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A BILL TO BE ENTITLED
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AN ACT
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relating to guardianships, including the assessment of prospective |
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wards for, and the provision of, guardianship services by the |
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Department of Aging and Disability Services. |
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BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: |
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SECTION 1. Subsection (a), Section 111.042, Government |
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Code, is amended to read as follows: |
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(a) To provide guardianship services in this state, the |
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following individuals must hold a certificate issued under this |
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section: |
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(1) an individual who is a private professional |
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guardian; |
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(2) an individual who will provide those services to a |
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ward of a private professional guardian [or the Department of Aging
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and Disability Services] on the guardian's [or department's] |
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behalf; and |
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(3) an individual, other than a volunteer, who will |
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provide those services or other services under Section 161.114, |
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Human Resources Code, to a ward of a guardianship program or the |
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Department of Aging and Disability Services on the program's or |
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department's behalf. |
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SECTION 2. Subsections (a) and (b), Section 161.109, Human |
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Resources Code, are amended to read as follows: |
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(a) The department shall have access to all of the records |
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and documents concerning an individual who is referred for |
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guardianship services or to whom guardianship services are provided |
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under this subchapter that are necessary to the performance of the |
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department's duties under this subchapter, including: |
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(1) client-identifying information; and |
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(2) medical, psychological, educational, financial, |
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and [or] residential information. |
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(b) The department is exempt from the payment of a fee |
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otherwise required or authorized by law to obtain a financial or |
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medical record, including a mental health record, from any source |
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[a hospital or health care provider] if the request for a record is |
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related to [made in the course of] an assessment for guardianship |
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services conducted by the department or the provision of |
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guardianship services by the department. |
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SECTION 3. Section 161.111, Human Resources Code, is |
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amended by adding Subsections (e) and (f) to read as follows: |
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(e) To the extent consistent with department policies and |
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procedures, the department on request may release confidential |
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information in the record of an individual who is assessed by the |
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department or is a former ward of the department to: |
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(1) the individual; |
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(2) the individual's guardian; or |
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(3) an executor or administrator of the individual's |
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estate. |
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(f) Before releasing confidential information under |
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Subsection (e), the department shall edit the information to |
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protect the identity of the reporter to the Department of Family and |
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Protective Services and to protect any other individual whose life |
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or safety may be endangered by the release. A release of |
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information under Subsection (e) does not constitute a release for |
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purposes of waiving the confidentiality of the information |
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released. |
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SECTION 4. Subchapter E, Chapter 161, Human Resources Code, |
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is amended by adding Section 161.114 to read as follows: |
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Sec. 161.114. USE OF VOLUNTEERS. (a) In this section, |
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"volunteer" has the meaning assigned by Section 161.113. |
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(b) The department shall encourage the involvement of |
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volunteers in guardianships in which the department serves as |
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guardian of the person or estate, or both. To encourage that |
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involvement, the department shall identify issues and tasks with |
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which a volunteer could assist the department in a guardianship, |
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subject to Subsection (c). |
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(c) A volunteer may provide life enrichment activities, |
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companionship, transportation services, and other services to or |
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for the ward in a guardianship, except the volunteer may not provide |
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services that would require the volunteer to be certified under |
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Section 111.042, Government Code. |
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SECTION 5. Section 633, Texas Probate Code, is amended by |
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amending Subsections (b) and (d) and adding Subsection (c-1) to |
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read as follows: |
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(b) The court clerk shall issue a citation stating that the |
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application for guardianship was filed, the name of the proposed |
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ward, the name of the applicant, and the name of the person to be |
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appointed guardian as provided in the application, if that person |
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is not the applicant. The citation must cite all persons interested |
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in the welfare of the proposed ward to appear at the time and place |
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stated in the notice if they wish to contest the application and |
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must contain a clear and conspicuous statement informing those |
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interested persons of the right provided under Section 632(j) of |
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this code to be notified of any or all motions, applications, or |
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pleadings relating to the application for the guardianship or any |
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subsequent guardianship proceeding involving the ward after the |
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guardianship is created, if any. The citation shall be posted. |
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(c-1) The citation served as provided by Subsection (c) of |
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this section must contain the statement regarding the right |
