BILL ANALYSIS C.S.H.B. 925 By: Hunter, Todd 4-21-95 Committee Report (Substituted) BACKGROUND In the past most Texas Geologists and Geophysicists were engaged in mineral and oil and gas exploration and development on behalf of private industry. Also, the public was not as concerned about environmental protection and its geological and geophysical aspects as they are today. But the times have changed. Over the past decade privately employed petroleum geologists and geophysicists in Texas have declined, in actual numbers as well as in their activities within the state. Meanwhile, engineering geologists, hydrogeologists, and environmental geologists and geophysicists are increasing significantly, practicing in specialties and areas that directly and indirectly affect the health, safety, and welfare of the general public. Some examples are: the analyses of natural geological and geophysical hazards such as landslides, coastal erosion, earthquakes, and flooding; geological and geophysical investigations of foundation conditions for major buildings, transportation routes, and dams; environmental geological and geophysical evaluations of municipal, hazardous, and radioactive waste materials disposal sites, cleanup of hazardous waste spills and contaminated sites; and geological and geophysical studies to provide ground-water protection. Many unqualified persons are engaged in providing geological and geophysical services that affect the health, safety and welfare of the general public and qualified geologists and geophysicists presently have no official standing before the state, in contrast to other professionals such as engineers, architects, and surveyors who's professional services affect the general public. The Texas Geologists and Geophysicists Practice Act corrects these problems, but at the same time does not interfere with other geologists and geophysicists still engaged in private-sector activities such as petroleum exploration and development and does not interfere with the practice of engineering carried out by professional engineers registered in the state. Over half the states have enacted some form of legislation affecting the professional practice of geology or geophysics. These legislative acts range from a formal definition of geology to the registration and licensing of professional geologists and geophysicists. There is now a need for a public policy to address the professional accountability of those practicing geology or geophysics in Texas. PURPOSE CSHB 925 establishes a state licensing statute to require an individual to hold an appropriate certificate to practice as a geologist or geophysicist before the public in Texas. RULEMAKING AUTHORITY It is the committee's opinion that this bill grants additional rulemaking authority to the Board of Registration for Geologists and Geophysicists, in SECTIONS 9, 13, 14, 15, 19, 25, 26, 27, 28, 29, 32, 33, 35, and 40 of the bill. SECTION BY SECTION ANALYSIS SECTION 1: SHORT TITLE. Geologist and Geophysicist Registration Act SECTION 2: PURPOSE. To safeguard life, health, and property; promote public welfare; protect the environment. SECTION 3: DEFINITIONS. (1) "Board" means the Board of Registration for Geologists and Geophysicists. (2) "Board certified specialty geologist" is a registered geologist who has met certain academic and experience qualifications in a specialty and has been certified in that specialty. (3) "Board certified specialty geophysicists" is a registered geophysicist who has met certain academic and experience qualifications in a specialty and has been certified in that specialty. (4) "Certified geologist" is a geologist who has been certified by a professional geological organization, society or association having certification requirements that are recognized by the Board, including the American Association of Petroleum Geologists, the American Institute of Professional Geologists, and the Society of Independent Professional Earth Scientists. (5) "Certified geophysicist" is a geophysicist who has been certified by a professional geophysicist organization, society or association having certification requirements that are recognized by the Board. (6) "Geological subordinate" is a person who assists in the practice of geology or an exempt person in the practice of geology without assuming the responsible charge of the work. (7) "Geologist" is a person qualified to engage in the practice of geology by reason of the person's knowledge of geology, mathematics, and the supporting physical and life sciences, acquired through education and practical experience. (8) "Geology" means the science of the treatment of the earth and its origins and history, the investigation of the earth's constituent rocks, minerals, fossil fuels, solids, and fluids, including surface and underground waters, gases, and other materials, and the study of the natural agents, forces, and processes that cause changes in and on the earth. (9) "Geophysical subordinate" is a person who assists in the practice of geophysics or an exempt person in the practice of geophysics without assuming the responsible charge of the work. (10) "Geophysicist" is a person qualified to engage in the practice of geophysics by reason of the person's knowledge of geophysics, mathematics, physics, and