1-1 By: Truan, Lucio, Wentworth S.B. No. 89 1-2 Rosson, Zaffirini 1-3 (In the Senate - Filed January 8, 1993; January 14, 1993, 1-4 read first time and referred to Committee on Health and Human 1-5 Services; March 9, 1993, reported adversely, with favorable 1-6 Committee Substitute by the following vote: Yeas 9, Nays 0; 1-7 March 9, 1993, sent to printer.) 1-8 COMMITTEE VOTE 1-9 Yea Nay PNV Absent 1-10 Zaffirini x 1-11 Ellis x 1-12 Madla x 1-13 Moncrief x 1-14 Nelson x 1-15 Patterson x 1-16 Shelley x 1-17 Truan x 1-18 Wentworth x 1-19 COMMITTEE SUBSTITUTE FOR S.B. No. 89 By: Truan 1-20 A BILL TO BE ENTITLED 1-21 AN ACT 1-22 relating to establishing a birth defects registry. 1-23 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: 1-24 SECTION 1. Subtitle D, Title 2, Health and Safety Code, is 1-25 amended by adding Chapter 87 to read as follows: 1-26 CHAPTER 87. BIRTH DEFECTS 1-27 SUBCHAPTER A. GENERAL PROVISIONS 1-28 Sec. 87.001. DEFINITIONS. In this chapter: 1-29 (1) "Birth defect" means a physical or mental 1-30 functional deficit or impairment in a human embryo, fetus, or 1-31 newborn resulting from one or more genetic or environmental causes. 1-32 (2) "Communicable disease" has the meaning assigned by 1-33 Section 81.003. 1-34 (3) "Director" means the executive head of the 1-35 department. 1-36 (4) "Environmental causes" means the sum total of all 1-37 the conditions and elements that make up the surroundings and 1-38 influence the development of an individual. 1-39 (5) "Harmful physical agent" has the meaning assigned 1-40 by Section 503.001. 1-41 (6) "Health professional" means an individual whose: 1-42 (A) vocation or profession is directly or 1-43 indirectly related to the maintenance of health in another 1-44 individual; and 1-45 (B) duties require a specified amount of formal 1-46 education and may require a special examination, certificate, or 1-47 license or membership in a regional or national association. 1-48 (7) "Health facility" includes: 1-49 (A) a general or special hospital licensed by 1-50 the department under Chapter 241; 1-51 (B) a physician-owned or physician-operated 1-52 clinic; 1-53 (C) a publicly or privately funded medical 1-54 school; 1-55 (D) a state hospital or state school maintained 1-56 and managed by the Texas Department of Mental Health and Mental 1-57 Retardation; 1-58 (E) a genetic evaluation and counseling center; 1-59 (F) a public health clinic conducted by a local 1-60 health unit, health department, or public health district organized 1-61 and recognized under Chapter 121; 1-62 (G) a physician peer review organization; and 1-63 (H) another facility specified by board rule. 1-64 (8) "Midwife" has the meaning assigned by Section 1, 1-65 Texas Midwifery Act (Article 4512i, Vernon's Texas Civil Statutes). 1-66 (9) "Local health unit" has the meaning assigned by 1-67 Section 121.004. 1-68 (10) "Toxic substance" has the meaning assigned by 2-1 Section 503.001. 2-2 Sec. 87.002. CONFIDENTIALITY. (a) Except as specifically 2-3 authorized by this chapter, reports, records, and information 2-4 furnished to a department employee or to an authorized agent of the 2-5 department that relate to cases or suspected cases of a health 2-6 condition are confidential and may be used only for the purposes of 2-7 this chapter. 2-8 (b) Reports, records, and information relating to cases or 2-9 suspected cases of health conditions are not public information 2-10 under the open records law, Chapter 424, Acts of the 63rd 2-11 Legislature, Regular Session, 1973 (Article 6252-17a, Vernon's 2-12 Texas Civil Statutes), and may not be released or made public on 2-13 subpoena or otherwise except as provided by this chapter. 2-14 (c) The department may release medical, epidemiological, or 2-15 toxicological information: 2-16 (1) for statistical purposes, if released in a manner 2-17 that prevents the identification of any person; 2-18 (2) with the consent of each person identified in the 2-19 information or, if the person is a minor, the minor's parents, 2-20 managing conservator, guardian, or other person who is legally 2-21 authorized to consent; 2-22 (3) to medical personnel, appropriate state agencies, 2-23 health authorities, regional directors, and public officers of 2-24 counties and municipalities as necessary to comply with this 2-25 chapter and board rules relating to the identification, monitoring, 2-26 and referral of children with birth defects; 2-27 (4) to appropriate federal agencies, such as the 2-28 Centers for Disease Control of the United States Public Health 2-29 Service; or 2-30 (5) to medical personnel to the extent necessary to 2-31 protect the health or life of the child identified in the 2-32 information. 