By: Nelson S.B. No. 291
 
 
A BILL TO BE ENTITLED
AN ACT
relating to criminal history record information for certain
guardianship services and to lists of certain public guardians.
       BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS:
       SECTION 1.  The heading to Section 697A, Texas Probate Code,
is amended to read as follows:
       Sec. 697A.  LIST OF CERTAIN PUBLIC GUARDIANS MAINTAINED BY
COUNTY CLERKS OR GUARDIANSHIP CERTIFICATION BOARD.
       SECTION 2.  Subsections (b) and (c), Section 697A, Texas
Probate Code, are amended to read as follows:
       (b)  Not later than February 1 of each year, the [The]
Department of Aging and Disability Services[, if the department
files an application for and is appointed to serve as guardian for
one or more incapacitated persons residing in the county as
provided by Subchapter E, Chapter 161, Human Resources Code,] shall
submit [annually] to the Guardianship Certification Board a
statement containing:
             (1)  the name, address, and telephone number of each
department employee who is or will be providing guardianship
services to a ward or proposed ward on behalf of the department; and
             (2)  the name of the county or counties in which each
employee named in Subdivision (1) of this subsection is providing
or is authorized to provide those services [county clerk the
information required under Subsection (a) of this section for each
department employee who is or will be providing guardianship
services in the county on the department's behalf].
       (c)  Not later than February 1 of each year, the county clerk
shall submit to the Guardianship Certification Board the
information received under Subsection (a) of this section during
the preceding year.
       SECTION 3.  Section 698, Texas Probate Code, is amended by
amending Subsections (a), (b), and (d) and adding Subsections
(a-1), (a-2), (a-3), (a-4), (b-1), (c-1), and (f) to read as
follows:
       (a)  The clerk of the county having venue over the proceeding
for the appointment of a guardian shall obtain criminal history
record information that is maintained by the Department of Public
Safety or the Federal Bureau of Investigation identification
division relating to:
             (1)  a private professional guardian;
             (2)  each person who represents or plans to represent
the interests of a ward as a guardian on behalf of the private
professional guardian;
             (3)  each person employed by a private professional
guardian who will:
                   (A)  have personal contact with a ward or proposed
ward;
                   (B)  exercise control over and manage a ward's
estate; or
                   (C)  perform any duties with respect to the
management of a ward's estate; or
             (4)  each person employed by or volunteering or
contracting with a guardianship program to provide guardianship
services to a ward of the program on the program's behalf[; or
             [(5)  an employee of the Department of Aging and
Disability Services who is or will be providing guardianship
services to a ward of the department].
       (a-1)  The Department of Aging and Disability Services shall
obtain criminal history record information that is maintained by
the Department of Public Safety or the Federal Bureau of
Investigation identification division relating to each individual
who is or will be providing guardianship services to a ward of the
department, including:
             (1)  an employee of or an applicant selected for an
employment position with the Department of Aging and Disability
Services;
             (2)  a volunteer or an applicant selected to volunteer
with the Department of Aging and Disability Services;
             (3)  an employee of or an applicant selected for an
employment position with a business entity or other person that
contracts with the Department of Aging and Disability Services to
provide guardianship services to a ward of the department; and
             (4)  a volunteer or an applicant selected to volunteer
with a business entity or other person described by Subdivision (3)
of this subsection.
       (a-2)  The information in Subsection (a-1) of this section
regarding applicants for employment positions must be obtained
before an offer of employment, and the information regarding
applicant volunteers must be obtained before the person's contact
with a ward of the Department of Aging and Disability Services.
       (a-3)  The information in Subsection (a-1) of this section
regarding employees or volunteers providing guardianship services
must be obtained annually.
       (a-4)  The Department of Aging and Disability Services shall
provide the information obtained under Subsection (a-1) of this
section to:
             (1)  the clerk of the county having venue over the
guardianship proceeding at the request of the court; or
             (2)  the Guardianship Certification Board at the
request of the board.
       (b)  The criminal history record information obtained under
Subsection (a) of this section is for the exclusive use of the court
and is privileged and confidential. The criminal history record
information may not be released or otherwise disclosed to any
person or agency except on court order or consent of the person
being investigated. The county clerk may destroy the criminal
history information records after the records are used for the
purposes authorized by this section.
       (b-1)  The criminal history record information obtained
under Subsection (a-4) of this section is for the exclusive use of
the court or Guardianship Certification Board, as appropriate, and
is privileged and confidential. The information may not be
released or otherwise disclosed to any person or agency except on
court order or consent of the person being investigated. The county
clerk or Guardianship Certification Board may destroy the criminal
history record information after the information is used for the
purposes authorized by this section.
       (c-1)  Criminal history record information obtained by the
Guardianship Certification Board under Subsection (a-4)(2) of this
section may be used for any purpose related to the issuance, denial,
renewal, suspension, or revocation of a certificate issued by the
board.
       (d)  A person commits an offense if the person releases or
discloses any information received under this section without the
authorization prescribed by Subsection (b) or (b-1) of this
section. An offense under this subsection is a Class A misdemeanor.
       (f)  This section does not prohibit the Department of Aging
and Disability Services from obtaining and using criminal history
record information as provided by other law.
