78R7858 KLA-D
By: Hinojosa S.B. No. 1195
A BILL TO BE ENTITLED
AN ACT
relating to prohibited solicitation of professional employment by
an attorney or the attorney's agent or employee; providing a
criminal penalty.
BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
SECTION 1. Section 81.071, Government Code, is amended to
read as follows:
Sec. 81.071. DISCIPLINARY JURISDICTION. Each attorney
admitted to practice in this state and each attorney specially
admitted by a court of this state for a particular proceeding is
subject to the disciplinary and disability jurisdiction of the
supreme court, the office of the attorney general to the extent
Section 81.0721 applies, and the Commission for Lawyer Discipline,
a committee of the state bar.
SECTION 2. Section 81.072, Government Code, is amended by
amending Subsection (a) and adding Subsection (p) to read as
follows:
(a) In furtherance of the supreme court's powers to
supervise the conduct of attorneys and except as provided by
Section 81.0721, the court shall establish disciplinary and
disability procedures.
(p) This section does not apply to a complaint alleging that
an attorney solicited professional employment in violation of the
Texas Disciplinary Rules of Professional Conduct.
SECTION 3. Subchapter E, Chapter 81, Government Code, is
amended by adding Section 81.0721 to read as follows:
Sec. 81.0721. DISCIPLINARY PROCEDURES FOR CERTAIN
ALLEGATIONS OF MISCONDUCT. (a) Notwithstanding any other law, the
office of the attorney general has the exclusive authority to:
(1) investigate a grievance alleging that an attorney
solicited professional employment in violation of the Texas
Disciplinary Rules of Professional Conduct; and
(2) discipline an attorney found to have engaged in
conduct described by Subdivision (1).
(b) A person may file a grievance alleging that an attorney
solicited professional employment in violation of the Texas
Disciplinary Rules of Professional Conduct with either the state
bar or the office of the attorney general. The state bar and the
office of the attorney general shall enter into a memorandum of
understanding that provides procedures by which the state bar
forwards to the office of the attorney general a grievance
described by this subsection that is filed with the state bar.
(c) The office of the attorney general shall establish
standards and disciplinary procedures for processing grievances
relating to allegations of attorneys' misconduct in soliciting
professional employment. The standards and procedures established
under this section must, to the extent practicable, be
substantively identical to and include the same elements as the
standards and procedures established by the supreme court under
Section 81.072.
SECTION 4. Section 81.076, Government Code, is amended by
adding Subsection (i) to read as follows:
(i) This section does not apply to a complaint alleging that
an attorney solicited professional employment in violation of the
Texas Disciplinary Rules of Professional Conduct.
SECTION 5. Section 81.077(c), Government Code, is amended
to read as follows:
(c) This chapter does not prohibit a grievance committee
from investigating a complaint of professional misconduct alleged
to have occurred in the geographical area served by the committee,
other than a complaint alleging that an attorney solicited
professional employment in violation of the Texas Disciplinary
Rules of Professional Conduct. Any [but any] action must be filed
in the county of the attorney's residence.
SECTION 6. Section 81.078(e), Government Code, is amended
to read as follows:
(e) The [Either the] grievance committee for the bar
district, [or] the general counsel, or the office of the attorney
general for proceedings under Section 81.0721 may seek enforcement
of this section.
SECTION 7. Subchapter H, Chapter 81, Government Code, is
amended by adding Section 81.116 to read as follows:
Sec. 81.116. SOLICITATION OF PROFESSIONAL EMPLOYMENT. (a)
A person commits an offense if the person:
(1) is an agent or employee of an attorney; and
(2) engages in conduct on behalf of the attorney that,
if engaged in by the attorney, constitutes solicitation of
professional employment in violation of the Texas Disciplinary
Rules of Professional Conduct.
(b) An attorney commits an offense if the attorney:
(1) engages in conduct that constitutes solicitation
of professional employment in violation of the Texas Disciplinary
Rules of Professional Conduct; and
(2) refers legal business acquired through the conduct
described by Subdivision (1) to another attorney in exchange for a
referral fee.
(c) An offense under this section is a Class A misdemeanor.
SECTION 8. Section 74.056, Government Code, is amended by
adding Subsection (e) to read as follows:
(e) The presiding judge of an administrative judicial
region shall assign a judge to serve as a visiting judge in any
court to hear a case or proceeding if an attorney retained by a
party in the case or proceeding is determined by the office of the
attorney general to have solicited professional employment in the
case or proceeding in violation of the Texas Disciplinary Rules of
Professional Conduct. In assigning a judge under this subsection,
the presiding judge shall appoint a judge from a county other than
the county in which the case or proceeding is pending or a county
contiguous to that county.
SECTION 9. The office of the attorney general and the State
Bar of Texas shall enter into the memorandum of understanding
required by Section 81.0721(b), Government Code, as added by this
Act, not later than December 1, 2003.
SECTION 10. The office of the attorney general shall adopt
the standards and disciplinary procedures required by Section
81.0721(c), Government Code, as added by this Act, not later than
December 1, 2003.
SECTION 11. Sections 81.071, 81.072, 81.076, 81.077, and
81.078, Government Code, as amended by this Act, and Section
81.0721, Government Code, as added by this Act, apply only to a
complaint filed with the State Bar of Texas or the office of the
attorney general on or after January 1, 2004, regardless of whether
the conduct or act that is the subject of the complaint occurred or
was committed before, on, or after that date.
SECTION 12. This Act takes effect September 1, 2003.