By:  Zaffirini, Moncrief                               S.B. No. 368
           Bernsen
                                A BILL TO BE ENTITLED
 1-1                                   AN ACT
 1-2     relating to permanency planning procedures for children in state
 1-3     institutions.
 1-4           BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
 1-5           SECTION 1.  Subchapter D, Chapter 531, Government Code, as
 1-6     added by Chapter 241, Acts of the 75th Legislature, Regular
 1-7     Session, 1997, is amended to read as follows:
 1-8                     SUBCHAPTER D.  PERMANENCY PLANNING
 1-9           Sec. 531.151.  DEFINITIONS.  In this subchapter:
1-10                 (1)  "Child" means a person with a developmental
1-11     disability who is younger than 22 years of age.
1-12                 (2)  "Community resource coordination group" means a
1-13     coordination group established under the memorandum of
1-14     understanding adopted under Section 264.003, Family Code.
1-15                 (3)  "Institution" means:
1-16                       (A)  an ICF-MR, as defined by Section 531.002,
1-17     Health and Safety Code;
1-18                       (B)  a group home operated under the authority of
1-19     the Texas Department of Mental Health and Mental Retardation,
1-20     including a residential service provider under a Medicaid waiver
1-21     program authorized under Section 1915(c) of the federal Social
1-22     Security Act (42 U.S.C. Section 1396n), as amended, that provides
1-23     services at a residence other than the child's home or foster home;
1-24                       (C)  a foster group home or an agency foster
1-25     group home as defined by Section 42.002, Human Resources Code;
 2-1                       (D)  a nursing facility;
 2-2                       (E)  an institution for the mentally retarded
 2-3     [(C)  a residential facility] licensed by the Department of
 2-4     Protective and Regulatory Services; or
 2-5                       (F) [(D)]  another residential arrangement other
 2-6     than a foster home as defined by Section 42.002, Human Resources
 2-7     Code, that provides care to four or more children who are unrelated
 2-8     to each other.
 2-9                 (4) [(2)]  "Permanency planning" means a philosophy and
2-10     planning process that focuses on the outcome of family support by
2-11     facilitating a permanent living arrangement with the primary
2-12     feature of an enduring and nurturing parental relationship.
2-13           Sec. 531.152.  POLICY STATEMENT.  It is the policy of the
2-14     state to strive to ensure that the basic needs for safety,
2-15     security, and stability are met for each child in Texas.  A
2-16     successful family is the most efficient and effective way to meet
2-17     those needs.  The state and local communities must work together to
2-18     provide encouragement and support for well-functioning families and
2-19     ensure that each child receives the benefits of being a part of a
2-20     successful permanent family as soon as possible.
2-21           Sec. 531.153.  DEVELOPMENT OF PERMANENCY PLAN.  (a)  To
2-22     further the policy stated in Section 531.152 and except as provided
2-23     by Subsection (b), the commission and each appropriate health and
2-24     human services agency shall develop procedures to ensure that a
2-25     permanency plan is developed for each child who resides [residing]
2-26     in an institution in this state on a temporary or long-term basis
 3-1     or with respect to [for] whom the commission or appropriate health
 3-2     and human services agency is notified in advance that institutional
 3-3     care is sought.
 3-4           (b)  The Department of Protective and Regulatory Services
 3-5     shall develop a permanency plan as required by this subchapter for
 3-6     each child who resides in an institution in this state for whom the
 3-7     department has been appointed permanent managing conservator.  The
 3-8     department is not required to develop a permanency plan under this
 3-9     subchapter for a child for whom the department has been appointed
3-10     temporary managing conservator, but may incorporate the
3-11     requirements of this subchapter in a permanency plan developed for
3-12     the child under Section 263.3025, Family Code.
3-13           (c)  In developing procedures under Subsection (a), the
3-14     commission and other appropriate health and human services agencies
3-15     shall develop to the extent possible uniform procedures applicable
3-16     to each of the agencies and each child who is the subject of a
3-17     permanency plan that promote efficiency for the agencies and
3-18     stability for each child.
