall publish the mechanism for access to the electronic |
|
hearing. |
|
1. All persons wishing to be heard at the hearing shall |
|
notify the executive director of the Commission or other designated |
|
member in writing of their desire to appear and testify at the |
|
hearing not less than five (5) business days before the scheduled |
|
date of the hearing. |
|
2. Hearings shall be conducted in a manner providing each |
|
person who wishes to comment a fair and reasonable opportunity to |
|
comment orally or in writing. |
|
3. All hearings will be recorded. A copy of the recording |
|
will be made available on request. |
|
4. Nothing in this section shall be construed as requiring a |
|
separate hearing on each Rule. Rules may be grouped for the |
|
convenience of the Commission at hearings required by this section. |
|
J. Following the scheduled hearing date, or by the close of |
|
business on the scheduled hearing date if the hearing was not held, |
|
the Commission shall consider all written and oral comments |
|
received. |
|
K. If no written notice of intent to attend the public hearing by |
|
interested parties is received, the Commission may proceed with |
|
promulgation of the proposed Rule without a public hearing. |
|
L. The Commission shall, by majority vote of all members, take |
|
final action on the proposed Rule and shall determine the effective |
|
date of the Rule, if any, based on the Rulemaking record and the |
|
full text of the Rule. |
|
M. Upon determination that an emergency exists, the Commission may |
|
consider and adopt an emergency Rule without prior notice, |
|
opportunity for comment, or hearing, provided that the usual |
|
Rulemaking procedures provided in the Compact and in this section |
|
shall be retroactively applied to the Rule as soon as reasonably |
|
possible, in no event later than ninety (90) days after the |
|
effective date of the Rule. For the purposes of this provision, an |
|
emergency Rule is one that must be adopted immediately in order to: |
|
1. Meet an imminent threat to public health, safety, or |
|
welfare; |
|
2. Prevent a loss of Commission or Member State funds; |
|
3. Meet a deadline for the promulgation of an administrative |
|
Rule that is established by federal law or Rule; or |
|
4. Protect public health and safety. |
|
N. The Commission or an authorized committee of the Commission may |
|
direct revisions to a previously adopted Rule or amendment for |
|
purposes of correcting typographical errors, errors in format, |
|
errors in consistency, or grammatical errors. Public notice of any |
|
revisions shall be posted on the website of the Commission. The |
|
revision shall be subject to challenge by any person for a period of |
|
thirty (30) days after posting. The revision may be challenged only |
|
on grounds that the revision results in a material change to a Rule. |
|
A challenge shall be made in writing and delivered to the chair of |
|
the Commission prior to the end of the notice period. If no |
|
challenge is made, the revision will take effect without further |
|
action. If the revision is challenged, the revision may not take |
|
effect without the approval of the Commission. |
|
SECTION 12. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT |
|
A. Oversight |
|
1. The executive, legislative, and judicial branches of |
|
State government in each Member State shall enforce this Compact |
|
and take all actions necessary and appropriate to effectuate the |
|
Compact's purposes and intent. The provisions of this Compact and |
|
the Rules promulgated hereunder shall have standing as statutory |
|
law. |
|
2. All courts shall take judicial notice of the Compact and |
|
the Rules in any judicial or administrative proceeding in a Member |
|
State pertaining to the subject matter of this Compact which may |
|
affect the powers, responsibilities, or actions of the Commission. |
|
3. The Commission shall be entitled to receive service of |
|
process in any such proceeding and shall have standing to intervene |
|
in such a proceeding for all purposes. Failure to provide service |
|
of process to the Commission shall render a judgment or order void |
|
as to the Commission, this Compact, or promulgated Rules. |
|
B. Default, Technical Assistance, and Termination |
|
1. If the Commission determines that a Member State has |
|
defaulted in the performance of its obligations or responsibilities |
|
under this Compact or the promulgated Rules, the Commission shall: |
|
a. Provide written notice to the defaulting State and |
|
other Member States of the nature of the default, the proposed means |
|
of curing the default and/or any other action to be taken by the |
|
Commission; and |
|
b. Provide remedial training and specific technical |
|
assistance regarding the default. |
|
C. If a State in default fails to cure the default, the defaulting |
|
State may be terminated from the Compact upon an affirmative vote of |
|
a majority of the Member States, and all rights, privileges and |
|
benefits conferred by this Compact may be terminated on the |
|
effective date of termination. A cure of the default does not |
|
relieve the offending State of obligations or liabilities incurred |
|
during the period of default. |
|
D. Termination of membership in the Compact shall be imposed only |
|
after all other means of securing compliance have been exhausted. |
|
Notice of intent to suspend or terminate shall be given by the |
|
Commission to the governor, the majority and minority leaders of |
|
the defaulting State's legislature, and each of the Member States. |
|
E. A State that has been terminated is responsible for all |
|
assessments, obligations, and liabilities incurred through the |
|
effective date of termination, including obligations that extend |
|
beyond the effective date of termination. |
|
F. The Commission shall not bear any costs related to a State that |
|
