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A BILL TO BE ENTITLED
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AN ACT
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relating to the dietitian licensure compact; authorizing a fee. |
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BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF TEXAS: |
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SECTION 1. Chapter 701, Occupations Code, is amended by |
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adding Subchapter J to read as follows: |
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SUBCHAPTER J. DIETITIAN LICENSURE COMPACT |
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Sec. 701.451. DIETITIAN LICENSURE COMPACT. The Dietitian |
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Licensure Compact is enacted and entered into with all other |
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jurisdictions that legally join in the compact, which reads as |
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follows: |
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DIETITIAN LICENSURE COMPACT |
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SECTION 1: PURPOSE |
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The purpose of this Compact is to facilitate interstate Practice of |
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Dietetics with the goal of improving public access to dietetics |
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services. This Compact preserves the regulatory authority of |
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States to protect public health and safety through the current |
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system of State licensure, while also providing for licensure |
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portability through a Compact Privilege granted to qualifying |
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professionals. |
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This Compact is designed to achieve the following objectives: |
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A. Increase public access to dietetics services; |
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B. Provide opportunities for interstate practice by |
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Licensed Dietitians who meet uniform requirements; |
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C. Eliminate the necessity for Licenses in multiple States; |
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D. Reduce administrative burden on Member States and |
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Licensees; |
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E. Enhance the States' ability to protect the public's |
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health and safety; |
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F. Encourage the cooperation of Member States in regulating |
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multistate practice of Licensed Dietitians; |
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G. Support relocating Active Military Members and their |
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spouses; |
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H. Enhance the exchange of licensure, investigative, and |
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disciplinary information among Member States; and |
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I. Vest all Member States with the authority to hold a |
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Licensed Dietitian accountable for meeting all State practice laws |
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in the State in which the patient is located at the time care is |
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rendered. |
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SECTION 2. DEFINITIONS |
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As used in this Compact, and except as otherwise provided, the |
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following definitions shall apply: |
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A. "ACEND" means the Accreditation Council for Education in |
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Nutrition and Dietetics or its successor organization. |
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B. "Active Military Member" means any individual with |
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full-time duty status in the active armed forces of the United |
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States, including members of the National Guard and Reserve. |
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C. "Adverse Action" means any administrative, civil, |
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equitable or criminal action permitted by a State's laws which is |
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imposed by a Licensing Authority or other authority against a |
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Licensee, including actions against an individual's License or |
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Compact Privilege such as revocation, suspension, probation, |
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monitoring of the Licensee, limitation on the Licensee's practice, |
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or any other Encumbrance on licensure affecting a Licensee's |
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authorization to practice, including issuance of a cease and desist |
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action. |
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D. "Alternative Program" means a non-disciplinary |
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monitoring or practice remediation process approved by a Licensing |
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Authority. |
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E. "Charter Member State" means any Member State which |
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enacted this Compact by law before the Effective Date specified in |
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Section 12. |
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F. "Continuing Education" means a requirement, as a |
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condition of License renewal, to provide evidence of participation |
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in, and completion of, educational and professional activities |
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relevant to practice or area of work. |
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G. "CDR" means the Commission on Dietetic Registration or |
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its successor organization. |
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H. "Compact Commission" means the government agency whose |
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membership consists of all States that have enacted this Compact, |
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which is known as the Dietitian Licensure Compact Commission, as |
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described in Section 8, and which shall operate as an |
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instrumentality of the Member States. |
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I. "Compact Privilege" means a legal authorization, which |
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is equivalent to a License, permitting the Practice of Dietetics in |
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a Remote State. |
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J. "Current Significant Investigative Information" means: |
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1. Investigative Information that a Licensing |
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Authority, after a preliminary inquiry that includes notification |
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and an opportunity for the subject Licensee to respond, if required |
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by State law, has reason to believe is not groundless and, if proved |
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true, would indicate more than a minor infraction; or |
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2. Investigative Information that indicates that the |
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subject Licensee represents an immediate threat to public health |
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and safety regardless of whether the subject Licensee has been |
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notified and had an opportunity to respond. |
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K. "Data System" means a repository of information about |
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Licensees, including, but not limited to, Continuing Education, |
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examination, licensure, investigative, Compact Privilege and |
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Adverse Action information. |
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L. "Encumbered License" means a License in which an Adverse |
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Action restricts a Licensee's ability to practice dietetics. |
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M. "Encumbrance" means a revocation or suspension of, or any |
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limitation on a Licensee's full and unrestricted Practice of |