2-33 (d) A board member, the director, another employee of the 2-34 department, or an authorized agent may not be examined in a civil, 2-35 criminal, special, or other proceeding as to the existence or 2-36 contents of pertinent records of or reports or information about a 2-37 child identified or monitored for a birth defect by the department 2-38 without the consent of the child's parents, managing conservator, 2-39 guardian, or other person authorized by law of this state or 2-40 another state or by a court order to give consent. 2-41 Sec. 87.003. CONTRACTS. The department may enter into 2-42 contracts or agreements with persons as necessary to implement this 2-43 chapter. The contracts or agreements may provide for payment by 2-44 the state for supplies, equipment, data, and data collection and 2-45 other services. 2-46 Sec. 87.004. LIMITATION OF LIABILITY. A health 2-47 professional, a health facility, or an administrator, officer, or 2-48 employee of a health facility subject to this chapter is not 2-49 civilly or criminally liable for divulging information required to 2-50 be released under this chapter, except in a case of gross 2-51 negligence or wilful misconduct. 2-52 Sec. 87.005. COOPERATION OF GOVERNMENTAL ENTITIES. Another 2-53 state board, commission, agency, or governmental entity capable of 2-54 assisting the department in carrying out the intent of this chapter 2-55 shall cooperate with the department and furnish expertise, 2-56 services, and facilities to the program. 2-57 Sec. 87.006. SCIENTIFIC ADVISORY COMMITTEE. (a) The 2-58 director shall establish a scientific advisory committee to provide 2-59 practical and scientific advice to the department in implementing 2-60 an effective birth defects registry and related research, referral, 2-61 and educational activities. 2-62 (b) The committee may be composed of not more than 11 2-63 members and must include scientific experts in the fields of birth 2-64 defects, genetics, epidemiology, and medicine. At least one member 2-65 must be from the general public. 2-66 (c) If the department implements a pilot birth defects 2-67 registry in selected regions of the state, membership of the 2-68 scientific advisory committee must include persons who work or live 2-69 in the areas where the pilot birth defects registry activity is 2-70 implemented. 3-1 (Sections 87.007 to 87.020 reserved for expansion 3-2 SUBCHAPTER B. BIRTH DEFECTS MONITORING PROGRAM 3-3 Sec. 87.021. SURVEILLANCE PROGRAM; REGISTRY ESTABLISHED. 3-4 (a) The board may establish in the department a program to: 3-5 (1) identify and investigate certain birth defects in 3-6 children; and 3-7 (2) maintain a central registry of cases of birth 3-8 defects. 3-9 (b) The board may authorize the department to implement a 3-10 statewide program or to limit the program to a part or all of one 3-11 or more public health regions, depending on the funding available 3-12 to the department. In establishing the program, the board shall 3-13 consider: 3-14 (1) the number and geographic distribution of births 3-15 in the state; 3-16 (2) the trained personnel and other departmental 3-17 resources that may be assigned to the program activities; and 3-18 (3) the occurrence or probable occurrence of an urgent 3-19 situation that requires or will require an unusual commitment of 3-20 the department's personnel and other resources. 3-21 (c) The board and the department shall design the program so 3-22 that the program will: 3-23 (1) provide information to identify risk factors and 3-24 causes of birth defects; 3-25 (2) provide information on other possible causes of 3-26 birth defects; 3-27 (3) provide for the development of strategies to 3-28 prevent birth defects; 3-29 (4) provide for interview studies about the causes of 3-30 birth defects; 3-31 (5) together with other departmental programs, 3-32 contribute birth defects data to a central registry; 3-33 (6) provide for the appointment of authorized agents 3-34 to collect birth defects information; and 3-35 (7) provide for the active, not passive, collection of 3-36 birth defects information. 3-37 (d) The board shall adopt rules to govern the operation of 3-38 the program and carry out the intent of this chapter. At a 3-39 minimum, the rules shall: 3-40 (1) use a medically recognized system to specify the 3-41 birth defects to be identified and investigated; 3-42 (2) select a system for classifying the birth defects 3-43 according to the public health significance of each defect to 3-44 prioritize the use of resources; 3-45 (3) develop a system to select and specify the cases 3-46 to be investigated; 3-47 (4) specify a system for selecting the demographic 3-48 areas in which the department may undertake investigations; and 3-49 (5) prescribe the training and experience a person 3-50 must have for appointment as an authorized agent of the department. 