By:  Moncrief                                         S.B. No. 1376
                                A BILL TO BE ENTITLED
 1-1                                   AN ACT
 1-2     relating to amelioration of convalescent and nursing home and
 1-3     intermediate care facility violations; waiving the right to an
 1-4     administrative hearing.
 1-5           BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
 1-6           SECTION 1.  Section 242.071, Health and Safety Code, is
 1-7     amended to read as follows:
 1-8           Sec. 242.071.  AMELIORATION OF VIOLATION.  (a)  In lieu of
 1-9     demanding [ordering] payment of an [the] administrative penalty
1-10     assessed under Section 242.066 [242.069], the commissioner may, in
1-11     accordance with this section, allow [require] the person to use,
1-12     under the supervision of the department, any portion of the penalty
1-13     to ameliorate the violation or to improve services, other than
1-14     administrative services, in the institution affected by the
1-15     violation.
1-16           (b)  The department shall offer amelioration to a person for
1-17     a charged violation if the department determines that the violation
1-18     does not constitute immediate jeopardy to the health and safety of
1-19     an institution resident.
1-20           (c)  The department may not offer amelioration to a person
1-21     if:
1-22                 (1)  the person has been charged with a violation which
1-23     is subject to correction under Section 242.0665; or
1-24                 (2)  the department determines that the charged
1-25     violation constitutes immediate jeopardy to the health and safety
 2-1     of an institution resident.
 2-2           (d)  The department shall offer amelioration to a person
 2-3     under this section not later than the 10th day after the date the
 2-4     person receives from the department a final notification of
 2-5     assessment of administrative penalty that is sent to the person
 2-6     after an informal dispute resolution process but before an
 2-7     administrative hearing under Section 242.068.
 2-8           (e)  A person to whom amelioration has been offered must file
 2-9     a plan for amelioration not later than the 45th day after the date
2-10     the person receives the offer of amelioration from the department.
2-11     In submitting the plan, the person must agree to waive the person's
2-12     right to an administrative hearing under Section 242.068 if the
2-13     department approves the plan.
2-14           (f)  At a minimum, a plan for amelioration must:
2-15                 (1)  propose changes to the management or operation of
2-16     the institution that will improve services to or quality of care of
2-17     residents of the institution;
2-18                 (2)  identify, through measurable outcomes, the ways in
2-19     which and the extent to which the proposed changes will improve
2-20     services to or quality of care of residents of the institution;
2-21                 (3)  establish clear goals to be achieved through the
2-22     proposed changes;
2-23                 (4)  establish a timeline for implementing the proposed
2-24     changes; and
2-25                 (5)  identify specific actions necessary to implement
2-26     the  proposed changes.
 3-1           (g)  A plan for amelioration may include proposed changes to:
 3-2                 (1)  improve staff recruitment and retention;
 3-3                 (2)  offer or improve dental services for residents;
 3-4     and
 3-5                 (3)  improve the overall quality of life for residents.
 3-6           (h)  The department may require that an amelioration plan
 3-7     propose changes that would result in conditions that exceed the
 3-8     requirements of this chapter or the rules adopted under this
 3-9     chapter.
3-10           (i)  The department shall approve or deny an amelioration
3-11     plan not later than the 45th day after the date the department
3-12     receives the plan.  On approval of a person's plan, the department
3-13     shall deny a pending request for a hearing submitted by the person
3-14     under Section 242.067(d).
3-15           (j)  The department may not offer amelioration to a person:
3-16                 (1)  more than three times in a two-year period; or
3-17                 (2)  more than one time in a two-year period for the
3-18     same or similar violation.
3-19           (k)  In this section, "immediate jeopardy to health and
3-20     safety" means a situation in which there is a high probability that
3-21     serious harm or injury to a resident could occur at any time or
3-22     already has occurred and may occur again if the resident is not
3-23     protected from the harm or if the threat is not removed.
3-24           SECTION 2.  Section 252.071, Health and Safety Code, is
3-25     amended to read as follows:
3-26           Sec. 252.071.  AMELIORATION OF VIOLATION.  (a)  In lieu of
 4-1     demanding [ordering] payment of an administrative penalty
 4-2     authorized by this subchapter, the department may allow [require] a
 4-3     person subject to the penalty to use, under the supervision of the
 4-4     department, all or part of the amount of the penalty to ameliorate
 4-5     the violation or to improve services, other than administrative
 4-6     services, in the facility affected by the violation.
 4-7           (b)  The department shall offer amelioration to a person for
 4-8     a charged violation if the department determines that the violation
 4-9     does not constitute immediate jeopardy to the health and safety of
4-10     a facility resident.
4-11           (c)  The department may not offer amelioration to a person if
4-12     the department determines that the charged violation constitutes
4-13     immediate jeopardy to the health and safety of a facility resident.
4-14           (d)  The department shall offer amelioration to a person
4-15     under this section not later than the 10th day after the date the
4-16     person receives from the department a final notification of
4-17     assessment of administrative penalty that is sent to the person
4-18     after an informal dispute resolution process but before an
4-19     administrative hearing under Section 252.067.
4-20           (e)  A person to whom amelioration has been offered must file
4-21     a plan for amelioration not later than the 45th day after the date
4-22     the person receives the offer of amelioration from the department.
4-23     In submitting the plan, the person must agree to waive the person's
4-24     right to an administrative hearing under Section 252.067 if the
4-25     department approves the plan.
4-26           (f)  At a minimum, a plan for amelioration must:
 5-1                 (1)  propose changes to the management or operation of
 5-2     the facility that will improve services to or quality of care of
 5-3     residents of the facility;
 5-4                 (2)  identify, through measurable outcomes, the ways in
 5-5     which and the extent to which the proposed changes will improve
 5-6     services to or quality of care of residents of the facility;
 5-7                 (3)  establish clear goals to be achieved through the
 5-8     proposed changes;
 5-9                 (4)  establish a timeline for implementing the proposed
5-10     changes; and
5-11                 (5)  identify specific actions necessary to implement
5-12     the  proposed changes.
5-13           (g)  A plan for amelioration may include proposed changes to:
5-14                 (1)  improve staff recruitment and retention;
5-15                 (2)  offer or improve dental services for residents;
5-16     and
5-17                 (3)  improve the overall quality of life for residents.
5-18           (h)  The department may require that an amelioration plan
5-19     propose changes that would result in conditions that exceed the
5-20     requirements of this chapter or the rules adopted under this
5-21     chapter.
5-22           (i)  The department shall approve or deny an amelioration
5-23     plan not later than the 45th day after the date the department
5-24     receives the plan.  On approval of a person's plan, the department
5-25     shall deny a pending request for a hearing submitted by the person
5-26     under Section 252.066(b).
 6-1           (j)  The department may not offer amelioration to a person:
 6-2                 (1)  more than three times in a two-year period; or
 6-3                 (2)  more than one time in a two-year period for the
 6-4     same or similar violation.
 6-5           (k)  In this section, "immediate jeopardy to health and
 6-6     safety" means a situation in which there is a high probability that
 6-7     serious harm or injury to a resident could occur at any time or
 6-8     already has occurred and may occur again if the resident is not
 6-9     protected from the harm or if the threat is not removed.
6-10           SECTION 3.  This Act takes effect September 1, 2001, and
6-11     applies only to a violation that occurs on or after that date.  A
6-12     violation that occurs before the effective date of this Act is
6-13     covered by the law in effect on the date the violation occurred,
6-14     and the former law is continued in effect for that purpose.