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Dietetics by a Licensing Authority. |
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N. "Executive Committee" means a group of delegates elected |
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or appointed to act on behalf of, and within the powers granted to |
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them by, this Compact, and the Compact Commission. |
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O. "Home State" means the Member State that is the |
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Licensee's primary State of residence or that has been designated |
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pursuant to Section 6. |
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P. "Investigative Information" means information, records, |
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and documents received or generated by a Licensing Authority |
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pursuant to an investigation. |
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Q. "Jurisprudence Requirement" means an assessment of an |
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individual's knowledge of the State laws and regulations governing |
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the Practice of Dietetics in such State. |
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R. "License" means an authorization from a Member State to |
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either: |
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1. Engage in the Practice of Dietetics (including |
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medical nutrition therapy); or |
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2. Use the title "dietitian," "licensed dietitian," |
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"licensed dietitian nutritionist," "certified dietitian," or other |
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title describing a substantially similar practitioner as the |
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Compact Commission may further define by Rule. |
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S. "Licensee" or "Licensed Dietitian" means an individual |
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who currently holds a License and who meets all of the requirements |
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outlined in Section 4. |
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T. "Licensing Authority" means the board or agency of a |
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State, or equivalent, that is responsible for the licensing and |
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regulation of the Practice of Dietetics. |
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U. "Member State" means a State that has enacted the |
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Compact. |
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V. "Practice of Dietetics" means the synthesis and |
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application of dietetics as defined by state law and regulations, |
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primarily for the provision of nutrition care services, including |
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medical nutrition therapy, in person or via telehealth, to prevent, |
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manage, or treat diseases or medical conditions and promote |
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wellness. |
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W. "Registered Dietitian" means a person who: |
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1. Has completed applicable education, experience, |
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examination, and recertification requirements approved by CDR; |
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2. Is credentialed by CDR as a registered dietitian or |
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a registered dietitian nutritionist; and |
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3. Is legally authorized to use the title registered |
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dietitian or registered dietitian nutritionist and the |
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corresponding abbreviations "RD" or "RDN." |
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X. "Remote State" means a Member State other than the Home |
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State, where a Licensee is exercising or seeking to exercise a |
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Compact Privilege. |
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Y. "Rule" means a regulation promulgated by the Compact |
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Commission that has the force of law. |
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Z. "Single State License" means a License issued by a Member |
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State within the issuing State and does not include a Compact |
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Privilege in any other Member State. |
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AA. "State" means any state, commonwealth, district, or |
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territory of the United States of America. |
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BB. "Unencumbered License" means a License that authorizes |
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a Licensee to engage in the full and unrestricted Practice of |
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Dietetics. |
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SECTION 3. STATE PARTICIPATION IN THE COMPACT |
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A. To participate in the Compact, a State must currently: |
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1. License and regulate the Practice of Dietetics; and |
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2. Have a mechanism in place for receiving and |
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investigating complaints about Licensees. |
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B. A Member State shall: |
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1. Participate fully in the Compact Commission's Data |
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System, including using the unique identifier as defined in Rules; |
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2. Notify the Compact Commission, in compliance with |
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the terms of the Compact and Rules, of any Adverse Action or the |
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availability of Current Significant Investigative Information |
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regarding a Licensee; |
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3. Implement or utilize procedures for considering the |
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criminal history record information of applicants for an initial |
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Compact Privilege. These procedures shall include the submission |
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of fingerprints or other biometric-based information by applicants |
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for the purpose of obtaining an applicant's criminal history record |
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information from the Federal Bureau of Investigation and the agency |
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responsible for retaining that State's criminal records; |
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a. A Member State must fully implement a criminal |
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history record information requirement, within a time frame |
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established by Rule, which includes receiving the results of the |
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Federal Bureau of Investigation record search and shall use those |
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results in determining Compact Privilege eligibility. |
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b. Communication between a Member State and the |
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Compact Commission or among Member States regarding the |
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verification of eligibility for a Compact Privilege shall not |
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include any information received from the Federal Bureau of |
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Investigation relating to a federal criminal history record |
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information check performed by a Member State. |
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4. Comply with and enforce the Rules of the Compact |
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Commission; |
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5. Require an applicant for a Compact Privilege to |
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obtain or retain a License in the Licensee's Home State and meet the |
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Home State's qualifications for licensure or renewal of licensure, |
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as well as all other applicable State laws; and |
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6. Recognize a Compact Privilege granted to a Licensee |