3-51 (e) In adopting the rules required by Subsection (d), the 3-52 board shall consider at least: 3-53 (1) the known incidence and prevalence rates of a 3-54 birth defect in the state or portions of the state; 3-55 (2) the known incidence and prevalence rates of a 3-56 particular birth defect in specific population groups who live in 3-57 the state or portions of the state; 3-58 (3) the morbidity and mortality resulting from the 3-59 birth defect; and 3-60 (4) the existence, cost, and availability of a 3-61 strategy to prevent and treat the birth defect. 3-62 Sec. 87.022. DATA COLLECTION. (a) To ensure an accurate 3-63 source of data necessary to investigate the incidence, prevalence, 3-64 and trends of birth defects, the board may require a health 3-65 facility, health professional, or midwife to make available for 3-66 review by the department or by an authorized agent medical records 3-67 or other information that is in the facility's, professional's, or 3-68 midwife's custody or control and that relates to the occurrence of 3-69 a birth defect specified by the board. 3-70 (b) The board by rule shall prescribe the manner in which 4-1 records and other information are made available to the department. 4-2 (c) The board shall adopt procedural rules to facilitate 4-3 cooperation between the health care facility, health professional, 4-4 or midwife and a department employee or authorized agent, including 4-5 rules for notice, requests for medical records, times for record 4-6 reviews, and record management during review. 4-7 Sec. 87.023. REFERRAL FOR SERVICES. A child who meets the 4-8 medical criteria prescribed by board rule, and the child's family, 4-9 shall be referred to the department's case management program for 4-10 guidance in applying for financial or medical assistance available 4-11 through existing state and federal programs. 4-12 (Sections 87.024 to 87.040 reserved for expansion 4-13 SUBCHAPTER C. INVESTIGATIONS AND INSPECTIONS 4-14 Sec. 87.041. INVESTIGATIONS. (a) The department may 4-15 conduct investigations, including epidemiological or toxicological 4-16 investigations, of cases of specified birth defects. 4-17 (b) The department may conduct these investigations to 4-18 determine the nature and extent of the disease or the known or 4-19 suspected cause of the birth defect and to formulate and evaluate 4-20 control measures to protect the public health. The department's 4-21 investigation is not limited to geographic, temporal, or 4-22 occupational associations and may include investigation of past 4-23 exposures. 4-24 (c) A person shall provide medical, demographic, 4-25 epidemiological, toxicological, and environmental information to 4-26 the department under this chapter. 4-27 (d) A person is not liable in damages or other relief for 4-28 providing medical or other confidential information to the 4-29 department during an epidemiological or toxicological 4-30 investigation. 4-31 Sec. 87.042. DEPARTMENTAL INVESTIGATORY POWERS. To conduct 4-32 an investigation under this chapter, the director or the director's 4-33 designee has the same authority to enter, inspect, investigate, and 4-34 take samples and to do so in the same manner as is provided for 4-35 communicable diseases under Sections 81.061, 81.063, 81.064, and 4-36 81.065. 4-37 (Sections 87.043 to 87.060 reserved for expansion 4-38 SUBCHAPTER D. CENTRAL REGISTRY 4-39 Sec. 87.061. REGISTRY; CONFIDENTIALITY. (a) Information 4-40 collected and analyzed by the department or an authorized agent 4-41 under this chapter may be placed in a central registry to 4-42 facilitate research and to maintain security. The department may 4-43 also store information available from other departmental programs 4-44 and information from other reporting systems and healthcare 4-45 providers. 4-46 (b) The department shall use the registry to: 4-47 (1) investigate the causes of birth defects and other 4-48 health conditions; 4-49 (2) design and evaluate measures to prevent the 4-50 occurrence of birth defects and other health conditions; and 4-51 (3) conduct other investigations and activities 4-52 necessary for the board and department to fulfill their obligation 4-53 to protect the health of the public. 4-54 (c) The department may store in the central registry 4-55 information that is obtained from the section of the birth 4-56 certificate entitled "For Medical and Health Use Only." This 4-57 information may be used only as provided by Section 191.002(b), 4-58 relating to the form and contents of the birth certificate. 4-59 Sec. 87.062. ACCESS TO INFORMATION. (a) Access to the 4-60 central registry information is limited to authorized department 4-61 employees and other persons with a valid scientific interest who 4-62 are engaged in demographic, epidemiological, or other studies 4-63 related to health and who agree in writing to maintain 4-64 confidentiality. 4-65 (b) The department shall maintain a listing of each person 4-66 who is given access to the information in the central registry. 