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provided under Section 632(j) of this code that is required in the |
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citation issued under Subsection (b) of this section. |
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(d) The applicant shall mail a copy of the application for |
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guardianship and a notice containing the information required in |
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the citation issued under Subsection (b) of this section by |
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registered or certified mail, return receipt requested, or by any |
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other form of mail that provides proof of delivery, to the following |
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persons, if their whereabouts are known or can be reasonably |
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ascertained: |
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(1) all adult children of a proposed ward; |
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(2) all adult siblings of a proposed ward; |
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(3) the administrator of a nursing home facility or |
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similar facility in which the proposed ward resides; |
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(4) the operator of a residential facility in which |
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the proposed ward resides; |
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(5) a person whom the applicant knows to hold a power |
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of attorney signed by the proposed ward; |
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(6) a person designated to serve as guardian of the |
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proposed ward by a written declaration under Section 679 of this |
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code, if the applicant knows of the existence of the declaration; |
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(7) a person designated to serve as guardian of the |
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proposed ward in the probated will of the last surviving parent of |
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the ward; |
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(8) a person designated to serve as guardian of the |
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proposed ward by a written declaration of the proposed ward's last |
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surviving parent, if the declarant is deceased and the applicant |
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knows of the existence of the declaration; and |
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(9) each person named as another relative within the |
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third degree by consanguinity [next of kin] in the application for |
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guardianship as required by Section 682(10) or (12) of this code if |
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the proposed ward's spouse and each of the proposed ward's parents, |
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adult siblings, and adult children are deceased or there is no |
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spouse, parent, adult sibling, or adult child. |
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SECTION 6. Subpart E, Part 2, Chapter XIII, Texas Probate |
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Code, is amended by adding Section 646A to read as follows: |
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Sec. 646A. REPRESENTATION OF WARD OR PROPOSED WARD BY |
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ATTORNEY. (a) The following persons may retain an attorney at any |
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time to represent the person's interests in a guardianship matter |
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instead of having those interests represented by an attorney ad |
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litem appointed under Section 646 of this code or another provision |
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of this chapter: |
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(1) a ward who retains the power to enter into a |
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contract under the terms of the guardianship, subject to Section |
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694K of this code; and |
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(2) a proposed ward for purposes of a proceeding for |
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the appointment of a guardian as long as the proposed ward has |
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capacity to contract. |
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(b) If the court finds that the ward or the proposed ward has |
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capacity to contract, the court may remove an attorney ad litem |
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appointed under Section 646 of this code or any other provision of |
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this chapter that requires the court to appoint an attorney ad litem |
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to represent the interests of a ward or proposed ward and appoint a |
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ward or a proposed ward's retained counsel. |
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SECTION 7. Section 682, Texas Probate Code, is amended to |
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read as follows: |
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Sec. 682. APPLICATION; CONTENTS. Any person may commence a |
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proceeding for the appointment of a guardian by filing a written |
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application in a court having jurisdiction and venue. The |
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application must be sworn to by the applicant and state: |
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(1) the name, sex, date of birth, and address of the |
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proposed ward; |
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(2) the name, relationship, and address of the person |
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the applicant desires to have appointed as guardian; |
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(3) whether guardianship of the person or estate, or |
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both, is sought; |
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(4) the nature and degree of the alleged incapacity, |
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the specific areas of protection and assistance requested, and the |
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limitation or termination of rights requested to be included in the |
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court's order of appointment, including a termination of: |
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(A) the right of a proposed ward who is 18 years |
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of age or older to vote in a public election; and |
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(B) the proposed ward's eligibility to hold or |
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obtain a license to operate a motor vehicle under Chapter 521, |
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Transportation Code; |
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(5) the facts requiring that a guardian be appointed |
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and the interest of the applicant in the appointment; |
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(6) the nature and description of any guardianship of |
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any kind existing for the proposed ward in any other state; |
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(7) the name and address of any person or institution |
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having the care and custody of the proposed ward; |
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(8) the approximate value and description of the |
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proposed ward's property, including any compensation, pension, |
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insurance, or allowance to which the proposed ward may be entitled; |
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(9) the name and address of any person whom the |
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applicant knows to hold a power of attorney signed by the proposed |
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ward and a description of the type of power of attorney; |
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(10) if the proposed ward is a minor and if known by |
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the applicant: |
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(A) the name of each parent of the proposed ward |
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and state the parent's address or that the parent is deceased; |