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who meets all of the requirements outlined in Section 4 in |
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accordance with the terms of the Compact and Rules. |
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C. Member States may set and collect a fee for granting a |
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Compact Privilege. |
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D. Individuals not residing in a Member State shall continue |
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to be able to apply for a Member State's Single State License as |
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provided under the laws of each Member State. However, the Single |
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State License granted to these individuals shall not be recognized |
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as granting a Compact Privilege to engage in the Practice of |
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Dietetics in any other Member State. |
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E. Nothing in this Compact shall affect the requirements |
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established by a Member State for the issuance of a Single State |
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License. |
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F. At no point shall the Compact Commission have the power |
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to define the requirements for the issuance of a Single State |
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License to practice dietetics. The Member States shall retain sole |
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jurisdiction over the provision of these requirements. |
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SECTION 4. COMPACT PRIVILEGE |
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A. To exercise the Compact Privilege under the terms and |
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provisions of the Compact, the Licensee shall: |
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1. Satisfy one of the following: |
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a. Hold a valid current registration that gives |
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the applicant the right to use the term Registered Dietitian; or |
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b. Complete all of the following: |
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i. An education program which is either: |
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a) A master's degree or doctoral |
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degree that is programmatically accredited by (i) ACEND; or (ii) a |
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dietetics accrediting agency recognized by the United States |
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Department of Education, which the Compact Commission may by Rule |
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determine, and from a college or university accredited at the time |
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of graduation by the appropriate regional accrediting agency |
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recognized by the Council on Higher Education Accreditation and the |
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United States Department of Education. |
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b) An academic degree from a college |
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or university in a foreign country equivalent to the degree |
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described in subparagraph (a) that is programmatically accredited |
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by (i) ACEND; or (ii) a dietetics accrediting agency recognized by |
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the United States Department of Education, which the Compact |
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Commission may by Rule determine. |
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ii. A planned, documented, supervised |
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practice experience in dietetics that is programmatically |
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accredited by (i) ACEND, or (ii) a dietetics accrediting agency |
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recognized by the United States Department of Education which the |
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Compact Commission may by Rule determine and which involves at |
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least 1000 hours of practice experience under the supervision of a |
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Registered Dietitian or a Licensed Dietitian. |
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iii. Successful completion of either: (i) |
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the Registration Examination for Dietitians administered by CDR, or |
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(ii) a national credentialing examination for dietitians approved |
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by the Compact Commission by Rule; such completion being no more |
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than five years prior to the date of the Licensee's application for |
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initial licensure and accompanied by a period of continuous |
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licensure thereafter, all of which may be further governed by the |
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Rules of the Compact Commission. |
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2. Hold an Unencumbered License in the Home State; |
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3. Notify the Compact Commission that the Licensee is |
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seeking a Compact Privilege within a Remote State(s); |
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4. Pay any applicable fees, including any State fee, |
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for the Compact Privilege; |
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5. Meet any Jurisprudence Requirements established by |
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the Remote State(s) in which the Licensee is seeking a Compact |
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Privilege; and |
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6. Report to the Compact Commission any Adverse |
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Action, Encumbrance, or restriction on a License taken by any |
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non-Member State within 30 days from the date the action is taken. |
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B. The Compact Privilege is valid until the expiration date |
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of the Home State License. To maintain a Compact Privilege, renewal |
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of the Compact Privilege shall be congruent with the renewal of the |
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Home State License as the Compact Commission may define by Rule. |
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The Licensee must comply with the requirements of Section 4(A) to |
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maintain the Compact Privilege in the Remote State(s). |
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C. A Licensee exercising a Compact Privilege shall adhere to |
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the laws and regulations of the Remote State. Licensees shall be |
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responsible for educating themselves on, and complying with, any |
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and all State laws relating to the Practice of Dietetics in such |
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Remote State. |
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D. Notwithstanding anything to the contrary provided in |
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this Compact or State law, a Licensee exercising a Compact |
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Privilege shall not be required to complete Continuing Education |
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Requirements required by a Remote State. A Licensee exercising a |
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Compact Privilege is only required to meet any Continuing Education |
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Requirements as required by the Home State. |
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SECTION 5: OBTAINING A NEW HOME STATE LICENSE BASED ON A COMPACT |
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PRIVILEGE |
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A. A Licensee may hold a Home State License, which allows |
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for a Compact Privilege in other Member States, in only one Member |
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State at a time. |
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B. If a Licensee changes Home State by moving between two |
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Member States: |
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1. The Licensee shall file an application for |
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obtaining a new Home State License based on a Compact Privilege, pay |
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all applicable fees, and notify the current and new Home State in |
