BILL ANALYSIS C.S.H.B. 1193 By: Berlanga 04-12-95 Committee Report (Substituted) BACKGROUND Orthotic and prosthetic providers deliver important health care services. An orthotist is a health care professional who provides care to a patient who requires an orthosis (brace) The orthotist evaluates an individual's particular situation and recommends the best type of orthosis to treat that patient, performed in conjunction with a physician, typically an orthopedic or general surgeon, or a physiatrist. The skill of the orthotist may make the difference between walking or not walking, and as a result, dependence or independence for the client. A prosthetist is a health care professional who provides care to a patient requiring a prosthesis (artificial limb) due to the loss of a limb through disease or trauma. The prosthetist assesses the needs of each patient and recommends to the prescribing physician the best prosthetic design for that individual's needs. The prosthetist's expertise directly affects the patient's prospects for achieving the highest possible rehabilitation. Currently, no states regulate orthotists and only one state regulates prosthetists. The availability of pre-fabricated or "off the shelf" devices has made orthotics and prosthetics a convenient sideline for many persons not specifically trained in these disciplines. However, merely applying a device out of a box does not provide the total care necessary for precise fit, follow-up and instruction in proper use. Ill-fitting devices will not be used by a client, resulting in wasted tax dollars for those devices purchased by Medicare or Medicaid. The profession is too advanced to learn from a short apprenticeship or a few two or three day seminars. PURPOSE As substituted, H.B. 1193 would provide regulation for orthotists and prosthetists. The Texas Board of Orthotics and Prosthetics would be created and administratively attached to the Texas Dept. of Health. The Board would be authorized to establish requirements for licensing and regulation of providers in the field of orthotics and prosthetics in order to ensure that the public is given quality treatment and safeguarded from the risk and inefficiencies of inadequate or faulty care. RULEMAKING AUTHORITY H.B. 1193 delegates rulemaking authority to the new Board of Orthotics and Prosthetics in Section 1 of the bill in Secs. 5(f) and (l), Sec. (6)(b), Sec. 11(a), Secs. 23(a)(1) and (b), Sec. 26(a), and Sec. 28(d), and a deadline for rules adoption, October 1, 1996, falls in Section 2(d) of the bill. SECTION BY SECTION ANALYSIS SECTION 1. Amends Title 132, Revised Statutes, by adding new Article 8920 as follows: ART. 8920. REGULATION OF ORTHOTISTS AND PROSTHETISTS Sec. 1. Provides title for the Act, "Orthotics and Prosthetics Act." Sec. 2. Provides definitions for the following: "Board", "Commissioner", "Custom-fabricated", "custom-fitted", "department" (meaning Texas Dept. of Health), "License", "Licensed orthotist", "Licensed orthotist assistant", "Licensed prosthetist", "licensed prosthetist assistant", "licenses prosthetist orthotist", "licensed prosthetist orthotist assistant" "orthosis", "Orthotic or prosthetic facility", "orthotics", "person", "profession of orthotics or prosthetics", "prosthesis", "prosthetics", "registered orthotic technician", "registered prosthetic orthotic technician", and "registered prosthetic technician". Sec. 3. (a) Creates the Texas Board of Orthotics and Prosthetics as part of the Texas Dept. of Health (TDH) and instructs the board to perform its duties with TDH. (b) Composition of board, 6 members, appointed by governor with senate consent. (c) Establishes staggered 6-year terms, to expire on February 1, of odd-numbered years. (d) Describes positions for board appointment: One member must be a licensed orthotist; One member - licensed prosthetist; One member - licensed prosthetist orthotist; One member - public member who uses orthosis; One member - public member who uses prothesis; One member - public member who does not use either appliance. (e) Provides for filling of vacancies on board. (f) Exempts board members from liability for civil action. (g) Subjects board to sunset act, with abolition Sept. 1, 2007. Sec. 4. (a) Provides grounds and procedures for removal of a member of the Board, boiler-plate language standard for governing boards of state agencies and departments. (b) Validity of board action not affected by ground for removal of board member. (c) Requires executive