is found to be in default or that has been terminated from the |
|
Compact, unless agreed upon in writing between the Commission and |
|
the defaulting State. |
|
G. The defaulting State may appeal the action of the Commission by |
|
petitioning the U.S. District Court for the District of Columbia or |
|
the federal district where the Commission has its principal |
|
offices. The prevailing member shall be awarded all costs of such |
|
litigation, including reasonable attorney's fees. |
|
H. Dispute Resolution |
|
1. Upon request by a Member State, the Commission shall |
|
attempt to resolve disputes related to the Compact that arise among |
|
Member States and between member and non-Member States. |
|
2. The Commission shall promulgate a Rule providing for both |
|
mediation and binding dispute resolution for disputes as |
|
appropriate. |
|
I. Enforcement |
|
1. The Commission, in the reasonable exercise of its |
|
discretion, shall enforce the provisions and Rules of this Compact. |
|
2. By majority vote, the Commission may initiate legal |
|
action in the United States District Court for the District of |
|
Columbia or the federal district where the Commission has its |
|
principal offices against a Member State in default to enforce |
|
compliance with the provisions of the Compact and its promulgated |
|
Rules and bylaws. The relief sought may include both injunctive |
|
relief and damages. In the event judicial enforcement is |
|
necessary, the prevailing member shall be awarded all costs of such |
|
litigation, including reasonable attorney's fees. |
|
3. The remedies herein shall not be the exclusive remedies |
|
of the Commission. The Commission may pursue any other remedies |
|
available under federal or State law. |
|
SECTION 13. DATE OF IMPLEMENTATION OF THE COUNSELING COMPACT |
|
COMMISSION AND ASSOCIATED RULES, WITHDRAWAL, AND AMENDMENT |
|
A. The Compact shall come into effect on the date on which the |
|
Compact statute is enacted into law in the tenth Member State. The |
|
provisions, which become effective at that time, shall be limited |
|
to the powers granted to the Commission relating to assembly and the |
|
promulgation of Rules. Thereafter, the Commission shall meet and |
|
exercise Rulemaking powers necessary to the implementation and |
|
administration of the Compact. |
|
B. Any State that joins the Compact subsequent to the Commission's |
|
initial adoption of the Rules shall be subject to the Rules as they |
|
exist on the date on which the Compact becomes law in that State. |
|
Any Rule that has been previously adopted by the Commission shall |
|
have the full force and effect of law on the day the Compact becomes |
|
law in that State. |
|
C. Any Member State may withdraw from this Compact by enacting a |
|
statute repealing the same. |
|
1. A Member State's withdrawal shall not take effect until |
|
six (6) months after enactment of the repealing statute. |
|
2. Withdrawal shall not affect the continuing requirement |
|
of the withdrawing State's Professional Counseling Licensing Board |
|
to comply with the investigative and Adverse Action reporting |
|
requirements of this act prior to the effective date of withdrawal. |
|
D. Nothing contained in this Compact shall be construed to |
|
invalidate or prevent any Professional Counseling licensure |
|
agreement or other cooperative arrangement between a Member State |
|
and a non-Member State that does not conflict with the provisions of |
|
this Compact. |
|
E. This Compact may be amended by the Member States. No amendment |
|
to this Compact shall become effective and binding upon any Member |
|
State until it is enacted into the laws of all Member States. |
|
SECTION 14. CONSTRUCTION AND SEVERABILITY |
|
This Compact shall be liberally construed so as to effectuate the |
|
purposes thereof. The provisions of this Compact shall be |
|
severable and if any phrase, clause, sentence or provision of this |
|
Compact is declared to be contrary to the constitution of any Member |
|
State or of the United States or the applicability thereof to any |
|
government, agency, person or circumstance is held invalid, the |
|
validity of the remainder of this Compact and the applicability |
|
thereof to any government, agency, person or circumstance shall not |
|
be affected thereby. If this Compact shall be held contrary to the |
|
constitution of any Member State, the Compact shall remain in full |
|
force and effect as to the remaining Member States and in full force |
|
and effect as to the Member State affected as to all severable |
|
matters. |
|
SECTION 15. BINDING EFFECT OF COMPACT AND OTHER LAWS |
|
A. A Licensee providing Professional Counseling services in a |
|
Remote State under the Privilege to Practice shall adhere to the |
|
laws and regulations, including scope of practice, of the Remote |
|
State. |
|
B. Nothing herein prevents the enforcement of any other law of a |
|
Member State that is not inconsistent with the Compact. |
|
C. Any laws in a Member State in conflict with the Compact are |
|
superseded to the extent of the conflict. |
|
D. Any lawful actions of the Commission, including all Rules and |
|
bylaws properly promulgated by the Commission, are binding upon the |
|
Member States. |
|
E. All permissible agreements between the Commission and the |
|
Member States are binding in accordance with their terms. |
|
F. In the event any provision of the Compact exceeds the |
|
constitutional limits imposed on the legislature of any Member |
|
State, the provision shall be ineffective to the extent of the |
|
conflict with the constitutional provision in question in that |
|
Member State. |
|
Sec. 503.502. ADMINISTRATION OF COMPACT. The executive |
|
council is the Licensed Professional Counselors Compact |
|
administrator for this state. |
|
Sec. 503.503. RULES. The executive council may adopt rules |
|
necessary to implement this subchapter. |
|
SECTION 2. This Act takes effect September 1, 2023. |