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accordance with the Rules of the Compact Commission. |
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2. Upon receipt of an application for obtaining a new |
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Home State License by virtue of a Compact Privilege, the new Home |
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State shall verify that the Licensee meets the criteria in Section 4 |
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via the Data System, and require that the Licensee complete the |
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following: |
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a. Federal Bureau of Investigation fingerprint |
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based criminal history record information check; |
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b. Any other criminal history record information |
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required by the new Home State; and |
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c. Any Jurisprudence Requirements of the new Home |
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State. |
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3. The former Home State shall convert the former Home |
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State License into a Compact Privilege once the new Home State has |
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activated the new Home State License in accordance with applicable |
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Rules adopted by the Compact Commission. |
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4. Notwithstanding any other provision of this |
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Compact, if the Licensee cannot meet the criteria in Section 4, the |
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new Home State may apply its requirements for issuing a new Single |
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State License. |
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5. The Licensee shall pay all applicable fees to the |
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new Home State in order to be issued a new Home State License. |
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C. If a Licensee changes their State of residence by moving |
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from a Member State to a non-Member State, or from a non-Member |
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State to a Member State, the State criteria shall apply for issuance |
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of a Single State License in the new State. |
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D. Nothing in this Compact shall interfere with a Licensee's |
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ability to hold a Single State License in multiple States; however, |
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for the purposes of this Compact, a Licensee shall have only one |
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Home State License. |
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E. Nothing in this Compact shall affect the requirements |
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established by a Member State for the issuance of a Single State |
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License. |
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SECTION 6. ACTIVE MILITARY MEMBERS OR THEIR SPOUSES |
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An Active Military Member, or their spouse, shall designate a Home |
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State where the individual has a current License in good standing. |
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The individual may retain the Home State designation during the |
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period the service member is on active duty. |
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SECTION 7. ADVERSE ACTIONS |
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A. In addition to the other powers conferred by State law, a |
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Remote State shall have the authority, in accordance with existing |
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State due process law, to: |
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1. Take Adverse Action against a Licensee's Compact |
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Privilege within that Member State; and |
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2. Issue subpoenas for both hearings and |
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investigations that require the attendance and testimony of |
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witnesses as well as the production of evidence. Subpoenas issued |
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by a Licensing Authority in a Member State for the attendance and |
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testimony of witnesses or the production of evidence from another |
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Member State shall be enforced in the latter State by any court of |
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competent jurisdiction, according to the practice and procedure |
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applicable to subpoenas issued in proceedings pending before that |
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court. The issuing authority shall pay any witness fees, travel |
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expenses, mileage, and other fees required by the service statutes |
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of the State in which the witnesses or evidence are located. |
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B. Only the Home State shall have the power to take Adverse |
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Action against a Licensee's Home State License. |
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C. For purposes of taking Adverse Action, the Home State |
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shall give the same priority and effect to reported conduct |
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received from a Member State as it would if the conduct had occurred |
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within the Home State. In so doing, the Home State shall apply its |
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own State laws to determine appropriate action. |
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D. The Home State shall complete any pending investigations |
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of a Licensee who changes Home States during the course of the |
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investigations. The Home State shall also have authority to take |
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appropriate action(s) and shall promptly report the conclusions of |
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the investigations to the administrator of the Data System. The |
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administrator of the Data System shall promptly notify the new Home |
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State of any Adverse Actions. |
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E. A Member State, if otherwise permitted by State law, may |
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recover from the affected Licensee the costs of investigations and |
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dispositions of cases resulting from any Adverse Action taken |
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against that Licensee. |
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F. A Member State may take Adverse Action based on the |
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factual findings of another Remote State, provided that the Member |
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State follows its own procedures for taking the Adverse Action. |
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G. Joint Investigations: |
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1. In addition to the authority granted to a Member |
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State by its respective State law, any Member State may participate |
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with other Member States in joint investigations of Licensees. |
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2. Member States shall share any investigative, |
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litigation, or compliance materials in furtherance of any joint |
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investigation initiated under the Compact. |
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H. If Adverse Action is taken by the Home State against a |
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Licensee's Home State License resulting in an Encumbrance on the |
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Home State License, the Licensee's Compact Privilege(s) in all |
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other Member States shall be revoked until all Encumbrances have |
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been removed from the Home State License. All Home State |
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disciplinary orders that impose Adverse Action against a Licensee |
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shall include a statement that the Licensee's Compact Privileges |