       SECTION 4.  Section 411.1386, Government Code, is amended to
read as follows:
       Sec. 411.1386.  ACCESS TO CRIMINAL HISTORY RECORD
INFORMATION: COURT CLERK; DEPARTMENT OF AGING AND DISABILITY
SERVICES; GUARDIANSHIPS. (a)  The clerk of the county having venue
over a proceeding for the appointment of a guardian under Chapter
XIII [13], Texas Probate Code, shall [is entitled to] obtain from
the department criminal history record information maintained by
the department that relates to:
             (1)  a private professional guardian;
             (2)  each person who represents or plans to represent
the interests of a ward as a guardian on behalf of the private
professional guardian; [or]
             (3)  each person employed by a private professional
guardian who will:
                   (A)  have personal contact with a ward or proposed
ward;
                   (B)  exercise control over and manage a ward's
estate; or
                   (C)  perform any duties with respect to the
management of a ward's estate; or
             (4)  each person employed by or volunteering or
contracting with a guardianship program to provide guardianship
services to a ward of the program on the program's behalf.
       (a-1)  The Department of Aging and Disability Services shall
obtain from the Department of Public Safety criminal history record
information maintained by the Department of Public Safety that
relates to each individual who is or will be providing guardianship
services to a ward of the Department of Aging and Disability
Services, including:
             (1)  an employee of or an applicant selected for an
employment position with the Department of Aging and Disability
Services;
             (2)  a volunteer or an applicant selected to volunteer
with the Department of Aging and Disability Services;
             (3)  an employee of or an applicant selected for an
employment position with a business entity or other person that
contracts with the Department of Aging and Disability Services to
provide guardianship services to a ward of the department; and
             (4)  a volunteer or an applicant selected to volunteer
with a business entity or person described by Subdivision (3).
       (a-2)  The information in Subsection (a-1) regarding
applicants for employment positions must be obtained before an
offer of employment, and the information regarding applicant
volunteers must be obtained before the person's contact with a ward
of the Department of Aging and Disability Services.
       (a-3)  The information in Subsection (a-1) regarding
employees or volunteers providing guardianship services must be
obtained annually.
       (a-4)  The Department of Aging and Disability Services shall
provide the information obtained under Subsection (a-1) to:
             (1)  the clerk of the county having venue over the
guardianship proceeding at the request of the court; or
             (2)  the Guardianship Certification Board at the
request of the board.
       (b)  Criminal history record information obtained by a clerk
under Subsection (a) is for the exclusive use of the court and is
privileged and confidential [may be used only in determining
whether to appoint, remove, or continue the appointment of a
private professional guardian].
       (c)  Criminal history record information obtained by a clerk
under Subsection (a) may not be released or disclosed to any person
or agency except on court order or with the consent of the person
who is the subject of the information. The clerk may destroy the
criminal history record information after the information is used
for the purposes authorized by this section.
       (d)  The criminal history record information obtained under
Subsection (a-4) is for the exclusive use of the court or
Guardianship Certification Board, as appropriate, and is
privileged and confidential. The information may not be released
or otherwise disclosed to any person or agency except on court order
or consent of the person being investigated. The county clerk or
Guardianship Certification Board may destroy the criminal history
record information after the information is used for the purposes
authorized by this section.
       (e)  The court, as that term is defined by Section 601, Texas
Probate Code, shall use the information obtained under Subsection
(a) or (a-4)(1) only in determining whether to appoint, remove, or
continue the appointment of a private professional guardian, a
guardianship program, or the Department of Aging and Disability
Services.
       (f)  Criminal history record information obtained by the
Guardianship Certification Board under Subsection (a-4)(2) may be
used for any purpose related to the issuance, denial, renewal,
suspension, or revocation of a certificate issued by the board.
       (g)  A person commits an offense if the person releases or
discloses any information received under this section without the
authorization prescribed by Subsection (c) or (d). An offense
under this subsection is a Class A misdemeanor.
       (h)  The county clerk may charge a reasonable fee sufficient
to recover the costs of obtaining criminal history information
records authorized by Subsection (a).
       (i)  This section does not prohibit the Department of Aging
and Disability Services from obtaining and using criminal history
record information as provided by other law.
       SECTION 5.  The change in law made by this Act:
             (1)  by the amendment of Subsection (a), Section
411.1386, Government Code, is made to conform to Subsection (a),
Section 698, Texas Probate Code, as that subsection existed
immediately before the effective date of this Act;
             (2)  by the amendment of Subsection (b), Section
411.1386, Government Code, and the addition of Subsection (e),
Section 411.1386, Government Code, other than the addition of the
reference to Subdivision (1), Subsection (a-4), Section 411.1386,
Government Code, is made to conform to Subsections (b) and (c),
Section 698, Texas Probate Code, as those subsections existed
immediately before the effective date of this Act;
             (3)  by the addition of Subsection (g), Section
411.1386, Government Code, other than the addition of the reference
to Subsection (d), Section 411.1386, Government Code, is made to
conform to Subsection (d), Section 698, Texas Probate Code, as that
subsection existed immediately before the effective date of this
Act; and
             (4)  by the addition of Subsection (h), Section
411.1386, Government Code, is made to conform to Subsection (e),
Section 698, Texas Probate Code, as that subsection existed
immediately before the effective date of this Act.
       SECTION 6.  This Act takes effect September 1, 2007.