4-67 The listing shall include: 4-68 (1) the name of the person authorizing access; 4-69 (2) the name, title, and organizational affiliation of 4-70 each person given access; 5-1 (3) the dates of access; and 5-2 (4) the specific purpose for which the information was 5-3 used. 5-4 (c) The listing is public information, is open to the public 5-5 under the open records law, Chapter 424, Acts of the 63rd 5-6 Legislature, Regular Session, 1973 (Article 6252-17a, Vernon's 5-7 Texas Civil Statutes), and may be inspected during the department's 5-8 normal hours of operation. 5-9 Sec. 87.063. RESEARCH; REVIEW AND APPROVAL. (a) The 5-10 director and the department's committee for the protection of human 5-11 subjects shall review each research proposal that requests the use 5-12 of information in the central registry. The board shall adopt 5-13 rules establishing criteria to be used in deciding if the research 5-14 design should be approved. A proposal that meets the approval 5-15 criteria is considered to establish a valid interest as required by 5-16 Section 87.062(a), and the director and the committee shall 5-17 authorize the researcher to review the records relevant to the 5-18 research proposal and to contact cases and controls. 5-19 (b) If an investigator using central registry data under a 5-20 research design approved under this section believes it is 5-21 necessary to contact case subjects and controls, the investigator 5-22 must submit a protocol describing the purpose and method to the 5-23 director and the department's committee for the protection of human 5-24 subjects. If the contact protocol is approved, the investigator is 5-25 considered to have established a bona fide research, development, 5-26 or planning purpose and is entitled to carry out the contacts 5-27 without securing additional approvals or waivers from any entity. 5-28 Sec. 87.064. REPORT OF CENTRAL REGISTRY ACTIVITIES AND 5-29 FINDINGS. (a) The department shall publish an annual report of 5-30 activities using data contained in the central registry. The 5-31 report shall include: 5-32 (1) a description of research projects in progress 5-33 since the last report and the sponsors and principal investigators 5-34 directing each project; 5-35 (2) results of the completed research projects either 5-36 as an abstract or a complete scientific paper that has been 5-37 reviewed and approved by an appropriate jury; 5-38 (3) a summary of the statistical information compiled 5-39 in the registry, including a specific discussion of any clusters, 5-40 high or low incidences, or prevalences or trends encountered; 5-41 (4) any policy, research, educational, or other 5-42 recommendations the department considers appropriate; and 5-43 (5) such other information the editors of the report 5-44 find is appropriate. 5-45 (b) The department may publish periodic reports in addition 5-46 to the annual report. 5-47 Sec. 87.065. COORDINATION WITH MEXICO. In developing the 5-48 central registry and conducting research in areas of this state 5-49 that border Mexico, the department shall make every effort to 5-50 coordinate its efforts with similar efforts and research programs 5-51 in Mexico. 5-52 SECTION 2. (a) This Act takes effect September 1, 1993. 5-53 (b) The Texas Board of Health shall adopt rules as required 5-54 by Chapter 87, Health and Safety Code, as added by this Act, not 5-55 later than October 15, 1993. 5-56 (c) The Texas Department of Health shall begin to collect 5-57 information as required by Chapter 87, Health and Safety Code, as 5-58 added by this Act, not later than January 1, 1994. 5-59 SECTION 3. The importance of this legislation and the 5-60 crowded condition of the calendars in both houses create an 5-61 emergency and an imperative public necessity that the 5-62 constitutional rule requiring bills to be read on three several 5-63 days in each house be suspended, and this rule is hereby suspended. 5-64 * * * * * 5-65 Austin, 5-66 Texas 5-67 March 9, 1993 5-68 Hon. Bob Bullock 5-69 President of the Senate 5-70 Sir: 6-1 We, your Committee on Health and Human Services to which was 6-2 referred S.B. No. 89, have had the same under consideration, and I 6-3 am instructed to report it back to the Senate with the 6-4 recommendation that it do not pass, but that the Committee 6-5 Substitute adopted in lieu thereof do pass and be printed. 6-6 Zaffirini, 6-7 Chair 6-8 * * * * * 6-9 WITNESSES 6-10 FOR AGAINST ON 6-11 ___________________________________________________________________ 6-12 Name: Michele Trepagnier x 6-13 Representing: March of Dimes 6-14 City: Austin 6-15 ------------------------------------------------------------------- 6-16 Name: Joyce Gates x 6-17 Representing: March of Dimes 6-18 City: Austin 6-19 -------------------------------------------------------------------