By Najera                                             H.B. No. 3424
         Line and page numbers may not match official copy.
         Bill not drafted by TLC or Senate E&E.
                                A BILL TO BE ENTITLED
 1-1                                   AN ACT
 1-2     relating to the regulation of the use of restraints, seclusion and
 1-3     emergency medication in psychiatric hospitals and other entities
 1-4     providing long term care services.
 1-5           BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
 1-6           Section 1.  Subtitle C, Title 7, Health and Safety Code, is
 1-7     amended by adding Chapter 579 to read as follows:
 1-8           Chapter 579.  USE OF RESTRAINT, SECLUSION AND EMERGENCY
 1-9     MEDICATION IN PSYCHIATRIC HOSPITALS AND LONG TERM CARE FACILITIES.
1-10           Sec. 579.001.  DEFINITIONS.  In this chapter:
1-11                 (1)  "Chemical restraint" means the use of any
1-12     chemical, including pharmaceuticals, through topical application,
1-13     oral administration, injection, or other means for purposes of
1-14     restraining an individual.
1-15                 (2)  "Emergency" means situations in which it is
1-16     immediately necessary to restrain or seclude a person to prevent
1-17     imminent probable death or substantial bodily harm to the person
1-18     because the person overtly or continually is threatening or
1-19     attempting to commit suicide or serious bodily harm or imminent
1-20     physical harm to others because of threats, attempts or other acts
1-21     the person overtly or continually makes or commits and preventive
 2-1     de-escalative, or verbal techniques have proven ineffective at
 2-2     diffusing the potential for injury.
 2-3                 (3)  "Mechanical restraint" means the use of a
 2-4     mechanical device to involuntarily restrict the free movement of
 2-5     the whole or a portion of an individual's body in order to control
 2-6     physical activity.
 2-7                 (4)  "Seclusion" means the placement of an individual
 2-8     alone for any period of time in a hazard-free room or any other
 2-9     area in which direct observation can be maintained and from which
2-10     egress is prevented.
2-11                 (5)  "Supportive devices" means restraints used to
2-12     postural support an individual or to assist individuals who cannot
2-13     obtain and or maintain normal bodily functioning.
2-14                 (6)  "Physical restraint" means the application of
2-15     physical force alone restricting the free movement of the whole or
2-16     a significant portion of an individual's body in order to control
2-17     physical activity.
2-18                 (7)  "PRN" means an as needed order by a physician.
2-19                 (8)  "Protective devices" means restraints used to
2-20     prevent involuntary self injury or to permit wounds to heal.
2-21           Sec. 579.002.  IN GENERAL.  (a)  An entity which regulates
2-22     the care and treatment in nursing homes, hospitals (public and
2-23     private), intermediate care facilities, personal care facilities,
2-24     residential treatment centers, foster care facilities shall
2-25     promulgate rules under which physical restraint, mechanical
 3-1     restraint, seclusion, emergency medication,  supportive devices or
 3-2     protective devices can be used, which are consistent with, but not
 3-3     limited to:
 3-4                 (1).  protecting and promoting  the right of the
 3-5     individual to be free from physical or mental abuse; free from
 3-6     corporal punishment; free from restraints which are imposed for the
 3-7     purposes of punishment, as a substitute for effective treatment or
 3-8     habilitation, for the convenience of staff or due to the lack of
 3-9     adequate staff; and
3-10                 (2)  chemical restraint is not a recognized form of
3-11     patient management in the State of Texas and is prohibited.  This
3-12     includes, but is not limited to, chemical sprays that are intended
3-13     to temporal restrain an individual, including tear gas and pepper
3-14     spray; and
3-15                 (3)  the application of a mechanical restraint,
3-16     seclusion or administration of emergency medications is prohibited
3-17     in personal care facilities; and
3-18                 (4)  at least annually training shall be provided to
3-19     staff on preventive techniques and management of aggressive
3-20     behaviors.
3-21           Sec. 579.003.  IMPLEMENTATION.  (a)  Seclusion, physical
3-22     restraint or mechanical restraints may only be used as a last
3-23     resort and only after other less restrictive alternative strategies
3-24     have failed e.g. preventive, de-escalative techniques and verbal
3-25     interventions.
 4-1           (b)  In making the determination that a mechanical restraint,
 4-2     seclusion or emergency medication, consideration shall be
 4-3     administered, consideration must be given to:
 4-4                 (1)  medical contraindications; and
 4-5                 (2)  psychiatric contraindications, including history
 4-6     of:
 4-7                       (A)  sexual abuse; or
 4-8                       (B)  substance abuse.
 4-9           (c)  Physical restraints, mechanical restraints, seclusion or
4-10     emergency medications may only be imposed in situation which meets
4-11     the definition of emergency.
4-12           (d)  Documentation must specify the specific behaviors which
4-13     constituted the emergency, the alternatives attempted, and the
4-14     individuals response to the alternative attempted.