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are revoked in all Member States during the pendency of the order. |
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I. Once an Encumbered License in the Home State is restored |
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to an Unencumbered License (as certified by the Home State's |
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Licensing Authority), the Licensee must meet the requirements of |
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Section 4(A) and follow the administrative requirements to reapply |
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to obtain a Compact Privilege in any Remote State. |
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J. If a Member State takes Adverse Action, it shall promptly |
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notify the administrator of the Data System. The administrator of |
|
the Data System shall promptly notify the other Member States State |
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of any Adverse Actions. |
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K. Nothing in this Compact shall override a Member State's |
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decision that participation in an Alternative Program may be used |
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in lieu of Adverse Action. |
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SECTION 8. ESTABLISHMENT OF THE DIETITIAN LICENSURE COMPACT |
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COMMISSION |
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A. The Compact Member States hereby create and establish a |
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joint government agency whose membership consists of all Member |
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States that have enacted the Compact known as the Dietitian |
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Licensure Compact Commission. The Compact Commission is an |
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instrumentality of the Compact States acting jointly and not an |
|
instrumentality of any one State. The Compact Commission shall |
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come into existence on or after the effective date of the Compact as |
|
set forth in Section 12. |
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B. Membership, Voting, and Meetings |
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1. Each Member State shall have and be limited to one |
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(1) delegate selected by that Member State's Licensing Authority. |
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2. The delegate shall be the primary administrator of |
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the Licensing Authority or their designee. |
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3. The Compact Commission shall by Rule or bylaw |
|
establish a term of office for delegates and may by Rule or bylaw |
|
establish term limits. |
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4. The Compact Commission may recommend removal or |
|
suspension of any delegate from office. |
|
5. A Member State's Licensing Authority shall fill any |
|
vacancy of its delegate occurring on the Compact Commission within |
|
60 days of the vacancy. |
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6. Each delegate shall be entitled to one vote on all |
|
matters before the Compact Commission requiring a vote by the |
|
delegates. |
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7. Delegates shall meet and vote by such means as set |
|
forth in the bylaws. The bylaws may provide for delegates to meet |
|
and vote in-person or by telecommunication, video conference, or |
|
other means of communication. |
|
8. The Compact Commission shall meet at least once |
|
during each calendar year. Additional meetings may be held as set |
|
forth in the bylaws. The Compact Commission may meet in person or |
|
by telecommunication, video conference, or other means of |
|
communication. |
|
C. The Compact Commission shall have the following powers: |
|
1. Establish the fiscal year of the Compact |
|
Commission; |
|
2. Establish code of conduct and conflict of interest |
|
policies; |
|
3. Establish and amend Rules and bylaws; |
|
4. Maintain its financial records in accordance with |
|
the bylaws; |
|
5. Meet and take such actions as are consistent with |
|
the provisions of this Compact, the Compact Commission's Rules, and |
|
the bylaws; |
|
6. Initiate and conclude legal proceedings or actions |
|
in the name of the Compact Commission, provided that the standing of |
|
any Licensing Authority to sue or be sued under applicable law shall |
|
not be affected; |
|
7. Maintain and certify records and information |
|
provided to a Member State as the authenticated business records of |
|
the Compact Commission, and designate an agent to do so on the |
|
Compact Commission's behalf; |
|
8. Purchase and maintain insurance and bonds; |
|
9. Borrow, accept, or contract for services of |
|
personnel, including, but not limited to, employees of a Member |
|
State; |
|
10. Conduct an annual financial review; |
|
11. Hire employees, elect or appoint officers, fix |
|
compensation, define duties, grant such individuals appropriate |
|
authority to carry out the purposes of the Compact, and establish |
|
the Compact Commission's personnel policies and programs relating |
|
to conflicts of interest, qualifications of personnel, and other |
|
related personnel matters; |
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12. Assess and collect fees; |
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13. Accept any and all appropriate donations, grants |
|
of money, other sources of revenue, equipment, supplies, materials, |
|
services, and gifts, and receive, utilize, and dispose of the same; |
|
provided that at all times the Compact Commission shall avoid any |
|
actual or appearance of impropriety or conflict of interest; |
|
14. Lease, purchase, retain, own, hold, improve, or |
|
use any property, real, personal, or mixed, or any undivided |
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interest therein; |
|
15. Sell, convey, mortgage, pledge, lease, exchange, |
|
abandon, or otherwise dispose of any property real, personal, or |
|
mixed; |
|
16. Establish a budget and make expenditures; |
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17. Borrow money; |
|
18. Appoint committees, including standing |
|
committees, composed of members, State regulators, State |
|
legislators or their representatives, and consumer |
|
representatives, and such other interested persons as may be |
|
designated in this Compact or the bylaws; |
|
19. Provide and receive information from, and |
|
cooperate with, law enforcement agencies; |
|
20. Establish and elect an Executive Committee, |
|
including a chair and a vice chair; |
|
21. Determine whether a State's adopted language is |
|
materially different from the model compact language such that the |
|
State would not qualify for participation in the Compact; and |
|
22. Perform such other functions as may be necessary |
|
or appropriate to achieve the purposes of this Compact. |
|
D. The Executive Committee |
|
1. The Executive Committee shall have the power to act |
|
on behalf of the Compact Commission according to the terms of this |
|
Compact. The powers, duties, and responsibilities of the Executive |
|
Committee shall include: |
|
a. Oversee the day-to-day activities of the |
|
administration of the Compact including enforcement and compliance |
|
with the provisions of the Compact, its Rules and bylaws, and other |
|
such duties as deemed necessary; |
|
b. Recommend to the Compact Commission changes to |
|
the Rules or bylaws, changes to this Compact legislation, fees |
|
charged to Compact Member States, fees charged to Licensees, and |
|
other fees; |
|
c. Ensure Compact administration services are |
|
appropriately provided, including by contract; |
|
d. Prepare and recommend the budget; |
|
e. Maintain financial records on behalf of the |
|
Compact Commission; |
|
f. Monitor Compact compliance of Member States |
|
and provide compliance reports to the Compact Commission; |
|
g. Establish additional committees as necessary; |
|
h. Exercise the powers and duties of the Compact |
|
Commission during the interim between Compact Commission meetings, |
|
except for adopting or amending Rules, adopting or amending bylaws, |
|
and exercising any other powers and duties expressly reserved to |
|
the Compact Commission by Rule or bylaw; and |
|
i. Other duties as provided in the Rules or |
|
bylaws of the Compact Commission. |
|
2. The Executive Committee shall be composed of nine |
|
members: |
|
a. The chair and vice chair of the Compact |
|
Commission shall be voting members of the Executive Committee; |
|
b. Five voting members from the current |
|
membership of the Compact Commission, elected by the Compact |
|
Commission; |
|
c. One ex-officio, nonvoting member from a |
|
recognized professional association representing dietitians; and |
|
d. One ex-officio, nonvoting member from a |
|
recognized national credentialing organization for dietitians. |
|
3. The Compact Commission may remove any member of the |
|
Executive Committee as provided in the Compact Commission's bylaws. |
|
4. The Executive Committee shall meet at least |
|
annually. |
|
a. Executive Committee meetings shall be open to |
|
the public, except that the Executive Committee may meet in a |
|
closed, non-public meeting as provided in subsection (F)(2). |
|
b. The Executive Committee shall give 30 days' |
|
notice of its meetings, posted on the website of the Compact |
|
Commission and as determined to provide notice to persons with an |
|
