HBA-DMD S.B. 382 76(R)    BILL ANALYSIS


Office of House Bill AnalysisS.B. 382
By: Duncan
State Affairs
4/7/1999
Engrossed



BACKGROUND AND PURPOSE 

Currently, Texas law provides that a state agency that adopts a rule must
include a reasoned justification for its adoption.  A reasoned
justification includes a summary of comments on the rule submitted by
interested parties, a restatement of the rule's factual basis, and the
reasons why the agency disagrees with any submitted proposals that are not
included in the final rule.  S.B. 382 provides that a state agency order
adopting a rule must include a reasoned justification for the rule as
adopted consisting solely of, rather than including, certain information,
among which is a summary, rather than a restatement, of the basis for the
rule as adopted that demonstrates a rational connection between the basis
for the rule and the rule as adopted. 

Under this bill, any rule, rather than a rule adopted after January 1,
1976, is voidable, rather than not valid, unless a state agency adopts it
in substantial compliance with applicable provisions of the Government
Code.  A technical defect that does not result in prejudice to a person's
rights or privileges is not a ground to invalidate a rule.  A court is
authorized to remand a rule to an agency if it finds that the agency has
not substantially complied with one or more procedural requirements of the
Government Code.  The remanded rule remains effective during its remand
unless the court finds good cause to invalidate the rule or a portion of
the rule. 

RULEMAKING AUTHORITY

It is the opinion of the Office of House Bill Analysis that this bill does
not expressly delegate any additional rulemaking authority to a state
officer, department, agency, or institution. 

SECTION BY SECTION ANALYSIS

SECTION 1.  Amends Section 2001.033, Government Code, as follows:

(a) Sets forth that a state agency order adopting a rule must include a
reasoned justification for the rule as adopted consisting solely of, rather
than including, certain information, among which is a summary, rather than
a restatement, of the basis for the rule as adopted that demonstrates a
rational connection between the basis for the rule and the rule as adopted.
Makes nonsubstantive changes. 

(b) Adds this subsection to specify that nothing in Section 2001.033 (State
Agency Order Adopting Rule) is required to be construed to require
additional analysis of alternatives not adopted by an agency beyond the
reasons why the agency disagrees with party submissions and proposals, or
to require the reasoned justification to be stated separately from the
statements required in Subdivision (1). 

SECTION 2.  Amends Section 2001.035, Government Code, as follows:

(a) Provides that any rule, rather than a rule adopted after January 1,
1976, is voidable, rather than not valid, unless a state agency adopts it
in substantial compliance with Sections 2001.0225, rather than 2001.023,
through 2001.034. 

(b) Makes a conforming change.

 (c) Adds this subsection to provide that the compliance requirements of
Section 2001.033 are met if it is demonstrated that the agency's
justification demonstrates that the rule is a reasonable means to a
legitimate objective. 

(d) Adds this subsection to provide that a technical defect that does not
result in prejudice to a person's rights or privileges is not a ground to
invalidate a rule. 

SECTION 3.  Amends Subchapter B, Chapter 2001, Government Code, by adding
Section 2001.039, as follows: 

Sec. 2001.039. SCOPE AND EFFECT OF ORDER INVALIDATING AGENCY RULE.
Authorizes a court, if it finds that an agency has not substantially
complied with one or more procedural requirements of Sections 2001.0225
through 2001.034, to remand a rule to the agency.  Requires the court, if
it remands a rule, to provide time to the agency to revise or readopt the
rule.  Requires the remanded rule to remain effective during its remand
unless the court finds good cause to invalidate the rule or a portion of
the rule. 

SECTION 4.  Repealers: Sections 2 and 3, Chapter 1067, Acts of the 75th
Legislature, Regular Session, 1997. 

SECTION 5.  Effective date: September 1, 1999.  Provides that the change in
law made by this Act applies to all rules adopted by a state agency on or
after January 1, 1998, except that the change in law made by this Act does
not apply to a challenge to a rule in a court action that is brought before
September 1, 1999. 

SECTION 6.  Emergency clause.