director to report grounds for removal. Sec. 5. (a) Sets out powers and duties of the Board. (b) Permits Board to collect fees for license application, renewal, examination etc. to cover administrative costs, as prescribed in the General Appropriations Bill, or established by Board in a reasonable and necessary amount. (c) Instructs the board to approval examinations required for licensure, with exams to be offered at least annually. (d) Permits the board to investigate complaints; issue, suspend, deny and revoke licenses; reprimand and place licensees on probation; issue subpoenas; and hold hearings. (e) Requires board to keep information files on complaints and notify parties of complaint status. (f) Requires board to propose and adopt rules as necessary to administer its duties; such rules must be submitted to the Attorney General for review. Rules must also be consistent with TDH policy and procedure. (g) Requires the Commissioner of Health to appoint an executive director to administer the board's activities. Permits the board to use personnel, facilities, furniture and equipment, etc. supplied by TDH. (h) Requires the executive director or a designee to develop a career ladder for staff. (i) Requires the executive director or designee to develop system of evaluating staff performance. (j) Requires board to prepare information for consumers relating to the board's regulatory functions and consumer's legal rights. (k) Requires board to assist legal authorities in prosecuting persons violating this act. (l) Requires board to prepare or approve continuing education programs for licensees, and adopt rules requiring license holder to participate in continuing education to renew licenses. (m) Requires board to develop and implement policies defining responsibilities of staff and board. Sec. 6. (a) Requires Board to prepare information of public interest relating functions of board and complaint procedures. (b) Requires board by rule to establish to notify consumers and service recipients of board's complaint division. (c) Requires board to provide phone numbers, including a toll-free number if possible, for complaints. Sec. 7. Requires Board to develop and implement policies for public participation in its activities. Sec. 8. Requires Board to establish written plan for program accessibility for non-English speaking people. Sec. 9. Requires Board members to comply with training requirements established by other state agencies that have authority to establish Board requirements. Sec. 10. Subjects board meetings to Open Meetings Act and Administrative Procedures Act in Texas Govt. Code. Sec. 11. (a) Requires board to elect presiding officer, secretary and other officers as needed. Allows presiding officer or three members to request special meetings. Permits board to adopt rules governing meeting procedures. (b) Requires executive director to keep a record of board meetings and maintain register of license holders, both open to public inspection. Requires executive director to send a copy of the register to the secretary of state on March 1 of each year. Deems a certified copy of the register as admissible as evidence in a state court. Sec. 12. Permits board members to be compensated and reimbursed for travel expenses, as provided by the General Appropriations Act. Sec. 13. Prohibits registered lobbyists from serving on the Board. Sec. 14. Lists restrictions on appointment for public members of the board. Sec. 15. Provides conflict of interest restrictions for those seeking employment with the Board. Sec. 16. Subjects financial transactions of the Board to State Audit. Sec. 17. Requires Board to report annually to the governor and presiding legislative officers regarding funds received and disbursed during the prior year. Sec. 18. (a) Establishes equal employment opportunity (EEO) policies and required written statement, including personnel policies, analysis of workforce, determination of underutilization and methods to address underutilization. (b) Requires annual EEO policy statements to be reviewed by the Comm'n on Human Rights and filed with the governor's office. (c) Requires governor's office to deliver biennial report containing EEO information, separately or combined with another report. Sec. 19. Requires Board to provide information for members and employees regarding qualifications and responsibilities and standards of conduct. Sec. 20. Requires TDH to receive and account for funds derived herein, funds deposited in