interest in the business of the Compact Commission. |
|
c. The Executive Committee may hold a special |
|
meeting in accordance with subsection (F)(1)(b). |
|
E. The Compact Commission shall adopt and provide to the |
|
Member States an annual report. |
|
F. Meetings of the Compact Commission |
|
1. All meetings shall be open to the public, except |
|
that the Compact Commission may meet in a closed, non-public |
|
meeting as provided in subsection (F)(2). |
|
a. Public notice for all meetings of the full |
|
Compact Commission shall be given in the same manner as required |
|
under the rulemaking provisions in Section 10, except that the |
|
Compact Commission may hold a special meeting as provided in |
|
subsection (F)(1)(b). |
|
b. The Compact Commission may hold a special |
|
meeting when it must meet to conduct emergency business by giving 24 |
|
hours' notice to all Member States, on the Compact Commission's |
|
website, and other means as provided in the Compact Commission's |
|
Rules. The Compact Commission's legal counsel shall certify that |
|
the Compact Commission's need to meet qualifies as an emergency. |
|
2. The Compact Commission or the Executive Committee |
|
or other committees of the Compact Commission may convene in a |
|
closed, non-public meeting for the Compact Commission or Executive |
|
Committee or other committees of the Compact Commission to receive |
|
legal advice or to discuss: |
|
a. Non-compliance of a Member State with its |
|
obligations under the Compact; |
|
b. The employment, compensation, discipline, or |
|
other matters, practices, or procedures related to specific |
|
employees; |
|
c. Current or threatened discipline of a Licensee |
|
by the Compact Commission or by a Member State's Licensing |
|
Authority; |
|
d. Current, threatened, or reasonably |
|
anticipated litigation; |
|
e. Negotiation of contracts for the purchase, |
|
lease, or sale of goods, services, or real estate; |
|
f. Accusing any person of a crime or formally |
|
censuring any person; |
|
g. Trade secrets or commercial or financial |
|
information that is privileged or confidential; |
|
h. Information of a personal nature where |
|
disclosure would constitute a clearly unwarranted invasion of |
|
personal privacy; |
|
i. Investigative records compiled for law |
|
enforcement purposes; |
|
j. Information related to any investigative |
|
reports prepared by or on behalf of or for use of the Compact |
|
Commission or other committee charged with responsibility of |
|
investigation or determination of compliance issues pursuant to the |
|
Compact; |
|
k. Matters specifically exempted from disclosure |
|
by federal or Member State law; or |
|
l. Other matters as specified in the Rules of the |
|
Compact Commission. |
|
3. If a meeting, or portion of a meeting, is closed, |
|
the presiding officer shall state that the meeting will be closed |
|
and reference each relevant exempting provision, and such reference |
|
shall be recorded in the minutes. |
|
4. The Compact Commission shall keep minutes that |
|
fully and clearly describe all matters discussed in a meeting and |
|
shall provide a full and accurate summary of actions taken, and the |
|
reasons therefore, including a description of the views expressed. |
|
All documents considered in connection with an action shall be |
|
identified in such minutes. All minutes and documents of a closed |
|
meeting shall remain under seal, subject to release only by a |
|
majority vote of the Compact Commission or order of a court of |
|
competent jurisdiction. |
|
G. Financing of the Compact Commission |
|
1. The Compact Commission shall pay, or provide for |
|
the payment of, the reasonable expenses of its establishment, |
|
organization, and ongoing activities. |
|
2. The Compact Commission may accept any and all |
|
appropriate revenue sources as provided in subsection (C)(13). |
|
3. The Compact Commission may levy on and collect an |
|
annual assessment from each Member State and impose fees on |
|
Licensees of Member States to whom it grants a Compact Privilege to |
|
cover the cost of the operations and activities of the Compact |
|
Commission and its staff, which must, in a total amount, be |
|
sufficient to cover its annual budget as approved each year for |
|
which revenue is not provided by other sources. The aggregate |
|
annual assessment amount for Member States shall be allocated based |
|
upon a formula that the Compact Commission shall promulgate by |
|
Rule. |
|
4. The Compact Commission shall not incur obligations |
|
of any kind prior to securing the funds adequate to meet the same; |
|
nor shall the Compact Commission pledge the credit of any of the |
|
Member States, except by and with the authority of the Member State. |
|
5. The Compact Commission shall keep accurate accounts |
|
of all receipts and disbursements. The receipts and disbursements |
|
of the Compact Commission shall be subject to the financial review |
|
and accounting procedures established under its bylaws. However, |
|
all receipts and disbursements of funds handled by the Compact |
|
Commission shall be subject to an annual financial review by a |
|
certified or licensed public accountant, and the report of the |
|
financial review shall be included in and become part of the annual |
|
report of the Compact Commission. |
|
H. Qualified Immunity, Defense, and Indemnification |
|
1. The members, officers, executive director, |
|
employees and representatives of the Compact Commission shall be |
|
immune from suit and liability, both personally and in their |
|
official capacity, for any claim for damage to or loss of property |
|
or personal injury or other civil liability caused by or arising out |
|
of any actual or alleged act, error, or omission that occurred, or |
|
that the person against whom the claim is made had a reasonable |
|
basis for believing occurred within the scope of Compact Commission |
|
employment, duties, or responsibilities; provided that nothing in |
|
this paragraph shall be construed to protect any such person from |
|
suit or liability for any damage, loss, injury, or liability caused |
|
by the intentional or willful or wanton misconduct of that person. |
|
The procurement of insurance of any type by the Compact Commission |
|
shall not in any way compromise or limit the immunity granted |
|
hereunder. |
|
2. The Compact Commission shall defend any member, |
|
officer, executive director, employee, and representative of the |
|
Compact Commission in any civil action seeking to impose liability |
|
arising out of any actual or alleged act, error, or omission that |
|
occurred within the scope of Compact Commission employment, duties, |
|
or responsibilities, or as determined by the Compact Commission |
|
that the person against whom the claim is made had a reasonable |
|
basis for believing occurred within the scope of Compact Commission |
|
employment, duties, or responsibilities; provided that nothing |
|
herein shall be construed to prohibit that person from retaining |
|
their own counsel at their own expense; and provided further, that |
|
the actual or alleged act, error, or omission did not result from |
|
that person's intentional or willful or wanton misconduct. |
|
3. The Compact Commission shall indemnify and hold |
|
harmless any member, officer, executive director, employee, and |
|
representative of the Compact Commission for the amount of any |
|
settlement or judgment obtained against that person arising out of |
|
any actual or alleged act, error, or omission that occurred within |
|
the scope of Compact Commission employment, duties, or |
|
responsibilities, or that such person had a reasonable basis for |
|
believing occurred within the scope of Compact Commission |
|
employment, duties, or responsibilities, provided that the actual |
|
or alleged act, error, or omission did not result from the |
|
intentional or willful or wanton misconduct of that person. |
|
4. Nothing herein shall be construed as a limitation |
|
on the liability of any Licensee for professional malpractice or |
|
misconduct, which shall be governed solely by any other applicable |
|
State laws. |
|
5. Nothing in this Compact shall be interpreted to |
|
waive or otherwise abrogate a Member State's state action immunity |
|
or state action affirmative defense with respect to antitrust |
|
claims under the Sherman Act, Clayton Act, or any other State or |
|
federal antitrust or anticompetitive law or regulation. |
|
6. Nothing in this Compact shall be construed to be a |
|
waiver of sovereign immunity by the Member States or by the Compact |
|
Commission. |
|
SECTION 9. DATA SYSTEM |
|
A. The Compact Commission shall provide for the |
|
development, maintenance, operation, and utilization of a |
|
coordinated Data System. |
|
B. The Compact Commission shall assign each applicant for a |
|
Compact Privilege a unique identifier, as determined by the Rules. |
|
C. Notwithstanding any other provision of State law to the |
|
contrary, a Member State shall submit a uniform data set to the Data |
|
System on all individuals to whom this Compact is applicable as |
|
required by the Rules of the Compact Commission, including: |
|
1. Identifying information; |
|
2. Licensure data; |
|
3. Adverse Actions against a License or Compact |
|
Privilege and information related thereto; |
|
4. Non-confidential information related to |
|
Alternative Program participation, the beginning and ending dates |
|
of such participation, and other information related to such |
|
participation not made confidential under Member State law; |
|
5. Any denial of application for licensure, and the |
|
reason(s) for such denial; |
|
6. The presence of Current Significant Investigative |
|
Information; and |
|
7. Other information that may facilitate the |
|
administration of this Compact or the protection of the public, as |
|
