By:  Nixon                                            S.B. No. 1400
         Line and page numbers may not match official copy.
         Bill not drafted by TLC or Senate E&E.
                                A BILL TO BE ENTITLED
                                       AN ACT
 1-1     relating to the regulation of the practice of optometry.
 1-2           BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
 1-3           SECTION 1.  Subsection (i), Section 2.02, Texas Optometry Act
 1-4     (Article 4552-2.02, Vernon's Texas Civil Statutes), is amended to
 1-5     read as follows:
 1-6           (i)  A person may not serve more than two complete terms on
 1-7     the board.  Time served on the board prior to September 1, 1996
 1-8     [1981], shall not count toward this limitation.
 1-9           SECTION 2.  Subdivision (2), Subsection (k), Section 2.02,
1-10     Texas Optometry Act (Article 4552-2.02, Vernon's Texas Civil
1-11     Statutes), is amended to read as follows:
1-12                 (2)  A training program established under this section
1-13     shall provide information to a participant regarding:
1-14                       (A)  the enabling legislation that created the
1-15     board to which the member is appointed;
1-16                       (B)  the programs operated by the agency;
1-17                       (C)  the role and functions of the agency;
1-18                       (D)  the rules of the agency with an emphasis on
1-19     the rules that relate to disciplinary and investigatory authority;
1-20                       (E)  the current budget for the agency;
1-21                       (F)  the results of the most recent formal audit
1-22     of the agency;
 2-1                       (G)  the requirements of the:
 2-2                                            (i)  open meetings law,
 2-3     Chapter 551 [271], Government Code [Acts of the 60th Legislature,
 2-4     Regular Session, 1967 (Article 6252-17, Vernon's Texas Civil
 2-5     Statutes), and its subsequent amendments];
 2-6                                            (ii)  open records law,
 2-7     Chapter 552 [424], Government Code [Acts of the 63rd Legislature,
 2-8     Regular Session, 1973 (Article 6252-17a, Vernon's Texas Civil
 2-9     Statutes), and its subsequent amendments]; and
2-10                                            (iii)  administrative
2-11     procedure law, Chapter 2001, Government Code [Administrative
2-12     Procedure and Texas Register Act (Article 6252-13a, Vernon's Texas
2-13     Civil Statutes)  and its subsequent amendments];
2-14                       (H)  the requirements of the conflict of interest
2-15     laws and other laws relating to public officials; and
2-16                       (I)  any applicable ethics policies adopted by
2-17     that state agency or the Texas Ethics Commission.
2-18           SECTION 3.  Subsection (d), Section 2.05, Texas Optometry Act
2-19     (Article 4552-2.05, Vernon's Texas Civil Statutes), is amended to
2-20     read as follows:
2-21           (d)  The board is subject to [the open meetings law,] Chapter
2-22     551 [271], Government Code [Acts of the 60th Legislature, Regular
2-23     Session, 1967, as amended (Article 6252-17, Vernon's Texas Civil
2-24     Statutes)], and Chapter 2001, Government Code [the Administrative
2-25     Procedure and Texas Register Act, as amended (Article 6252-13a,
2-26     Vernon's Texas Civil Statutes)].
 3-1           SECTION 4.  Subsection (b), Section 2.14, Texas Optometry Act
 3-2     (Article 4552-2.14, Vernon's Texas Civil Statutes), is amended to
 3-3     read as follows:
 3-4           (b)  If the appropriate standing committees of both houses of
 3-5     the legislature acting under Section 2001.032 [5(g)], Government
 3-6     Code [Administrative Procedure and Texas Register Act, as amended
 3-7     (Article 6252-13a, Vernon's Texas Civil Statutes)], transmit to the
 3-8     board statements opposing adoption of a rule under that section
 3-9     [subsection], the rule may not take effect or, if the rule has
3-10     already taken effect, the rule is repealed effective on the date
3-11     the board receives the committee's statements.
3-12     Section 5.  Section 3.01, Texas Optometry Act (Article 4552-3.01,
3-13     Vernon's Texas Civil Statutes), is amended to read as follows:
3-14           Section 3.01(a).  Must pass examination.  Every person
3-15     hereafter desiring to be licensed to practice therapeutic optometry
3-16     in this state shall be required to pass the examination given by
3-17     the Texas Optometry Board.  The examination must include
3-18     examination in pharmacology and related pathology.