the supporting physical and life sciences, acquired through education and practical experience. (11) "Geophysics" is the science of the study of the physical earth by means of measuring its natural and induced fields of force, including electricity, gravity, and magnetism, and its responses to natural and induced energy and the interpretation of these measurements, and relating these measurements to the physics of the earth. (12) "Public practice of geology" is the public performance of geological services or work including consulting, investigating, evaluating, planning, surveying, mapping, and inspecting geological work, and the responsible supervision of those tasks. (13) "Public practice of geophysics" is the public performance of geophysical services or work including consulting, investigating, evaluating, planning, surveying, mapping, and inspecting geophysical work, and the responsible supervision of those tasks. (14) "Registered geologist" is a geologist who has met the Act's academic and experience qualifications and been issued a certificate of registration by the Board. (15) "Registered geophysicist" is a geophysicist who has met the Act's academic and experience qualifications and been issued a certificate of registration by the Board. (16) "Responsible charge" is the independent control and direction of geological or geophysical work or the supervision of geological or geophysical work by the use of initiative, skill, and independent judgement. (17) "Specialty" is a branch of geology or geophysics that has been recognized by board for specialty certification. (18) "Practice of specialty geology" is the performance before the public of geological services or work including consulting, investigating, evaluating, planning, surveying, mapping, and inspecting geological work and the responsible supervision of those tasks in the commonly recognized geological practices of engineering geology, hydrogeology, and environmental geology. (19) "Practice of specialty geophysics" is the performance before the public of geophysical services or work including consulting, investigating, evaluating, planning, surveying, mapping, and inspecting geophysical work and the responsible supervision of those tasks in the commonly recognized geophysical practices of engineering geophysics, groundwater geophysics, and environmental geophysics. SECTION 4: BOARD OF REGISTRATION FOR GEOLOGISTS AND GEOPHYSICISTS. Subsection (a) establishes a Board of Registration. Subsection (b) sets the number of members on the Board at 10, nine of whom are appointed by the governor and one permanent member being the director of the Bureau of Economic Geology of the University of Texas at Austin. Subsection (c) states that five members of the Board must be registered geologists, two must be certified in a specialty. Two of the five must be registered geophysicists, one of whom must be certified in a specialty. To the extent possible, the board should be representative of the occupational distribution of registered geologists and geophysicists. Subsection (d) Two member must be from the general public with no family or business connection with the practice of geology or geophysics. Subsection (e) Requirements for Board membership includes U.S. citizenship, Texas resident for three years prior to appointment and be at least 25 years of age. Appointed members serve staggered six-year terms with half of the member's terms expiring Feb. 1 of each odd-numbered year. Subsection (f) Establishes term limits at not more than two consecutive full terms. SECTION 5: RESTRICTIONS ON PUBLIC MEMBERSHIP. States which public members are eligible and the reasons that would make a public member ineligible to serve on the Board. SECTION 6: CONFLICTS OF INTEREST. Sets out what creates a conflict of interest to make a person ineligible to serve on the Board. SECTION 7: LOBBYIST RESTRICTION. States that no registered lobbyist may serve on the Board. SECTION 8: REMOVAL FROM BOARD. Establishes the grounds for removal of a Board member if: (1) the member is no longer qualified for appointment to the board; (2) the member engages in misconduct, is determined to be incompetent, neglects the member's official duties, or engages in malfeasance; (3) the member commits a felony or a violation of this Act resulting in disciplinary action; (4) the member fails without excuse to attend at least half of the regularly scheduled meetings held in a calendar year while the member is a member of the board; or (5) other good and sufficient cause for removal exists. SECTION 9: OPEN MEETINGS; ADMINISTRATIVE PROCEDURES. States that the Board is subject to the Open Meeting, Administrative Procedure, and Texas Register Acts and amendments. SECTION 10: VACANCY. Establishes procedure to fill a vacancy on the Board. SECTION 11: COMPENSATION. Sets compensation for Board members while on official duty. SECTION 12: IMMUNITY FROM CIVIL LIABILITY. Establishes immunity from civil liability for Board members while acting in official capacity. The Attorney General shall defend a person immune under this section in an action brought against the board or the person for an alleged act or omission by the person. SECTION 13: MEETINGS; OFFICERS OF BOARD. Subsection (a) requires at least two Board meetings