4-15           (e)  When a physical restraint, mechanical restraint or
4-16     seclusion is appropriate it must be removed or ended at the
4-17     earliest possible time.
4-18           (f)  Only upon an order by a physician shall an emergency
4-19     medication, mechanical restraint, or seclusion  be applied, and
4-20     only if:
4-21                 (1)  orders for the duration of mechanical restraints
4-22     specify:
4-23                       (A)  the date; and
4-24                       (B)  time of day; and
4-25                       (C)  maximum length of time.
 5-1                 (2)  the maximum length of time for a mechanical
 5-2     restraint shall not exceed four hours for adults, two hours for
 5-3     adolescents and children ages 9-17, and one hour for children under
 5-4     the age of 9 for which the procedure may be used unless
 5-5     continuation is authorized based on a face to face evaluation by a
 5-6     medical physician or registered nurse; and
 5-7                 (3)  if the order can be continued, the maximum
 5-8     duration for renewal cannot exceed 12 hours including the original
 5-9     order; and
5-10                 (4)  PRN orders for mechanical restraints or seclusion
5-11     shall be prohibited; and
5-12                 (5)  PRN orders for emergency medications are
5-13     prohibited with the exception of foster care facilities.
5-14           (g)  Water and bathroom privileges must be offered at least
5-15     every two hours during seclusion or during the application of a
5-16     mechanical restraint.
5-17           (h)  Vital signs must be taken every fifteen minutes through
5-18     the duration of a mechanical restraint.
5-19           (i)  Continuous observation must occur of individuals placed
5-20     in a physical or mechanical restraint, including monitoring of
5-21     breathing.
5-22           (j)  Continuous observation must occur of individuals placed
5-23     in seclusion who have also been administered emergency medication.
5-24           (k)  A consultation with a clinician not part of the
5-25     treatment team must occur when a mechanical restraint, seclusion or
 6-1     emergency medication is administered more than twice within a
 6-2     thirty day period, to explore alternative treatment strategies.
 6-3           (l)  The concurrent use of emergency medication with
 6-4     seclusion or mechanical restraint must be clinically justified and
 6-5     documented.
 6-6           (m)  Mechanical restraint or seclusion may be used during
 6-7     medical or dental care or rehabilitation if necessary and a regular
 6-8     and customary part of care or rehabilitation treatment.
 6-9           (n)  Every death or serious physical injury, as defined in
6-10     the state penal code, which happens during or within 48 hours
6-11     subsequent to a physical restraint, mechanical restraint or
6-12     seclusion must be reported to law enforcement and to the
6-13     appropriate regulatory agency for investigation.
6-14           (o)  The entity shall file incident reports as required under
6-15     section (579.006).
6-16           Sec. 579.004.  USE OF SUPPORTIVE DEVICES.  (a)  The use of
6-17     supportive devices are considered an adjunct to proper care of an
6-18     individual but must be reviewed by the treatment team and a plan
6-19     developed to identify and overcome the need for the protective
6-20     device.
6-21           (b)  Supportive devices may not be used as a substitute for
6-22     appropriate nursing rehabilitative or habilitative care.
6-23           Sec. 579.005.  USE OF PROTECTIVE DEVICES.  (a)  The use of
6-24     protective devices may be used to prevent self injury but must be
6-25     reviewed by the treatment team and a plan developed to identify and
 7-1     overcome the need for the protective device.
 7-2           (b)  Protective devices may not be used as a substitute for
 7-3     appropriate nursing rehabilitative or habilitative care.
 7-4           Sec. 579.006.  REPORTS.  (a)  Data relating to the
 7-5     administration of mechanical restraints, seclusion and emergency
 7-6     medication shall be collected by each regulating agency on a
 7-7     quarterly and annual basis to be analyzed, with summary reports
 7-8     submitted to the governor and the presiding officer of each house
 7-9     of the legislature.  The data shall include:
7-10                 (1)  the number of patients who received mechanical
7-11     restraints, seclusion or emergency medication; and
7-12                 (2)  the age, sex and race of the persons receiving the
7-13     mechanical restraint, seclusion or emergency medication; and
7-14                 (3)  any serious physical injuries or deaths which
7-15     occurred during or within 48 hours of the physical restraint,
7-16     mechanical restraint, seclusion or emergency medication; and
7-17                 (4)  autopsy findings if death followed within 14 days
7-18     after the date of the administration of the physical restraint,
7-19     mechanical restraint, seclusion or emergency medication; and
7-20                 (5)  the funding source for the individual.
7-21           SECTION 2.  This Act takes effect September 1, 1999.
7-22           SECTION 3.  The importance of this legislation and the
7-23     crowded condition of the calendars in both houses create an
7-24     emergency and an imperative public necessity that the
7-25     constitutional rule requiring bills to be read on three several
 8-1     days in each house by suspended, and this rule is hereby suspended.