determined by the Rules of the Compact Commission. |
|
D. The records and information provided to a Member State |
|
pursuant to this Compact or through the Data System, when certified |
|
by the Compact Commission or an agent thereof, shall constitute the |
|
authenticated business records of the Compact Commission, and shall |
|
be entitled to any associated hearsay exception in any relevant |
|
judicial, quasi-judicial, or administrative proceedings in a |
|
Member State. |
|
E. Current Significant Investigative Information |
|
pertaining to a Licensee in any Member State will only be available |
|
to other Member States. |
|
F. It is the responsibility of the Member States to report |
|
any Adverse Action against a Licensee and to monitor the Data System |
|
to determine whether any Adverse Action has been taken against a |
|
Licensee. Adverse Action information pertaining to a Licensee in |
|
any Member State will be available to any other Member State. |
|
G. Member States contributing information to the Data |
|
System may designate information that may not be shared with the |
|
public without the express permission of the contributing State. |
|
H. Any information submitted to the Data System that is |
|
subsequently expunged pursuant to federal law or the laws of the |
|
Member State contributing the information shall be removed from the |
|
Data System. |
|
SECTION 10. RULEMAKING |
|
A. The Compact Commission shall promulgate reasonable Rules |
|
in order to effectively and efficiently implement and administer |
|
the purposes and provisions of the Compact. A Rule shall be invalid |
|
and have no force or effect only if a court of competent |
|
jurisdiction holds that the Rule is invalid because the Compact |
|
Commission exercised its rulemaking authority in a manner that is |
|
beyond the scope and purposes of the Compact, or the powers granted |
|
hereunder, or based upon another applicable standard of review. |
|
B. The Rules of the Compact Commission shall have the force |
|
of law in each Member State, provided however that where the Rules |
|
conflict with the laws or regulations of a Member State that relate |
|
to the procedures, actions, and processes a Licensed Dietitian is |
|
permitted to undertake in that State and the circumstances under |
|
which they may do so, as held by a court of competent jurisdiction, |
|
the Rules of the Compact Commission shall be ineffective in that |
|
State to the extent of the conflict. |
|
C. The Compact Commission shall exercise its rulemaking |
|
powers pursuant to the criteria set forth in this Section and the |
|
Rules adopted thereunder. Rules shall become binding on the day |
|
following adoption or as of the date specified in the Rule or |
|
amendment, whichever is later. |
|
D. If a majority of the legislatures of the Member States |
|
rejects a Rule or portion of a Rule, by enactment of a statute or |
|
resolution in the same manner used to adopt the Compact within four |
|
(4) years of the date of adoption of the Rule, then such Rule shall |
|
have no further force and effect in any Member State. |
|
E. Rules shall be adopted at a regular or special meeting of |
|
the Compact Commission. |
|
F. Prior to adoption of a proposed Rule, the Compact |
|
Commission shall hold a public hearing and allow persons to provide |
|
oral and written comments, data, facts, opinions, and arguments. |
|
G. Prior to adoption of a proposed Rule by the Compact |
|
Commission, and at least thirty (30) days in advance of the meeting |
|
at which the Compact Commission will hold a public hearing on the |
|
proposed Rule, the Compact Commission shall provide a Notice of |
|
Proposed rulemaking: |
|
1. On the website of the Compact Commission or other |
|
publicly accessible platform; |
|
2. To persons who have requested notice of the Compact |
|
Commission's notices of proposed rulemaking; and |
|
3. In such other way(s) as the Compact Commission may |
|
by Rule specify. |
|
H. The Notice of Proposed rulemaking shall include: |
|
1. The time, date, and location of the public hearing |
|
at which the Compact Commission will hear public comments on the |
|
proposed Rule and, if different, the time, date, and location of the |
|
meeting where the Compact Commission will consider and vote on the |
|
proposed Rule; |
|
2. If the hearing is held via telecommunication, video |
|
conference, or other means of communication, the Compact Commission |
|
shall include the mechanism for access to the hearing in the Notice |
|
of Proposed rulemaking; |
|
3. The text of the proposed Rule and the reason |
|
therefore; |
|
4. A request for comments on the proposed Rule from any |
|
interested person; and |
|
5. The manner in which interested persons may submit |
|
written comments. |
|
I. All hearings will be recorded. A copy of the recording |
|
and all written comments and documents received by the Compact |
|
Commission in response to the proposed Rule shall be available to |
|
the public. |
|
J. Nothing in this Section shall be construed as requiring a |
|
separate hearing on each Rule. Rules may be grouped for the |
|
convenience of the Compact Commission at hearings required by this |
|
Section. |
|
K. The Compact Commission shall, by majority vote of all |
|
members, take final action on the proposed Rule based on the |
|
rulemaking record and the full text of the Rule. |
|
1. The Compact Commission may adopt changes to the |
|
proposed Rule provided the changes do not enlarge the original |
|
purpose of the proposed Rule. |
|
2. The Compact Commission shall provide an explanation |
|
of the reasons for substantive changes made to the proposed Rule as |
|
well as reasons for substantive changes not made that were |
|
recommended by commenters. |
|
3. The Compact Commission shall determine a reasonable |
|
effective date for the Rule. Except for an emergency as provided in |
|
Section 10(L), the effective date of the Rule shall be no sooner |
|
than 30 days after issuing the notice that it adopted or amended the |
|
Rule. |
|
L. Upon determination that an emergency exists, the Compact |
|
Commission may consider and adopt an emergency Rule with 24 hours' |
|
notice, with opportunity to comment, provided that the usual |
|
rulemaking procedures provided in the Compact and in this Section |
|
shall be retroactively applied to the Rule as soon as reasonably |
|
possible, in no event later than ninety (90) days after the |
|
effective date of the Rule. For the purposes of this provision, an |
|
emergency Rule is one that must be adopted immediately in order to: |
|
1. Meet an imminent threat to public health, safety, |
|
or welfare; |
|
2. Prevent a loss of Compact Commission or Member |
|
State funds; |
|
3. Meet a deadline for the promulgation of a Rule that |
|
is established by federal law or rule; or |
|
4. Protect public health and safety. |
|
M. The Compact Commission or an authorized committee of the |
|
Compact Commission may direct revision to a previously adopted Rule |
|
for purposes of correcting typographical errors, errors in format, |
|
errors in consistency, or grammatical errors. Public notice of any |
|
revision shall be posted on the website of the Compact Commission. |
|
The revision shall be subject to challenge by any person for a |
|
period of thirty (30) days after posting. The revision may be |
|
challenged only on grounds that the revision results in a material |
|
change to a Rule. A challenge shall be made in writing and delivered |
|
to the Compact Commission prior to the end of the notice period. If |
|
no challenge is made, the revision will take effect without further |
|
action. If the revision is challenged, the revision may not take |
|
effect without the approval of the Compact Commission. |
|
N. No Member State's rulemaking requirements shall apply |
|
under this Compact. |
|
SECTION 11. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT |
|
A. Oversight |
|
1. The executive and judicial branches of State |
|
government in each Member State shall enforce this Compact and take |
|
all actions necessary and appropriate to implement this Compact. |
|
2. Except as otherwise provided in this Compact, venue |
|
is proper and judicial proceedings by or against the Compact |
|
Commission shall be brought solely and exclusively in a court of |
|
competent jurisdiction where the principal office of the Compact |
|
Commission is located. The Compact Commission may waive venue and |
|
jurisdictional defenses to the extent it adopts or consents to |
|
participate in alternative dispute resolution proceedings. Nothing |
|
herein shall affect or limit the selection or propriety of venue in |
|
any action against a Licensee for professional malpractice, |
|
misconduct, or any such similar matter. |
|
3. The Compact Commission shall be entitled to receive |
|
service of process in any proceeding regarding the enforcement or |
|
interpretation of the Compact and shall have standing to intervene |
|
in such a proceeding for all purposes. Failure to provide the |
|
Compact Commission service of process shall render a judgment or |
|
order void as to the Compact Commission, this Compact, or |
|
promulgated Rules. |
|
B. Default, Technical Assistance, and Termination |
|
1. If the Compact Commission determines that a Member |
|
State has defaulted in the performance of its obligations or |
|
responsibilities under this Compact or the promulgated Rules, the |
|
Compact Commission shall provide written notice to the defaulting |
|
State. The notice of default shall describe the default, the |
|
proposed means of curing the default, and any other action that the |
|
Compact Commission may take and shall offer training and specific |
|
technical assistance regarding the default. |
|
2. The Compact Commission shall provide a copy of the |
|
notice of default to the other Member States. |
|
C. If a State in default fails to cure the default, the |