per year. Subsection (b) defines officers of the Board as chair, vice-chair and secretary-treasurer. Officers may not serve for more than two consecutive one-year terms. Allows for an assistant secretary and other assistant officers who are not members of the board to assist in carrying out the duties and responsibilities of the Board. Subsection (c) defines a quorum as a majority of the Board. Subsection (d) requires minutes of all meetings to be signed and kept by the secretary-treasurer or the assistant secretary appointed by the board. SECTION 14: POWERS AND DUTIES OF BOARD. (1) grants authority to adopt and enforce rules; (2) grants authority to set reasonable and necessary fees to be charged to applicants and registrants; (3) allows the board to recognize and establish specialties, establish qualifications, conduct examinations, and certify specialties of geology and geophysics. Subsection (b) grants authority to prepare, administer, and grade written and oral examinations of candidates or adopt or recognize regional or national examinations prepared by others. Subsection (c) grants authority to issue and renew certificates of registration. The Board may require certain evidence to determine renewal of registration or condition of reinstatement. Subsection (d) requires the board, by rule, to adopt a code of ethics that is binding on registrants. The board may enforce the code by imposing sanctions. Subsection (e) grants authority to investigate all complaints. Subsection (f) grants authority to refuse to issue or renew or to suspend a certificate of registration for a violation of an Act. The Board may impose sanctions, including restrictions on the practice of a registrant, or a person, firm or corporation for a violation of this Act or a rule adopted under this Act. Subsection (g) grants authority to administer oaths and affirmations and issue subpoenas to compel attendance of witnesses and require production of evidence. Subsection (h) grants authority to issue cease and desist orders and seek injunctions. Subsection (i) grants authority to recognize the use of professional designations established by professional organizations under the following conditions: (1) the organization, society or association's requirements for certification are comparable to the educational and experience requirements of this Act and are otherwise acceptable to the board; (2) the full name or recognized abbreviation of the organization granting the certification is stated following or in conjunction with the use of the designation or abbreviation; and (3) the designation or abbreviation is not used in a manner that is misleading or that creates an impression that the person is licensed to practice geology or geophysics publicly, unless the person is registered under this Act. Subsection (j) requires Board, by rule, to recognize the use of engineering designations such as "geological engineer", "geological engineering", "geotechnical engineer", "geotechnical engineering", "hydraulic engineer" and "hydrolic engineering" by registered professional engineers in Texas as a legitimate engineering title separate from geology or geophysics or a specialty in geology or geophysics. Subsection (k) grants authority to enter into agreements with other states to establish uniform standards for: (1) registration; (2) accrediting educational programs; (3) establishing reciprocity and temporary registration; (4) developing regional or national examinations; (5) evaluate applicants, and (6) other purposes consistent with this Act. Subsection (l) grants authority to appoint committees, employ personnel, employ contractors and consultants, lease or purchase furniture, equipment, supplies, lease office space, and incur other expenses. SECTION 15: EXECUTIVE DIRECTOR; OFFICES. Subsection (a) establishes an Executive Director to be appointed by the Board. The duties shall include: (1) arranging for and supervising the necessary support, secretarial and clerical services; (2) obtaining space for holding examinations, meetings and conferences; (3) printing or purchasing examinations; (4) printing and mailing forms, information and certificates; (5) sending notices, collecting fees, and issuing receipts; (6) conducting the correspondence of the board including replying to routine requests for information; (7) maintaining the minutes and records of the board; (8) keeping records of receipts and disbursements; and (9) providing necessary investigative services. Subsection (b) requires an office within the City of Austin. SECTION 16: RECEIPTS AND DISBURSEMENTS. establishes fiscal procedures. Subsection (a) authorizes Executive Director to receive, administer, and account for all funds. Subsection (b) establishes the "geologists and geophysicists fund". The fund is subjected to be audited. All interest earned on money in the fund shall be credited to the fund. Subsection (c) requires all expenses to be paid from this fund. Subsection (d) requires Executive Director to file an annual fiscal report. SECTION 17: ROSTER AND SPECIALTIES LIST. establishes procedures to maintain records of registrants and Board agreements. Subsection (a) requires a roster of registrants and establishes available of roster. Subsection (b) requires a list of recognized