1-1 By: Armbrister S.B. No. 1178 1-2 (In the Senate - Filed March 9, 1995; March 15, 1995, read 1-3 first time and referred to Committee on State Affairs; 1-4 April 4, 1995, reported favorably, as amended, by the following 1-5 vote: Yeas 11, Nays 0; April 4, 1995, sent to printer.) 1-6 COMMITTEE AMENDMENT NO. 1 By: Armbrister 1-7 Amend S.B. No. 1178, SECTION 1, Section 10A(d), page 2, line 15 1-8 (committee printing page 2, line 24), by adding after the words 1-9 "compliance coordinator" and before the "," the following: 1-10 designated under Subsection (e), Section 7, of this Act 1-11 COMMITTEE AMENDMENT NO. 2 By: Armbrister 1-12 Amend S.B. No. 1178, SECTION 1, by striking Subsection (f), Section 1-13 10A (page 2, lines 27-28, introduced version; committee printing 1-14 page 2, lines 41-43), and substituting the following in lieu 1-15 thereof: 1-16 (f) The interrogatories and answers shall be treated as 1-17 confidential and shall not be open to public inspection except by 1-18 court order and are exempt from disclosure under the open records 1-19 law, Chapter 552, Government Code. 1-20 COMMITTEE AMENDMENT NO. 3 By: Armbrister 1-21 Amend S.B. No. 1178, SECTION 1, Section 10A, Subsection (a) (page 1-22 1, line 15, introduced version; committee printing page 1, line 1-23 56), by adding after "court order" and before the period the 1-24 following: 1-25 and are exempt from disclosure under the open records law, 1-26 Chapter 552, Government Code 1-27 COMMITTEE AMENDMENT NO. 4 By: Armbrister 1-28 Amend S.B. No. 1178, SECTION 1, Subsection (d) (page 2, line 19, 1-29 introduced version; committee printing page 2, line 29), after 1-30 "Act." and before "The" by inserting the following: 1-31 Notwithstanding the foregoing, the secretary of state shall 1-32 not propound interrogatories for athletes not represented by 1-33 counsel. 1-34 A BILL TO BE ENTITLED 1-35 AN ACT 1-36 relating to the regulation of athlete agents and providing for the 1-37 issuance of subpoenas and other process in investigations by the 1-38 secretary of state. 1-39 BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: 1-40 SECTION 1. Chapter 13, Acts of the 70th Legislature, 2nd 1-41 Called Session, 1987 (Article 8871, Vernon's Texas Civil Statutes), 1-42 is amended by adding Section 10A to read as follows: 1-43 Sec. 10A. SUBPOENAS OR OTHER PROCESS IN INVESTIGATIONS BY 1-44 SECRETARY OF STATE. (a) The secretary of state may require and 1-45 compel, by subpoena or summons issued by the secretary of state, 1-46 the attendance and testimony of witnesses and the production of any 1-47 books, accounts, records, magnetic or electronic recordings, 1-48 papers, contracts, correspondence, or other records the secretary 1-49 deems relevant or material to a matter which the secretary of state 1-50 has authority under this Act to investigate. For this purpose, the 1-51 secretary of state or any officer designated by and acting on 1-52 behalf of the secretary of state may administer oaths and 1-53 affirmations, examine witnesses, and receive evidence. Any 1-54 information or evidence received shall be treated as confidential 1-55 by the secretary of state and shall not be open to public 1-56 inspection except by court order. 1-57 (b) Service of any subpoena or summons issued by the 1-58 secretary of state may be made, at the secretary's discretion, by 1-59 the secretary, the secretary's authorized agent, a sheriff, or a 1-60 constable. Service may be made on any natural person by delivering 1-61 a duly executed copy of the subpoena or summons to the person to be 1-62 served or by mailing such copy by registered or certified mail, 1-63 return receipt requested, to such person at the person's residence 1-64 or principal office or place of business. Service of any subpoena 1-65 or summons issued by the secretary of state may be made on any 1-66 person other than a natural person by delivering or by mailing a 1-67 duly executed copy of the subpoena or summons to a person to whom 1-68 delivery would be appropriate under state law in a civil suit. A 2-1 verified return by the individual serving the subpoena or summons 2-2 setting forth the manner of service shall be proof of such service, 2-3 and, in the case of service by registered or certified mail, the 2-4 return shall be accompanied by the return post office receipt of 2-5 delivery of the subpoena or summons. 2-6 (c) On the failure to obey a subpoena or the refusal of a 2-7 witness whose testimony is sought to appear or to answer, the 2-8 secretary of state shall refer the matter to the attorney general 2-9 for enforcement. The attorney general may apply to a district 2-10 court of Travis County for an order requiring compliance. If the 2-11 district court determines that good cause exists for the issuance 2-12 of the subpoena, the court shall order compliance. The district 2-13 court may modify the requirements of a subpoena that the court 2-14 determines are unreasonable. Failure to obey the order of the 2-15 district court is punishable as contempt. 2-16 (d) The secretary of state may propound to any athlete, 2-17 compliance coordinator, or any person subject to the provisions of 2-18 this Act and to any officer, director, partner, or associate 2-19 thereof such interrogatories as may be reasonable, necessary, and 2-20 proper to enable the secretary of state to ascertain whether a 2-21 person regulated by this Act is in compliance with all the 2-22 provisions of this Act. The interrogatories shall be answered 2-23 within 30 days after mailing or within such additional time as 2-24 shall be fixed by the secretary of state, and the answers shall be 2-25 full and complete and shall be made in writing and under oath. If 2-26 the interrogatories are directed to an individual, they shall be 2-27 answered by the individual, and if directed to a corporation, 2-28 association, partnership, or other legal entity, they shall be 2-29 answered by an officer, associate, partner, or authorized 2-30 representative of the legal entity. 2-31 (e) If the interrogatories and answers disclose a violation 2-32 of the provisions of this Act, the secretary of state shall take 2-33 action under Subsection (b) of Section 3 of this Act. 2-34 (f) The interrogatories and answers shall be treated as 2-35 confidential and shall not be open to public inspection except by 2-36 court order. 2-37 (g) The secretary of state may, at the secretary's 2-38 discretion, disclose any confidential information in the 2-39 secretary's possession to any governmental authority or any 2-40 quasi-governmental authority. 2-41 SECTION 2. This Act takes effect September 1, 1995. 2-42 SECTION 3. The importance of this legislation and the 2-43 crowded condition of the calendars in both houses create an 2-44 emergency and an imperative public necessity that the 2-45 constitutional rule requiring bills to be read on three several 2-46 days in each house be suspended, and this rule is hereby suspended. 2-47 * * * * *