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(B) the name and age of each sibling, if any, of |
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the proposed ward and state the sibling's address or that the |
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sibling is deceased; and |
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(C) if each of the proposed ward's parents and |
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adult siblings are deceased, the names and addresses of the |
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proposed ward's other living relatives who are related to the |
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proposed ward within the third degree by consanguinity and [next of
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kin] who are adults; |
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(11) if the proposed ward is a minor, whether the minor |
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was the subject of a legal or conservatorship proceeding within the |
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preceding two-year period and, if so, the court involved, the |
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nature of the proceeding, and the final disposition, if any, of the |
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proceeding; |
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(12) if the proposed ward is an adult and if known by |
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the applicant: |
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(A) the name of the proposed ward's spouse, if |
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any, and state the spouse's address or that the spouse is deceased; |
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(B) the name of each of the proposed ward's |
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parents and state the parent's address or that the parent is |
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deceased; |
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(C) the name and age of each of the proposed |
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ward's siblings, if any, and state the sibling's address or that the |
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sibling is deceased; |
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(D) the name and age of each of the proposed |
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ward's children, if any, and state the child's address or that the |
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child is deceased; and |
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(E) if the proposed ward's spouse and each of the |
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proposed ward's parents, adult siblings, and adult children are |
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deceased, or, if there is no spouse, parent, adult sibling, or adult |
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child, the names and addresses of the proposed ward's other living |
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relatives who are related to the proposed ward within the third |
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degree by consanguinity and [next of kin] who are adults; |
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(13) facts showing that the court has venue over the |
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proceeding; and |
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(14) if applicable, that the person whom the applicant |
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desires to have appointed as a guardian is a private professional |
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guardian who is certified under Subchapter C, Chapter 111, |
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Government Code, and has complied with the requirements of Section |
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697 of this code. |
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SECTION 8. Subsection (d), Section 697B, Texas Probate |
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Code, is amended to read as follows: |
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(d) An individual volunteering with a guardianship program |
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or with the Department of Aging and Disability Services is not |
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required to be certified as provided by this section to provide |
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guardianship services or other services under Section 161.114, |
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Human Resources Code, on the program's or the department's behalf. |
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SECTION 9. Section 761, Texas Probate Code, is amended by |
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amending Subsections (a), (c), and (f) and adding Subsections |
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(a-1), (h), and (i) to read as follows: |
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(a) The court, on its own motion or on motion of any |
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interested person, including the ward, and without notice, may |
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remove any guardian[,] appointed under this chapter[,] who: |
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(1) neglects to qualify in the manner and time |
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required by law; |
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(2) fails to return within 30 days after |
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qualification, unless the time is extended by order of the court, an |
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inventory of the property of the guardianship estate and list of |
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claims that have come to the guardian's knowledge; |
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(3) having been required to give a new bond, fails to |
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do so within the time prescribed; |
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(4) absents himself or herself from the state for a |
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period of three months at one time without permission of the court, |
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or removes from the state; |
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(5) cannot be served with notices or other processes |
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because of the fact that: |
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(A) the guardian's whereabouts are unknown; |
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(B) the guardian is eluding service; or |
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(C) the guardian is a nonresident of this state |
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who does not have a resident agent to accept service of process in |
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any guardianship proceeding or other matter relating to the |
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guardianship; |
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(6) has misapplied, embezzled, or removed from the |
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state, or is about to misapply, embezzle, or remove from the state, |
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all or any part of the property committed to the guardian's care; |
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(7) has engaged in conduct with respect to the ward |
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that would be considered to be abuse, neglect, or exploitation, as |
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those terms are defined by Section 48.002, Human Resources Code, if |
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engaged in with respect to an elderly or disabled person, as defined |
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by that section [neglected or cruelly treated a ward]; or |
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(8) has neglected to educate or maintain the ward as |
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liberally as the means of the ward and the condition of the ward's |
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estate permit. |
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(a-1) In a proceeding to remove a guardian under Subsection |
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(a)(6), (7), or (8) of this section, the court shall appoint a |
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guardian ad litem as provided by Section 645 of this code and an |
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attorney ad litem. The attorney ad litem has the duties prescribed |
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by Section 647 of this code. In the interest of judicial economy, |
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the court may appoint the same person as guardian ad litem and |
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attorney ad litem unless a conflict exists between the interests to |
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be represented by the guardian ad litem and attorney ad litem. |
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(c) The court may remove a guardian on its own motion, or on |