3-19           (d)  In implementing permanency planning procedures under
3-20     Subsection (a) to develop a permanency plan for each child, the
3-21     Texas Department of Human Services, the Texas Department of Mental
3-22     Health and Mental Retardation, and the Department of Protective and
3-23     Regulatory Services may:
3-24                 (1)  delegate each department's duty to develop a
3-25     permanency plan to a local mental retardation authority, as defined
3-26     by Section 531.002, Health and Safety Code, or enter into a
 4-1     memorandum of understanding with the local mental retardation
 4-2     authority to develop the permanency plan for each child who resides
 4-3     in an institution in this state or with respect to whom the
 4-4     department is notified in advance that institutional care is
 4-5     sought;
 4-6                 (2)  contract with a private entity, other than an
 4-7     entity that provides mental retardation services to a child who
 4-8     resides in an institution in this state or with respect to whom the
 4-9     department is notified in advance that institutional care is
4-10     sought, to develop a permanency plan for that child; or
4-11                 (3)  engage in other appropriate activities to minimize
4-12     the potential conflicts of interest that, in developing the plan,
4-13     may exist or arise between:
4-14                       (A)  the child's mental retardation services
4-15     provider, if applicable; and
4-16                       (B)  the best interest of the child.
4-17           (e)  The Texas Department of Human Services, the Texas
4-18     Department of Mental Health and Mental Retardation, and the
4-19     Department of Protective and Regulatory Services may solicit and
4-20     accept gifts, grants, and donations to support the development of
4-21     permanency plans for children residing in institutions by
4-22     individuals or organizations not employed by or affiliated with
4-23     those institutions.
4-24           (f)  A health and human services agency that contracts with a
4-25     private entity under Subsection (d) to develop a permanency plan
4-26     shall ensure that the entity is provided training regarding the
 5-1     permanency planning philosophy under Section 531.151 and available
 5-2     resources that will assist a child residing in an institution in
 5-3     making a successful transition to a community-based residence.
 5-4           Sec. 531.154.  NOTIFICATION REQUIRED.  (a)  Not later than
 5-5     the third day after the date a child is initially placed in an
 5-6     institution, the institution shall notify:
 5-7                 (1)  the Texas Department of Human Services, if the
 5-8     child is placed in a nursing home;
 5-9                 (2)  the local mental retardation authority, as defined
5-10     by Section 531.002, Health and Safety Code, where the institution
5-11     is located, if the child:
5-12                       (A)  is placed in an ICF-MR, as defined by
5-13     Section 531.002, Health and Safety Code; or
5-14                       (B)  is placed by a state or local child
5-15     protective services agency in an institution for the mentally
5-16     retarded licensed by the Department of Protective and Regulatory
5-17     Services;
5-18                 (3)  the community resource coordination group in the
5-19     county of residence of a parent or guardian of the child;
5-20                 (4)  if the child is at least three years of age, the
5-21     school district for the area in which the institution is located;
5-22     and
5-23                 (5)  if the child is less than three years of age, the
5-24     local early intervention program for the area in which the
5-25     institution is located.
5-26           (b)  The Texas Department of Human Services shall notify the
 6-1     local mental retardation authority, as defined by Section 531.002,
 6-2     Health and Safety Code, of a child's placement in a nursing home if
 6-3     the child is known or suspected to suffer from mental retardation
 6-4     or another disability for which the child may receive services
 6-5     through the Texas Department of Mental Health and Mental
 6-6     Retardation.
 6-7           Sec. 531.155.  OFFER OF SERVICES.  Each entity receiving
 6-8     notice of the initial placement of a child in an institution under
 6-9     Section 531.154 may contact the child's parent or guardian to
6-10     ensure that the parent or guardian is aware of:
6-11                 (1)  services and support that could provide
6-12     alternatives to placement of the child in the institution;
6-13                 (2)  available placement options; and
6-14                 (3)  opportunities for permanency planning.