specialties. Subsection (c) requires a list of other states, territories, possessions, and foreign countries having similar requirements. SECTION 18: REGISTRATION REQUIRED. establishes conditions under which a person must be registered by the Board. Subsection (a) limits practice unless registered under this Act. Subsection (b) limits use of terms "registered geologist" or "registered geophysicist" or the initials "R.G.". Subsection (c) limits geological or geophysical work required under a local, state or federal rule or registration. Subsection (d) limits public contracts for geological or geophysical work. SECTION 19: APPLICATION REQUIREMENTS. establishes procedures for application for registration. Subsection (a) requires a form prescribed by the Board. Subsection (b) establishes materials to accompany application for registration. SECTION 20: GEOLOGIST REGISTRATION REQUIREMENTS. Establishes character, education, experience, and examination requirements for registration as a geologist in Texas. SECTION 21: GEOPHYSICIST REGISTRATION REQUIREMENTS. Establishes character, education, experience, and examination requirements for registration a sa geophysicist in Texas. SECTION 22: REQUIREMENTS FOR GEOLOGICAL AND GEOPHYSICAL SPECIALTY CERTIFICATION. Establishes extra education, experience, and examination requirements for certification as a geological or geophysical specialty in Texas. SECTION 23: QUALIFYING EXPERIENCE. defines the standards for evaluating the experience of an applicant and sets conditions. SECTION 24: GRADUATE STUDY, RESEARCH, AND TEACHING EXPERIENCE. establishes conditions for evaluating experience requirements for academic work. Subsection (a) defines experience credit for graduate study and sets limits. Subsection (b) defines experience credit for research or teaching at college or university level. SECTION 25: REGISTRATION WITHOUT EXAMINATION. establishes conditions under which the Board may grant registration without examination. Subsection (a) exempts a person holding a valid license of certificate of registration issued by another state or political body. Subsection (b) authorizes Board to grant reciprocity registration. SECTION 26: TEMPORARY REGISTRATION. establishes conditions and requirements for the issuance of a temporary certificate of registration. SECTION 27: WAIVER OF REQUIREMENTS. authorizes the Board to waive requirements for registration except payment of fees. Subsection (a) requires a 2/3 vote. Subsection (b) requires record of waiver in applicant's file. SECTION 28: DENIAL OF REGISTRATION. establishes conditions and requirements under which Board may deny registration. Subsection (a) sets conditions for denial of registration. Subsection (b) sets conditions for denial if a complaint is filed against an applicant in this or another sate. Subsection (c) sets requirements for Board notification of denial. SECTION 29: CONTINUING EDUCATION. authorizes Board to require continuing education for renewal of certificate. SECTION 30: CERTIFICATES AND SEALS. establishes requirements for a certificate of registration and seal. Subsection (a) requires Board to issue a certificate of registration. Subsection (b) defines and specifies information on the certificate of registration. Subsection (c) establishes a certificate of registration as prima facia evidence of registration. SECTION 31: REGISTRATION DURATION; EXPIRATION. establishes terms and expiration of certificates. Subsection (a) sets maximum term of certificate. Subsection (b) requires notification of expiration date and renewal fees. Subsection (c) defines expired certificate as invalid and requires renewal. SECTION 32: REGISTRATION RENEWAL. establishes conditions for renewal of certificate of registration. Subsection (a) sets requirements and conditions for renewal of certificate. Subsection (b) authorizes Board to establish conditions and fees for reissuance of lapsed, expired, suspended, or revoked certificates. Subsection (c) requires reissuance of a certificate that has been lost, destroyed, or mutilated. SECTION 33: REGISTRANT'S SEAL. establishes requirements and conditions for a registrant's seal. Subsection (a) requires an approved seal upon registration. Subsection (b) sets requirements and conditions where seal is to used. SECTION 34: EXEMPTIONS. establishes limitations to this Act through the exemption of certain activities and professionals. Subsection (a) exempts specified activities: (1) Work performed by an employee of subordinate, (2) Work performed by an officer of the United States government, (3) Work performed exclusively in exploring for and developing resources, (4) Research, (5) Teaching, except for teaching in a Board recognized specialty, (6) Acquisition, analysis, and interpretation of engineering data involving soil, rock, water, and other earth materials for analysis, design, and construction of engineered works by a professional engineer registered as an engineer in Texas, (7) Work performed by other physical or natural scientists if the work is not responsible charge of geological or geophysical work, and (8) Geological or geophysical testimony and preparation of exhibits for any administrative of judicial tribunal or hearing. Subsection (b) specifically prohibits a registrant from practicing engineering unless it