3-19           (b)  The board may waive the requirement for taking all or a
3-20     part of the examination required by this section, if:
3-21                 (a)  the board is satisfied that the applicant is
3-22     currently licensed and in good standing in another state,
3-23                 (b)  the board is satisfied that the applicant
3-24     previously passed a substantially equivalent licensing examination
3-25     in another state,
3-26                 (c)  the applicant has during at least 5 of the 7 years
 4-1     immediately preceding the application date been:
 4-2                 (1)  engaged in the active practice of therapeutic
 4-3     optometry, or
 4-4                 (2)  engaged in full time teaching at an accredited
 4-5     college of optometry or medicine, and
 4-6           (d)  the applicant does not have any pending or unresolved
 4-7     disciplinary actions against applicant's license in any other state
 4-8     and has never had his or her optometry license suspended or
 4-9     revoked.
4-10           SECTION 6.  Subsection (b), Section 3.03B, Texas Optometry
4-11     Act (Article 4552-3.03B, Vernon's Texas Civil Statutes), is amended
4-12     to read as follows:
4-13           (b)  Each [Of each] fee increase collected[, $50 shall be
4-14     deposited to the credit of the foundation school fund and $150]
4-15     shall be deposited to the credit of the general revenue fund.  This
4-16     subsection applies to the disposition of each fee increase
4-17     regardless of any other provision of law providing for a different
4-18     disposition of funds.
4-19           SECTION 7.  Subsection (b), Section 4.04, Texas Optometry Act
4-20     (Article 4552-4.04, Vernon's Texas Civil Statutes), is amended to
4-21     read as follows:
4-22           (b)  Any person may begin proceedings under this section by
4-23     filing charges with the board in writing and under oath.  If
4-24     charges are filed against a person or if the board proposes to
4-25     refuse a person's application for a license or to suspend or revoke
4-26     a person's license, the person is entitled to a hearing.  The State
 5-1     Office of Administrative Hearings shall conduct the hearing.
 5-2     Except as provided by Subsection (c) of this section, proceedings
 5-3     are governed by Chapter 2001, Government Code [the Administrative
 5-4     Procedure and Texas Register Act (Article 6252-13a, Vernon's Texas
 5-5     Civil Statutes) and its subsequent amendments].
 5-6           SECTION 8.  Subsections (i), (j), (n), and (r), Section 4.05,
 5-7     Texas Optometry Act (Article 4552-4.05, Vernon's Texas Civil
 5-8     Statutes), are amended to read as follows:
 5-9           (i)  The notice of the board's order given to the person
5-10     under Chapter 2001, Government Code, [the Administrative Procedure
5-11     and Texas Register Act (Article 6252-13a, Vernon's Texas Civil
5-12     Statutes)  and its subsequent amendments] must include a statement
5-13     of the right of the person to judicial review of the order.
5-14           (j)  Within 30 days after the date the board's order is final
5-15     as provided by Subchapter F, Chapter 2001, Government Code [Section
5-16     16(c), Administrative Procedure and Texas Register Act (Article
5-17     6252-13a, Vernon's Texas Civil Statutes), and its subsequent
5-18     amendments], the person shall:
5-19                 (1)  pay the amount of the penalty;
5-20                 (2)  pay the amount of the penalty and file a petition
5-21     for judicial review contesting the occurrence of the violation, the
5-22     amount of the penalty, or both the occurrence of the violation and
5-23     the amount of the penalty; or
5-24                 (3)  without paying the amount of the penalty, file a
5-25     petition for judicial review contesting the occurrence of the
5-26     violation, the amount of the penalty, or both the occurrence of the
 6-1     violation and the amount of the penalty.
 6-2           (n)  Judicial review of the order of the board:
 6-3                 (1)  is instituted by filing a petition as provided by
 6-4     Subchapter G, Chapter 2001, Government Code [Section 19,
 6-5     Administrative Procedure and Texas Register Act (Article 6252-13a,
 6-6     Vernon's Texas Civil Statutes), and its subsequent amendments]; and
 6-7                 (2)  is under the substantial evidence rule.
 6-8           (r)  All proceedings under this section are subject to
 6-9     Chapter 2001, Government Code [the Administrative Procedure and
6-10     Texas Register Act (Article 6252-13a, Vernon's Texas Civil
6-11     Statutes) and its subsequent amendments].
6-12           SECTION 9.  Subsection (a), Section 4.09, Texas Optometry Act
6-13     (Article 4552-4.09, Vernon's Texas Civil Statutes), is amended to
6-14     read as follows:
6-15           (a)  The board by rule shall adopt procedures governing:
6-16                 (1)  informal disposition of a contested case under
6-17     Section 2001.056 [13(e)], Government Code [Administrative Procedure
6-18     and Texas Register Act (Article 6252-13a, Vernon's Texas Civil
6-19     Statutes), and its subsequent amendments]; and
6-20                 (2)  informal proceedings held in compliance with
6-21     Section 2001.054 [18(c)], Government Code [Administrative Procedure
6-22     and Texas Register Act (Article 6252-13a, Vernon's Texas Civil
6-23     Statutes), and its subsequent amendments].