6-15           Sec. 531.156.  DESIGNATION OF ADVOCATE.  (a)  Except as
6-16     provided by Subsection (b), the Texas Department of Human Services
6-17     shall designate a person, including a member of a community-based
6-18     organization, to serve as a volunteer advocate for a child residing
6-19     in an institution to assist in developing a permanency plan for the
6-20     child if:
6-21                 (1)  the child's parent or guardian requests the
6-22     assistance of an advocate; or
6-23                 (2)  the institution in which the child is placed
6-24     cannot locate the child's parent or guardian.
6-25           (b)  The Texas Department of Mental Health and Mental
6-26     Retardation shall designate the person to serve as a volunteer
 7-1     advocate for a child in accordance with Subsection (a) if the child
 7-2     resides in an institution operated by the department.
 7-3           (c)  The person designated by the Texas Department of Human
 7-4     Services or the Texas Department of Mental Health and Mental
 7-5     Retardation to serve as the child's volunteer advocate under this
 7-6     section may be:
 7-7                 (1)  a person selected by the child's parent or
 7-8     guardian, except that the person may not be employed by or under a
 7-9     contract with the institution in which the child resides;
7-10                 (2)  an adult relative of the child; or
7-11                 (3)  a representative of a child advocacy group.
7-12           (d)  The Texas Department of Human Services or the Texas
7-13     Department of Mental Health and Mental Retardation, as appropriate,
7-14     shall provide to each person designated to serve as a child's
7-15     volunteer advocate information regarding permanency planning under
7-16     this subchapter.
7-17           Sec. 531.157.  COMMUNITY-BASED SERVICES.  A state agency that
7-18     receives notice of a child's placement in an institution shall
7-19     ensure that, on or before the third day after the date the agency
7-20     is notified of the child's placement in the institution, the child
7-21     is also placed on a waiting list for waiver program services under
7-22     Section 1915(c) of the federal Social Security Act (42 U.S.C.
7-23     Section 1396n), as amended, appropriate to the child's needs.
7-24           Sec. 531.158.  LOCAL PERMANENCY PLANNING SITES.  The
7-25     commission shall develop an implementation system that consists
7-26     initially of four or more local sites and that is designed to
 8-1     coordinate planning for a permanent living arrangement and
 8-2     relationship for a child with a family.  In developing the system,
 8-3     the commission shall:
 8-4                 (1)  include criteria to identify children who need
 8-5     permanency plans;
 8-6                 (2)  require the establishment of a permanency plan for
 8-7     each child who lives outside the child's family or for whom care or
 8-8     protection is sought in an institution;
 8-9                 (3)  include a process to determine the agency or
8-10     entity responsible for developing and overseeing implementation of
8-11     a child's permanency plan;
8-12                 (4)  identify, blend, and use funds from all available
8-13     sources to provide customized services and programs to implement a
8-14     child's permanency plan;
8-15                 (5)  clarify and expand the role of a local community
8-16     resource coordination group in ensuring accountability for a child
8-17     who resides in an institution or who is at risk of being placed in
8-18     an institution;
8-19                 (6)  require reporting of each placement or potential
8-20     placement of a child in an institution or other living arrangement
8-21     outside of the child's home; and
8-22                 (7)  assign in each local permanency planning site area
8-23     a single gatekeeper for all children in the area for whom placement
8-24     in an institution through a program funded by the state is sought
8-25     with authority to ensure that:
8-26                       (A)  family members of each child are aware of:
 9-1                             (i)  intensive services that could prevent
 9-2     placement of the child in an institution; and
 9-3                             (ii)  available placement options; and
 9-4                       (B)  permanency planning is initiated for each
 9-5     child.
 9-6           Sec. 531.159.  MONITORING OF PERMANENCY PLANNING EFFORTS.
