Enrolled Bill Summary

House Bill 1840 amends The Securities Act to authorize the State Securities Board to increase certain filing fees so that the aggregate amount that exceeds the amount of the fees as of September 1, 2002, produces sufficient revenue to cover the costs of administering and enforcing the provisions of that Act. The fees, which may not exceed $100 each, are those assessed for filing: (1) an application, renewal, or amendment to sell or dispose of securities; (2) an original or renewal application from a dealer or investment adviser; and (3) an original or renewal application from an agent, officer, or investment adviser representative.