the general revenue fund. Sec. 21. (a) Establishes exemptions from licensure under this Act for license holders of other state agencies, if: (1) person does not represent himself as license holder for orthotics or prosthetics, and is an orthotist, prosthetist, a combination thereto or an assistant to a person in one of those professions, or uses the terms or designated letters in connection with the person's license; and (2) person's practice adheres to laws and rules of his own license and does not violate Sec. 22 of this Act. (b) Creates an exemption for students in orthotics or prosthetics, studying at a program recognized by the American Medical Ass'n and accredited by the Comm'n on Accreditation of Allied Health Education Programs, or working in a recognized training center or research facility is activities and services are part of person's course of study. (c) Specifically exempts licensed podiatrists. (d) Exempts certified pedorthists and sets out certification standards. (e) Exempts certified fitters or master orthotists, credentialed by Nat'l Ass'n of Retail Druggists. Sec. 22. PROHIBITED ACTS. (a) Prohibits practice or actions as an assistant unless person is licensed under this Act. (b) Prohibits use of terms or letters listed above, unless person is licensed under this Act or an assistant thereto. (c) Declares a violation of this Act if persons violates Sec. 161.091, Health & Safety Code, relating to illegal remuneration. Sec. 23. PROSTHETIST AND ORTHOTIST LICENSE REQUIREMENTS. (a) Requires person to file written application with the board and pay a nonrefundable application fee to obtain a license under this Act; also requires (1) completion of formal training, as established by board rule; (2) completion of clinical residency, in compliance with board standards; and (3) passage of written and practical exams, as required by the board. (b) Requires board by rule to establish licensing requirements, including: (1) either a bachelor's degree in orthotics & prosthetics from certain institutions, or a bachelor's degree and prosthetic or orthotic certificate from certain institutions; and (2) at least 1,900 hours of professional clinical residency under direct supervision of a person licensed under this Act. (c) Establishes procedures for exemption for persons who are Texas residents and have provided orthotic, prosthetic, or orthotic and prosthetic care for the past three years and who are applying for license before the 181st day after the board's initial rules are adopted and published. (d) Permits a person who has not provided services for the last three years to obtain a license by completing and passing written and practical exams required by the board. Sec. 24. PROSTHETIST OR ORTHOTIST ASSISTANT LICENSE. (a) Requires applicants for license as orthotist or prosthetist assistants to file written application with the board and pay the nonrefundable application fee required by the board. (b) Requires applicant to present evidence of completion of an educational program and clinical residency, as required by the board. (c) Permits an assistant licensed herein to provide only ancillary patient care services, as defined by the board, in the supervisor's discipline. (d) Establishes exemption from assistant license requirements for persons who have practiced as an assistant for the past five years and who are applying before the 181st day after the board's initial rules are adopted and published. Sec. 25. PROSTHETIC OR ORTHOTIC TECHNICIAN REGISTRATION. (a) Requires applicants for registered prosthetic technicians or registered orthotic technicians to file written applications with the board and pay nonrefundable application fees. (b) Requires applicants to present evidence of completion of educational programs and lab experience, as required by the board. (c) Establishes exemption from registration requirements for persons who are Texas residents and have practices as orthotic or prosthetic technicians for the past 5 consecutive years and who are applying before the 181st day after the date the board's initial rules are adopted and published. Sec. 26. ACCREDITATION OF FACILITIES. (a) Requires board by rule to adopt requirements for accreditation and renewal or accreditation of facilities in which the profession and practice or orthotics or prosthetics is conducted. (b) Permits board to require only one application for accreditation for persons owning more than one facility, although each facility must meet