is incidental to the practice of the registrant and does not include the design of an engineered structure. SECTION 35: PRACTICE OF GEOLOGY OR GEOPHYSICS BY FIRM OR CORPORATION. establishes requirements and conditions for firms or corporations practicing geology or geophysics. Subsection (a) sets conditions and limitations for firms practicing geology or geophysics. Subsection (b) states that any firm or corporation is subject to the rules of the Board. Subsection (c) limits practice by a person, firm, or corporation. SECTION 36: DISCIPLINE AND ENFORCEMENT. establishes disciplinary actions and enforcement powers of the Board. Subsection (a) establishes and defines the disciplinary actions authorized to the Board. Subsection (b) establishes conditions and defines the Board's authority to impose sanctions. SECTION 37: COMPLAINTS; INVESTIGATION. establishes procedures for persons to file complaints against a registrant and Board response. Subsection (a) establishes who may file complaint. Subsection (b) requires Board to investigate all complaints. Subsection (c) establishes requirements for filing a complaint. Subsection (d) exempts a person reporting or providing information to the Board in good faith from liability for civil damage. Subsection (e) authorizes Board, upon investigation, to file a verified complaint against a registrant. SECTION 38: REPORT OF DISCIPLINARY ACTION. establishes procedures for the Board to report disciplinary actions. Subsection (a) establishes who should receive reports. Subsection (b) requires Board to report disciplinary actions to appropriate law enforcement agencies if the violation constitutes a criminal offense. Subsection (c) authorizes release of reports to other registration boards or law enforcement agencies. Subsection (d) requires Board to issue public notice of all suspensions and revocations of certificates, except for non payment or renewal fees. SECTION 39; APPEAL. authorizes a person to appeal any Board action to a court of competent jurisdiction. SECTION 40: REISSUANCE OF REGISTRATION. establishes procedures to reissue certificate of registration. Subsection (a) allows Board to reissue a revoked certificate under specific conditions. Subsection (b) requires Board to reissue a suspended certificate on the date that the suspension expires. SECTION 41: OFFENSE. establishes and defines actions that constitute an offense under this Act. Subsection (a) establishes and defines offenses under this Act. Subsection (b) defines an offense under this section is a Class A misdemeanor. SECTION 42: TRANSITION. establishes procedures and conditions for registration during the transition period. Subsection (a) establishes conditions for applications filed prior to September 1 1996. Subsection (b) establishes conditions for registration in a specialty of geology or geophysics during transition period. Subsection (c) defines qualifications for initial Board members. Subsection (d) establishes procedure and date for initial Board appointments and date of first Board meeting. Subsection (e) authorizes Board to use the Council of Professional Geological Organizations, Suggested Practice Act of 1993, with appropriate provisions for geophysicists as a guide for rule writing. Subsection (f) requires Board to adopt rules under this Act prior to November 30, 1995. Subsection (g) sets date for requirement for registration. SECTION 43: EFFECTIVE DATE. sets effective date September 1, 1995, except Sections 18 and 41 effective January 1, 1997. SECTION 44: EMERGENCY. Emergency clause. COMPARISON OF ORIGINAL TO SUBSTITUTE The substitute added SECTIONS 5, 6, and 7. SECTION 5, deals with restrictions on public membership, stating which public members are eligible and the reasons that would make a public member ineligible to serve on the Board. SECTION 6, relates to CONFLICTS OF INTEREST, and sets out what creates a conflict of interest to make a person ineligible to serve on the Board. SECTION 7, sets LOBBYIST RESTRICTIONS, stating that no registered lobbyist may serve on the board. SECTIONS 5,6,and 7 represent new language that was not contained in the original, and are the substantive changes to the bill. SUMMARY OF COMMITTEE ACTION HB 925 was considered in a Public Hearing on April 19, 1995. The Chair laid out HB 925 and recognized the author Rep. Todd Hunter to explain the bill. Rep. Pickett offered a complete committee substitute and moved that the full committee adopt CSHB 925. There was no objection. The Chair recognized the following persons to testify in favor of the bill: Mr. David G. Rensink, Geologist, Task Force for the Registration of Geologists and Geophysicists; Mr. Steve Stagner, Consulting Engineers Council of Texas; The Chair recognized Rep. T. Hunter to close on the bill. HB 925 was left pending in committee. There was no objection. HB 925 was considered in a Formal Meeting on April 21, 1995. The Chair laid out HB 925 as substituted which was pending in committee. There was no objection. Rep. Goolsby moved that the full committee adopt HB 925 as substituted, and that it be reported favorably to the full House with the recommendation that it do pass and be printed, and placed on the Local and Consent Calendar. The motion prevailed by the following vote: AYES: 7, NAYS: 0, ABSENT: 2.