|
defaulting State may be terminated from the Compact upon an |
|
affirmative vote of a majority of the delegates of the Member |
|
States, and all rights, privileges, and benefits conferred on that |
|
State by this Compact may be terminated on the effective date of |
|
termination. A cure of the default does not relieve the offending |
|
State of obligations or liabilities incurred during the period of |
|
default. |
|
D. Termination of membership in the Compact shall be imposed |
|
only after all other means of securing compliance have been |
|
exhausted. Notice of intent to suspend or terminate shall be given |
|
by the Compact Commission to the governor, the majority and |
|
minority leaders of the defaulting State's legislature, the |
|
defaulting State's Licensing Authority, and each of the Member |
|
States' Licensing Authority. |
|
E. A State that has been terminated is responsible for all |
|
assessments, obligations, and liabilities incurred through the |
|
effective date of termination, including obligations that extend |
|
beyond the effective date of termination. |
|
F. Upon the termination of a State's membership from this |
|
Compact, that State shall immediately provide notice to all |
|
Licensees within that State of such termination. The terminated |
|
State shall continue to recognize all Compact Privileges granted |
|
pursuant to this Compact for a minimum of six months after the date |
|
of said notice of termination. |
|
G. The Compact Commission shall not bear any costs related |
|
to a State that is found to be in default or that has been terminated |
|
from the Compact, unless agreed upon in writing between the Compact |
|
Commission and the defaulting State. |
|
H. The defaulting State may appeal the action of the Compact |
|
Commission by petitioning the U.S. District Court for the District |
|
of Columbia or the federal district where the Compact Commission |
|
has its principal offices. The prevailing party shall be awarded |
|
all costs of such litigation, including reasonable attorney's fees. |
|
I. Dispute Resolution |
|
1. Upon request by a Member State, the Compact |
|
Commission shall attempt to resolve disputes related to the Compact |
|
that arise among Member States and between Member and non-Member |
|
States. |
|
2. The Compact Commission shall promulgate a Rule |
|
providing for both mediation and binding dispute resolution for |
|
disputes as appropriate. |
|
J. Enforcement |
|
1. By supermajority vote, the Compact Commission may |
|
initiate legal action against a Member State in default in the |
|
United States District Court for the District of Columbia or the |
|
federal district where the Compact Commission has its principal |
|
offices to enforce compliance with the provisions of the Compact |
|
and its promulgated Rules. The relief sought may include both |
|
injunctive relief and damages. In the event judicial enforcement is |
|
necessary, the prevailing party shall be awarded all costs of such |
|
litigation, including reasonable attorney's fees. The remedies |
|
herein shall not be the exclusive remedies of the Compact |
|
Commission. The Compact Commission may pursue any other remedies |
|
available under federal or the defaulting Member State's law. |
|
2. A Member State may initiate legal action against |
|
the Compact Commission in the U.S. District Court for the District |
|
of Columbia or the federal district where the Compact Commission |
|
has its principal offices to enforce compliance with the provisions |
|
of the Compact and its promulgated Rules. The relief sought may |
|
include both injunctive relief and damages. In the event judicial |
|
enforcement is necessary, the prevailing party shall be awarded all |
|
costs of such litigation, including reasonable attorney's fees. |
|
3. No party other than a Member State shall enforce |
|
this Compact against the Compact Commission. |
|
SECTION 12. EFFECTIVE DATE, WITHDRAWAL, AND AMENDMENT |
|
A. The Compact shall come into effect on the date on which |
|
the Compact statute is enacted into law in the seventh Member State. |
|
1. On or after the effective date of the Compact, the |
|
Compact Commission shall convene and review the enactment of each |
|
of the first seven Member States ("Charter Member States") to |
|
determine if the statute enacted by each such Charter Member State |
|
is materially different than the model Compact statute. |
|
a. A Charter Member State whose enactment is |
|
found to be materially different from the model Compact statute |
|
shall be entitled to the default process set forth in Section 11. |
|
b. If any Member State is later found to be in |
|
default, or is terminated, or withdraws from the Compact, the |
|
Compact Commission shall remain in existence and the Compact shall |
|
remain in effect even if the number of Member States should be less |
|
than seven. |
|
2. Member States enacting the Compact subsequent to |
|
the seven initial Charter Member States shall be subject to the |
|
process set forth in Section 8(C)(21) to determine if their |
|
enactments are materially different from the model Compact statute |
|
and whether they qualify for participation in the Compact. |
|
3. All actions taken for the benefit of the Compact |
|
Commission or in furtherance of the purposes of the administration |
|
of the Compact prior to the effective date of the Compact or the |
|
Compact Commission coming into existence shall be considered to be |
|
actions of the Compact Commission unless specifically repudiated by |
|
the Compact Commission. |
|
4. Any State that joins the Compact subsequent to the |
|
Compact Commission's initial adoption of the Rules and bylaws shall |
|
be subject to the Rules and bylaws as they exist on the date on which |
|
the Compact becomes law in that State. Any Rule that has been |
|
previously adopted by the Compact Commission shall have the full |
|
force and effect of law on the day the Compact becomes law in that |
|
State. |
|
B. Any Member State may withdraw from this Compact by |
|
enacting a statute repealing the same. |
|
1. A Member State's withdrawal shall not take effect |
|
until 180 days after enactment of the repealing statute. |
|
2. Withdrawal shall not affect the continuing |
|
requirement of the withdrawing State's Licensing Authority to |
|
comply with the investigative and Adverse Action reporting |
|
requirements of this Compact prior to the effective date of |
|
withdrawal. |
|
3. Upon the enactment of a statute withdrawing from |
|
this Compact, a State shall immediately provide notice of such |
|
withdrawal to all Licensees within that State. Notwithstanding any |
|
subsequent statutory enactment to the contrary, such withdrawing |
|
State shall continue to recognize all Compact Privileges granted |
|
pursuant to this Compact for a minimum of 180 days after the date of |
|
such notice of withdrawal. |
|
C. Nothing contained in this Compact shall be construed to |
|
invalidate or prevent any licensure agreement or other cooperative |
|
arrangement between a Member State and a non-Member State that does |
|
not conflict with the provisions of this Compact. |
|
D. This Compact may be amended by the Member States. No |
|
amendment to this Compact shall become effective and binding upon |
|
any Member State until it is enacted into the laws of all Member |
|
States. |
|
SECTION 13. CONSTRUCTION AND SEVERABILITY |
|
A. This Compact and the Compact Commission's rulemaking |
|
authority shall be liberally construed so as to effectuate the |
|
purposes and the implementation and administration of the Compact. |
|
Provisions of the Compact expressly authorizing or requiring the |
|
promulgation of Rules shall not be construed to limit the Compact |
|
Commission's rulemaking authority solely for those purposes. |
|
B. The provisions of this Compact shall be severable and if |
|
any phrase, clause, sentence, or provision of this Compact is held |
|
by a court of competent jurisdiction to be contrary to the |
|
constitution of any Member State, a State seeking participation in |
|
the Compact, or of the United States, or the applicability thereof |
|
to any government, agency, person, or circumstance is held to be |
|
unconstitutional by a court of competent jurisdiction, the validity |
|
of the remainder of this Compact and the applicability thereof to |
|
any other government, agency, person, or circumstance shall not be |
|
affected thereby. |
|
C. Notwithstanding Section 13(B), the Compact Commission |
|
may deny a State's participation in the Compact or, in accordance |
|
with the requirements of Section 11(B), terminate a Member State's |
|
participation in the Compact, if it determines that a |
|
constitutional requirement of a Member State is a material |
|
departure from the Compact. Otherwise, if this Compact shall be |
|
held to be contrary to the constitution of any Member State, the |
|
Compact shall remain in full force and effect as to the remaining |
|
Member States and in full force and effect as to the Member State |
|
affected as to all severable matters. |
|
SECTION 14. CONSISTENT EFFECT AND CONFLICT WITH OTHER STATE LAWS |
|
A. Nothing herein shall prevent or inhibit the enforcement |
|
of any other law of a Member State that is not inconsistent with the |
|
Compact. |
|
B. Any laws, statutes, regulations, or other legal |
|
requirements in a Member State in conflict with the Compact are |
|
superseded to the extent of the conflict. |
|
C. All permissible agreements between the Compact |
|
Commission and the Member States are binding in accordance with |
|
their terms. |
|
Sec. 701.452. ADMINISTRATION OF COMPACT. The department is |
|
the Dietitian Licensure Compact administrator for this state. |
|
Sec. 701.453. RULES. The commission may adopt rules as |
|
necessary to implement this subchapter. |
|
SECTION 2. This Act takes effect September 1, 2025. |