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the complaint of an interested person, after the guardian has been |
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cited by personal service to answer at a time and place set in the |
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notice, when: |
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(1) sufficient grounds appear to support belief that |
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the guardian has misapplied, embezzled, or removed from the state, |
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or that the guardian is about to misapply, embezzle, or remove from |
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the state, all or any part of the property committed to the care of |
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the guardian; |
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(2) the guardian fails to return any account or report |
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that is required by law to be made; |
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(3) the guardian fails to obey any proper order of the |
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court having jurisdiction with respect to the performance of the |
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guardian's duties; |
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(4) the guardian is proved to have been guilty of gross |
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misconduct or mismanagement in the performance of the duties of the |
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guardian; |
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(5) the guardian becomes incapacitated, or is |
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sentenced to the penitentiary, or from any other cause becomes |
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incapable of properly performing the duties of the guardian's |
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trust; |
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(6) the guardian has engaged in conduct with respect |
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to the ward that would be considered to be abuse, neglect, or |
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exploitation, as those terms are defined by Section 48.002, Human |
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Resources Code, if engaged in with respect to an elderly or disabled |
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person, as defined by that section [neglects or cruelly treats the
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ward]; |
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(6-a) the guardian neglects to educate or maintain the |
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ward as liberally as the means of the ward's estate and the ward's |
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ability or condition permit; |
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(7) the guardian interferes with the ward's progress |
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or participation in programs in the community; |
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(8) the guardian fails to comply with the requirements |
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of Section 697 of this code; |
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(9) the court determines that, because of the |
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dissolution of the joint guardians' marriage, the termination of |
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the guardians' joint appointment and the continuation of only one |
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of the joint guardians as the sole guardian is in the best interest |
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of the ward; or |
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(10) the guardian would be ineligible for appointment |
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as a guardian under Section 681 of this code. |
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(f) If the necessity exists, the court may immediately |
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appoint a successor guardian without citation or notice but may not |
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discharge the person removed as guardian of the estate or release |
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the person or the sureties on the person's bond until final order or |
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judgment is rendered on the final account of the guardian. Subject |
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to an order of the court, a successor guardian has the rights and |
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powers of the removed guardian. |
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(h) The appointment of a successor guardian under |
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Subsection (f) of this section does not preclude an interested |
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person from filing an application to be appointed guardian of the |
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ward for whom the successor guardian was appointed. The court shall |
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hold a hearing on an application filed under the circumstances |
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described by this subsection. At the conclusion of the hearing, the |
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court may set aside the appointment of the successor guardian and |
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appoint the applicant as the ward's guardian if the applicant is not |
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disqualified and after considering the requirements of Section 676 |
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or 677 of this code, as applicable. |
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(i) If the court sets aside the appointment of the successor |
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guardian under this section, the court may require the successor |
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guardian to prepare and file, under oath, an accounting of the |
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estate and to detail the disposition the successor has made of the |
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estate property. |
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SECTION 10. The Department of Aging and Disability Services |
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and the adult protective services division of the Department of |
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Family and Protective Services shall identify and implement |
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modifications to investigations of abuse, neglect, and |
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exploitation conducted under Chapter 48, Human Resources Code, and |
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the provision of protective and guardianship services under |
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Chapters 48 and 161, Human Resources Code, to ensure that the |
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agencies prevent any unnecessary duplication of efforts in |
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performing their respective responsibilities under those chapters. |
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SECTION 11. (a) Except as otherwise provided by this |
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section, the changes in law made by this Act apply to a guardianship |
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created before, on, or after the effective date of this Act. |
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(b) Sections 633 and 682, Texas Probate Code, as amended by |
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this Act, apply only to an application for a guardianship filed on |
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or after the effective date of this Act. An application for a |
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guardianship filed before the effective date of this Act is |
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governed by the law in effect on the date the application was filed, |
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and the former law is continued in effect for that purpose. |
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(c) Section 761, Texas Probate Code, as amended by this Act, |
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applies only to a proceeding to remove a guardian commenced on or |
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after the effective date of this Act. A proceeding to remove a |
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guardian commenced before the effective date of this Act is |
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governed by the law in effect on the date the proceeding was |
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commenced, and the former law is continued in effect for that |
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purpose. |
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SECTION 12. This Act takes effect September 1, 2011. |
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