6-24           SECTION 10.  Section 5.06, Texas Optometry Act (Article
6-25     4552-5.06, Vernon's Texas Civil Statutes), is amended to read as
6-26     follows:
 7-1           Sec. 5.06  Spectacles as premiums.  It shall be unlawful for
 7-2     any person in this state to give, or cause to be given, deliver, or
 7-3     cause to be delivered, in any manner whatsoever, any contact
 7-4     lenses, spectacles, or eyeglasses, separate or together, as a prize
 7-5     or premium, or as an inducement to sell [any book, paper, magazine
 7-6     or any work of literature or art, or] any item of merchandise
 7-7     whatsoever.
 7-8           SECTION 11.  Subsection (b), Section 5.11, Texas Optometry
 7-9     Act (Article 4552-5.11, Vernon's Texas Civil Statutes), is amended
7-10     to read as follows:
7-11           (b)  For purposes of this section "controlling or attempting
7-12     to control the professional judgment, the manner of practice, or
7-13     the practice of an optometrist or therapeutic optometrist" shall
7-14     include but not be limited to:
7-15                 (1)  setting or attempting to influence the
7-16     professional fees of an optometrist or therapeutic optometrist;
7-17                 (2)  setting or attempting to influence the office
7-18     hours of an optometrist or therapeutic optometrist;
7-19                 (3)  restricting or attempting to restrict an
7-20     optometrist's or therapeutic optometrist's freedom to see patients
7-21     on an appointment basis;
7-22                 (4)  terminating or threatening to terminate any lease,
7-23     agreement, or other relationship in an effort to control the
7-24     professional judgment, manner of practice, or practice of an
7-25     optometrist or therapeutic optometrist;
7-26                 (5)  providing, hiring, or sharing employees or
 8-1     business services or similar items to or with an optometrist or
 8-2     therapeutic optometrist; [or]
 8-3                 (6)  making or guaranteeing a loan to an optometrist or
 8-4     therapeutic optometrist in excess of the value of the collateral
 8-5     securing the loan;
 8-6                 (7)  setting or attempting to set the minimum number of
 8-7     patients an optometrist or therapeutic optometrist is to see or the
 8-8     number of types of diagnostic procedures an optometrist or
 8-9     therapeutic optometrist is to perform; or
8-10                 (8)  requiring or attempting to require that a person
8-11     other than the optometrist or therapeutic optometrist have computer
8-12     access or other automatic access to patient records, names, or
8-13     information.
8-14           SECTION 12.  Subsections (a) and (c), Section 5.12, Texas
8-15     Optometry Act (Article 4552-5.12, Vernon's Texas Civil Statutes),
8-16     are amended to read as follows:
8-17           (a)  In [order to ensure an adequate examination of a patient
8-18     for whom an optometrist or therapeutic optometrist signs or causes
8-19     to be signed a prescription for an ophthalmic lens, in] the initial
8-20     examination of a [the] patient, if the optometrist or therapeutic
8-21     optometrist determines that the patient requires a prescription for
8-22     an ophthalmic lens, the optometrist or therapeutic optometrist
8-23     shall make and record, if possible, the following findings of the
8-24     condition of the patient:
8-25                 (1)  Case History (ocular, physical, occupational, and
8-26     other pertinent information).
 9-1                 (2)  Visual acuity.
 9-2                 (3)  Biomicroscopy examination (lids, cornea, sclera,
 9-3     etc.).
 9-4                 (4)  Internal ophthalmoscopic examination (media,
 9-5     fundus, etc.).
 9-6                 (5)  Static retinoscopy, O.D., O.S., or auto refractor.
 9-7                 (6)  Subjective findings, far point and near point.
 9-8                 (7)  Assessment of binocular function.
 9-9                 (8)  Amplitude or range of accommodation.
9-10                 (9)  Tonometry.
9-11                 (10)  Angle of vision, to right and to left.