 9-7     (a)  The commission and each appropriate health and human services
 9-8     agency shall require a person who develops a permanency plan for a
 9-9     child residing in an institution to identify and document in the
9-10     child's permanency plan all ongoing permanency planning efforts at
9-11     least semiannually to ensure that, as soon as possible, the child
9-12     will benefit from a permanent living arrangement with an enduring
9-13     and nurturing parental relationship.
9-14           (b)  The chief executive officer of each appropriate health
9-15     and human services agency or the officer's designee must approve
9-16     the placement of a child in an institution.  The initial placement
9-17     of the child in the institution is temporary and may not exceed six
9-18     months unless the appropriate chief executive officer or the
9-19     officer's designee approves an extension of an additional six
9-20     months after conducting a review of documented permanency planning
9-21     efforts to unite the child with a family in a permanent living
9-22     arrangement.  After the initial six-month extension of a child's
9-23     placement in an institution approved under this subsection, the
9-24     chief executive officer or the officer's designee shall conduct a
9-25     review of the child's placement in the institution at least
9-26     semiannually to determine whether a continuation of that placement
 10-1    is warranted.  If, based on the review, the chief executive officer
 10-2    or the officer's designee determines that an additional extension
 10-3    is warranted, the officer or the officer's designee shall recommend
 10-4    to the commissioner that the child continue residing in the
 10-5    institution.
 10-6          (c)  On receipt of a recommendation made under Subsection (b)
 10-7    for an extension of a child's placement, the commissioner, the
 10-8    commissioner's designee, or another person with whom the commission
 10-9    contracts shall conduct a review of the child's placement.  Based
10-10    on the results of the review, the commissioner or the
10-11    commissioner's designee may approve a six-month extension of the
10-12    child's placement if the extension is appropriate.
10-13          (d)  The child may continue residing in the institution after
10-14    the six-month extension approved under Subsection (c) only if the
10-15    chief executive officer of the appropriate health and human
10-16    services agency or the officer's designee makes subsequent
10-17    recommendations as provided by Subsection (b) for each additional
10-18    six-month extension and the commissioner or the commissioner's
10-19    designee approves each extension as provided by Subsection (c).
10-20          (e)  The commissioner or the commissioner's designee shall
10-21    conduct a semiannual review of data received from health and human
10-22    services agencies regarding all children who reside in institutions
10-23    in this state.  The commissioner, the commissioner's designee, or a
10-24    person with whom the commission contracts shall also review the
10-25    recommendations of the chief executive officers of each appropriate
10-26    health and human services agency or the officer's designee if the
 11-1    officer or the officer's designee repeatedly recommends that
 11-2    children continue residing in an institution.
 11-3          (f)  The commission by rule shall develop procedures by which
 11-4    to conduct the reviews required by Subsections (c), (d), and (e).
 11-5    In developing the procedures, the commission shall seek input from
 11-6    the work group on children's long-term care and health programs
 11-7    established under Section 22.035, Human Resources Code.
 11-8          Sec. 531.160.  INSPECTIONS.  As part of each inspection,
 11-9    survey, or investigation of an institution, including a nursing
11-10    home, institution for the mentally retarded licensed by the
11-11    Department of Protective and Regulatory Services, or ICF-MR, as
11-12    defined by Section 531.002, Health and Safety Code, in which a
11-13    child resides, the agency or the agency's designee shall determine
11-14    the extent to which the nursing home, institution, or ICF-MR is
11-15    complying with the permanency planning requirements under this
11-16    subchapter.
11-17          Sec. 531.161.  ACCESS TO RECORDS.  Each institution in which
11-18    a child resides shall allow the commission and appropriate health
11-19    and human services agencies access to the child's records to assist
11-20    the commission or agency in complying with the requirements of this
11-21    subchapter.