requirements. (c) Requires facilities to be under the on-site direction of a licensee. (d) Declares that rules adopted under this section may not prohibit a licensee from practicing in a facility within the scope of the person's license. Sec. 27. ISSUANCE OF LICENSE. (a) Requires board to issue license to persons who meet qualifications under this Act and requirements adopted by the board. Licenses are valid for two years from date of issuance. (b) Permits board to issue license or registration only to an individual; accreditation may be issued only to a facility. (c) Permits board to grant licenses in either orthotics or prosthetics, or in both fields, if person meets board requirements. Sec. 28. PROVISIONAL LICENSE. (a) Requires persons practicing comprehensive prosthetic or orthotic patient management, but not meeting the licensing requirements of this Act by October 1, 1996, and who is not exempt, to comply with the licensing requirements in Sec. 23(a) and (b) by October 1, 2002. (b) Permits a persons subject to this section to apply for a provisional license by filing written application with the board and paying a nonrefundable application fee. (c) Limits issuance of provisional licenses to persons who are actively engaged in complying with the educational and clinical licensing requirements of Sec. 23(a) and (b). Permits the board to revoke provisional licenses for those who do not comply. (d) Declares provisional license valid for two years from date of issuance, although may be renewed with documentation as required by board rule. (e) Expiration date for provisional licensing section: January 1, 2003. Sec. 29. TEMPORARY LICENSE. (a) Permits board to issue temporary licenses for persons who have recently become Texas residents; applied for licensing; and have been licensed in the state of the persons' former residence, provided the licensing requirements are equal to or exceed those under this Act. (b) Declares temporary license valid for one year from date of issuance, with renewal for not more than one additional year, if the applicant presents good cause. Sec. 30. STUDENT REGISTRATION. (a) Permits the board to issue a student registration certificate to persons who hold either a bachelor's degree in orthotics and prosthetics conferred by a college or university recognized by the American Medical Ass'n or accredited by the Comm'n on Accreditation of Allied Health Education Programs, and who is working toward fulfillment of the licensing requirements. (b) Permits student registrants to work only under direct supervision of a licensee who is responsible for the student's acts. (c) Declares student registration certificate valid for two years from date of issuance, with renewal once for an additional two years. Sec. 31. EXAMINATION EXEMPTION. Permits board to accept proof that an applicant is licensed in another state as a substitute for the examination. Sec. 32. CONTINUING EDUCATION. (a) Requires renewing licensees to submit evidence of satisfactory completion of continuing education requirements. (b) Requires board to notify license holders of a failure to comply with continuing education requirements and provide three months notice before taking action to suspend or revoke a license. Sec. 33. DISCIPLINARY PROVISIONS. (a) After notice and opportunity for hearing, permits the board to revoke, suspend or refuse to renew licenses upon finding that the person: (1) obtained the license fraudulently; (2) engaged in fraud or deceit in providing services; (3) engaged in unprofessional or unethical conduct; (4) engaged in gross negligence or malpractice; or (5) violated this Act or board rule. (b) Permits reinstatement by the board of revoked licenses after one year. Sec. 34. CIVIL PENALTY. (a) Subjects person violating this Act to civil penalty of $200 for 1st violation, $500 for subsequent violations. If the board requests, the Attorney General must bring action to collect a penalty. (b) Declares each day of violation to be a separate violation. SECTION 2. (a) Provides for gubernatorial appointment of initial Board members by October 1, 1995, with terms of each two members expiring Feb. 1, 1997, 1999, and 2001. (b) Requires initial board members to meet qualifications listed below: one member = orthotist who is ABC certified, Texas resident and in practice for 5 years before appointment; two members = orthotists who are BOC credentialed, Texas residents and in practice for 5 years; one member = prosthetist orthotist who is ABC