9-12           (c)  The willful or repeated failure or refusal of an
9-13     optometrist or therapeutic optometrist to comply with any of the
9-14     foregoing requirements shall be considered by the board to
9-15     constitute prima facie evidence that the optometrist or therapeutic
9-16     optometrist is unfit or incompetent by reason of negligence within
9-17     the meaning of Section 4.04(a)(2) [4.04(a)(3)] of this Act[,] and
9-18     shall be sufficient ground for the filing of charges to cancel,
9-19     revoke, or suspend the license.  The charges shall state the
9-20     specific instances in which it is alleged that this section [the
9-21     rule] was not complied with.  At a hearing pursuant to the filing
9-22     of such charges, the person charged shall have the burden of
9-23     establishing that compliance with this section [the rule] in each
9-24     instance in which proof is adduced that it was not complied with
9-25     was not necessary to a proper examination of the patient in that
9-26     particular case.
 10-1          SECTION 13.  Subsections (b), (c), and (j), Section 5.13,
 10-2    Texas Optometry Act (Article 4552-5.13, Vernon's Texas Civil
 10-3    Statutes), are amended to read as follows:
 10-4          (b)  No optometrist or therapeutic optometrist shall divide,
 10-5    share, split, or allocate, either directly or indirectly, any fee
 10-6    for optometric or therapeutic optometric services or materials with
 10-7    any lay person, firm, or corporation, provided that this section
 10-8    [rule] shall not be interpreted to prevent an optometrist or
 10-9    therapeutic optometrist from paying an employee in the regular
10-10    course of employment, and provided further, that it shall not be
10-11    construed as a violation of this Act for any optometrist or
10-12    therapeutic optometrist to lease space from an establishment, or to
10-13    pay for franchise fees or other services, on a percentage or gross
10-14    receipts basis, or to sell, transfer, or assign accounts
10-15    receivable.  The provisions of this section authorizing payment
10-16    based upon a percentage of gross receipts shall not be construed as
10-17    authorizing any activity which is prohibited under Section 5.11 of
10-18    this Act.
10-19          (c)  No optometrist or therapeutic optometrist shall divide,
10-20    share, split, or allocate, either directly or indirectly, any fee
10-21    for optometric or therapeutic optometric services or materials with
10-22    another optometrist, therapeutic optometrist, or with a physician
10-23    except upon a division of service or responsibility provided that
10-24    this section [rule] shall not be interpreted to prevent
10-25    partnerships for the practice of optometry or therapeutic
10-26    optometry.  This Act does not prohibit an optometrist or
 11-1    therapeutic optometrist from being employed on a salary, with or
 11-2    without bonus arrangements, by a licensed optometrist, therapeutic
 11-3    optometrist, or physician, regardless of the amount of supervision
 11-4    exerted by the employing optometrist, therapeutic optometrist, or
 11-5    physician over the office in which the employed optometrist or
 11-6    therapeutic optometrist works, provided such bonus arrangements, if
 11-7    any, shall not be based in whole or in part on the business or
 11-8    income of any optical company.
 11-9          (j)  The willful or repeated failure or refusal of an
11-10    optometrist or therapeutic optometrist to comply with any of the
11-11    provisions of this section shall be considered by the board to
11-12    constitute prima facie evidence that such optometrist or
11-13    therapeutic optometrist is guilty of violation of this Act[,] and
11-14    shall be sufficient ground for the filing of charges to cancel,
11-15    revoke, or suspend a license.  The charges shall state the specific
11-16    instance or instances in which it is alleged that this section [the
11-17    rule] was not complied with.  Alternatively, or in addition to the
11-18    above, it shall be the duty of the board to institute and prosecute
11-19    an action in a court of competent jurisdiction to restrain or
11-20    enjoin the violation of any of the provisions of this section
11-21    [preceding rules].
11-22          SECTION 14.  Subsection (a), Section 5.14, Texas Optometry
11-23    Act (Article 4552-5.14, Vernon's Texas Civil Statutes), is amended
11-24    to read as follows:
11-25          (a)  In order to safeguard the visual welfare of the public
11-26    and the doctor-patient relationship, fix professional
 12-1    responsibility, establish standards of professional surroundings,
 12-2    more nearly secure to the patient the optometrist's or therapeutic
 12-3    optometrist's undivided loyalty and service, and carry out the
 12-4    prohibitions of this Act against placing an optometric or
 12-5    therapeutic optometric license in the service or at the disposal of
 12-6    unlicensed persons, the provisions of this section are applicable
 12-7    to any optometrist or therapeutic optometrist who leases space from
 12-8    or [and] practices optometry or therapeutic optometry on the
 12-9    premises of a mercantile establishment.
12-10          SECTION 15.  This Act takes effect September 1, 1999.
12-11          SECTION 16.  The importance of this legislation and the
12-12    crowded condition of the calendars in both houses create an
12-13    emergency and an imperative public necessity that the
12-14    constitutional rule requiring bills to be read on three several
12-15    days in each house be suspended, and this rule is hereby suspended.