11-22          Sec. 531.162 [531.155].  PERMANENCY REPORTING.  (a)  For each
11-23    of the local permanency planning sites, the commission shall
11-24    develop a reporting system under which each appropriate health and
11-25    human services agency responsible for permanency planning under
11-26    this subchapter is required to provide to the commission
 12-1    semiannually:
 12-2                (1)  the number of permanency plans developed by the
 12-3    agency for children residing in institutions or children at risk of
 12-4    being placed in institutions;
 12-5                (2)  progress achieved in implementing permanency
 12-6    plans;
 12-7                (3)  the number of children served by the agency
 12-8    residing in institutions;
 12-9                (4)  the number of children served by the agency at
12-10    risk of being placed in an institution served by the local
12-11    permanency planning sites;
12-12                (5)  the number of children served by the agency
12-13    reunited with their families or placed with alternate permanent
12-14    families; and
12-15                (6)  cost data related to the development and
12-16    implementation of permanency plans.
12-17          (b)  The commissioner shall submit a semiannual report to the
12-18    governor and the committees of each house of the legislature that
12-19    have primary oversight jurisdiction over health and human services
12-20    agencies regarding:
12-21                (1)  the number of children residing in institutions in
12-22    this state and, of those children, the number for whom a
12-23    recommendation has been made for a transition to a community-based
12-24    residence but who have not yet made that transition;
12-25                (2)  the circumstances of each child described by
12-26    Subdivision (1), including the type of institution and name of the
 13-1    institution in which the child resides, the child's age, the
 13-2    residence of the child's parents or guardians, and the length of
 13-3    time in which the child has resided in the institution;
 13-4                (3)  the number of permanency plans developed for
 13-5    children residing in institutions in this state, the progress
 13-6    achieved in implementing those plans, and barriers to implementing
 13-7    those plans;
 13-8                (4)  the number of children who previously resided in
 13-9    an institution in this state and have made the transition to a
13-10    community-based residence;
13-11                (5)  the number of children who previously resided in
13-12    an institution in this state and have been reunited with their
13-13    families or placed with alternate families;
13-14                (6)  the community supports that resulted in the
13-15    successful placement of children described by Subdivision (5) with
13-16    alternate families; and
13-17                (7)  the community supports that are unavailable but
13-18    necessary to address the needs of children who continue to reside
13-19    in an institution in this state after being recommended to make a
13-20    transition from the institution to an alternate family or
13-21    community-based residence.
13-22          Sec. 531.163.  EFFECT ON OTHER LAW.  This subchapter does not
13-23    affect responsibilities imposed by federal or other state law on a
13-24    physician or other professional.
13-25          SECTION 2.  (a)  The Health and Human Services Commission
13-26    shall conduct a study regarding:
 14-1                (1)  the feasibility of bifurcating the reimbursement
 14-2    provided for permanency planning activities under Chapter 531,
 14-3    Government Code, from the reimbursement provided to an institution
 14-4    in which a child resides for the care of that child; and
 14-5                (2)  alternate mechanisms for providing reimbursement
 14-6    for permanency planning activities that will enhance those
 14-7    activities.
 14-8          (b)  Based on the results of the study conducted under this
 14-9    section, the Health and Human Services Commission by rule shall
14-10    modify the method of reimbursement provided for permanency planning
14-11    activities to incorporate modifications determined to be effective
14-12    in enhancing those activities.
14-13          SECTION 3.  Subchapter O, Chapter 242, Health and Safety
14-14    Code, as added by Chapter 913, Acts of the 75th Legislature,
14-15    Regular Session, 1997, is repealed.
14-16          SECTION 4.  Notwithstanding Section 6 of this Act, the
14-17    commissioner of health and human services and each appropriate
14-18    health and human services agency, as defined by Section 531.001,
14-19    Government Code, shall begin conducting the reviews required by
14-20    Section 531.159, Government Code, as added by this Act, not later
14-21    than March 1, 2002.
14-22          SECTION 5.  If before implementing any provision of this Act
14-23    a state agency determines that a waiver or authorization from a
14-24    federal agency is necessary for implementation of that provision,
14-25    the agency affected by the provision shall request the waiver or
14-26    authorization and may delay implementing that provision until the
 15-1    waiver or authorization is granted.
 15-2          SECTION 6.  This Act takes effect September 1, 2001.