certified, Texas resident, in practice for 5 years; one member = public member who uses an orthosis one member = public member who uses a prosthesis (c) Requires board members to meet licensing requirements by February 1, 1997. (d) Requires Board to adopt rules by Oct. 1, 1996. SECTION 3. (a) Effective date, except for subsection (b), Sept. 1, 1995. (b) Sections 22 and 34 of this Act take effect Oct. 1, 1996. SECTION 4. Emergency clause. COMPARISON OF ORIGINAL TO SUBSTITUTE The original bill created the new board as part of the Texas Rehabilitation Commission. The substitute version administratively attaches the board to the Texas Dept. of Health. The substitute also refines exemptions from licensure, clarifying that other health care practitioners adhering to their own licensure acts are exempt. Specific exemptions have been added for podiatrists, certified pedorthists, and certain fitters and orthotists credentialed by the Nat'l Ass'n of Retail Druggists. The committee substitute also makes minor changes in license requirements, setting up procedures for prosthetist or orthotist assistants and registration for prosthetic and orthotic technicians. The substitute also adds a provision for accrediting orthotic and prosthetic facilities. The original bill did not allow for current practitioners to continue unless they had been credentialed by the American Board for Certification (ABC). Preferential treatment for ABC practitioners was removed in the substitute and a 3-year grandfather clause was added to allow current orthotists and prosthetists to do business. SUMMARY OF COMMITTEE ACTION In a public hearing on April 3, 1995, the Human Services Committee considered H.B. 1193 by Berlanga. The following witnesses testified for H.B. 1193: Dennis Christopher Cole, representing himself and Nat'l Ass'n for Advancement of Orthotics & Prosthetics Rose B. Olander, Austin Tom Lunsford, The Woodlands Donald F. Hayden, Texas Physical Therapy Ass'n Mike Allen, representing himself & Certified Orthotic & Prosthetic Advocates John Fergason, Dallas Donald E. Katz, Carrolton Gary A. Lamb, Abilene Mary Medina, Pearsall James McCoy, representing himself and the Texas Chapter of American Academy of Orthotist & Prosthetist, ABC, Texas Ass'n of Orthotist & Prosthetist, and Certified Orthotic & Prosthetic Advocates William T. Murray, Temple The following witnesses testified against H.B. 1193: Mitchel Presley, Burleson William A. Millar, Iowa Park Dr. Deborah P. Kelly, Board for Orthotist Certification Scott Atha, Pflugerville Randy Hart, Kilgore Mark Voit, representing himself and the Center for Orthotics & Prosthetics, Inc., McAllen Robert D. Lee, San Antonio John Martinez, representing himself and the Board for Orthotics Certification Kevin S. King, representing himself and the BOC/IAOP, Lufkin Robert E. Draeger, representing himself and the Board for Orthotist Certification Gary W. Prescott C.O., Bulverde Ben F. Robinson, Fort Worth Frank C. de Baca, Board for Prosthetic Certification, Kennedale Robert Barnard, Corpus Christi Tom Shiller, Corpus Christi James A. Brothers, representing himself and the Board for Orthotist Certification Melvin R. Davis, representing himself and the Board for Orthotist Certification Lane Kelley Kimbrough, representing himself and Region I of the Internat'l Ass'n of Orthotist & Prosthetist Dale S.L. Sheen, representing himself and Medical Center Brace & Limb, Inc. Houston Claude Horsley, representing himself and the Board for Orthotic Certification Greg A. Nesteby, representing himself and B&G Orthopedic Appl., Lubbock Darrell F. Tomblin, representing himself and Orthotics Management Inc., Ft. Worth Bud C. Tabor, representing himself and Board for Orthotist Certification David L. Cumins, representing himself and Board for Orthotist Certification Raymond Blasingame, Abilene Mark A. Kirchner, B.O.C., San Antonio George E. Brooks, Abilene Dan Hughes, Blanco Ken Wells, representing himself and Internat'l Ass'n of Orthotist & Prosthetics Karen Kenney, Texas Pharmacy Ass'n Eugene S. "Gene" Sinclair, Austin No one testified as neutral on H.B. 1193. Hearing no further testimony, H.B. 1193 was left pending. On April 12, 1995, the committee met in formal meeting and took up H.B. 1193 which had been pending. Rep. Wohlgemuth offered a committee substitute which was adopted without objection. Rep. Krusee moved to pass H.B. 1193 favorably as substituted and the motion prevailed by a record vote of 7 Ayes, 0 Nays, 0 PNV, and 2 Absent.